Iso 26000 (1) The Project 2009-06n
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ISO 26000 Guidance on Social Responsibility Development Status, June 2009 An Indus try V iew
Th e Pro ject David Fel in ski, Vice-President IFAN (International Federation of Standards Users) and IFAN Expert to ISO/TMB WG SR, and Gu ido Guert le r, ICC Observer to ISO/TMB WG SR
Available Slide Series • • • • • • •
The P rojec t ISO 26000 Contents and Players Applicability Aspects ISO 26000 CD Vote by March 2009 Success Criteria Risk of Failure Tool: Check of Effectiveness
The pr es en t su bs et is th e on e ma rk ed in bold let ter s
Outline
Background About the Standard and its Process Meeting History Current Status (June 2009) Next Steps
When/How did this Start?
Gestation began early 90’s (primarily from the Nordic part of EU) 4/01 ISO COPOLCO asked by ISO Council to consider viability of a CSR Standard 6/02 ISO/COPLOCO Workshop in Trinidad meeting – obvious strong agreement that ISO should proceed 9/02 ISO Council accepts report and establishes SAG ISO SR Advisory Group (SAG) late 2002 worked for 18 months on comprehensive report to ISO TMB including an overview of worldwide initiatives. Concluded ISO should go forward with the work
It‘s a Consumer Initiative (1/2)
COPOLCO is the ISO Co nsumer Pol icy Co mmittee The COPOLCO Workshop in Trinidad, June 2002, had some 90 attendees, with only 2 from industry ISO Council decided about the COPOLCO proposal as requested by ISO procedures
It‘s a Consumer Initiative (2/2)
The COPOLCO Workshop in Trinidad took place at a time when public discussion was driven by negative headlines about companies like Enron Worldcom Nike US legislation took care of avoiding other comparable cases
„Standard“ or „Guidance Standard “?
There are many kinds of ISO-„Standards “ A „Gui danc e St and ard “ is a special kind that offers ad vice, pro pos als , ori ent at ion and rec om menda ti ons The USER de cides about their acceptance and practical use.
ISO Stages of Development
1 2 3 4 5 6
NWIP (NP) Working Draft(s) (WD) Committee Draft (CD) Draft International Standard (DIS) Final Draft International Standard (FDIS) International Standard (IS)
Stages 1-2: Building consensus among experts Stages 3-6: Building national consensus for national voting
Background
6/2004 ISO Conference on SR in Stockholm (355 participants from 66 countries, many developing countries) Issues raised aligned with those of SAG ISO TMB proposed a new WG (rather than an existing TC) to prepare a guidance standard on SR TMB also assigned leadership to Sweden and Brazil (“Twinning” a developed with a developing country; a new strategy to increase ISO participation and buy-in) 10/2004 ISO NWIP circulated among 160 ISO MBs 1/2005: 29-yes; 4-no: start of project decided
About the Standard
ISO 26000 “Guidance on Social Responsibility” High target: To be applied by all types of organizations, regardless of their size and location
Key characteristics: International standard providing guidance;
NOT for certification; NOT a Management System Standard NOT for procurement or any other contractual use
Scope
Assist organizations in addressing their SR by providing practical guidance on engaging stakeholders, implementing/integrating SR, & enhancing credibility of SR reports/claims Increase customer/stakeholder confidence & satisfaction Promote common terminology & broaden SR awareness Emphasize performance results & improvement
Unique & Experimental Development Process
No ISO/TC; instead, ISO/TMB WG Document development along stakeholder group lines, NOT along NSB lines Voting on the CD stage reverting traditional P-member voting Consensus within many ISO member bodies may be difficult to achieve; important viewpoints not covered by consensus may be reported separately
Stakeholder Groups (representation in WG SR)
Industry (23.5%) Service, Support, Research, Others (20.5%) Government (20%) Non-Governmental Organizations (17.5%) Consumers (11.5%) Labor (7.5%)
Meeting Places
WG SR Members (1/2)
Stakeholder Groups (DLiaisons included) Exper Observ ts ers Industry 43 Governm 94 83 37 ent Consume r 50 23 37 19 Labor 83 36 NGO Services … 84 38 total
431 196
137 120 73 56 119 122
by Gender male female
experts observer s 118 259 151
Source: WG SR member file of June 2009
% 62,9
222
37,1
599
627
by Countries (D-Liaisons counted) Expert Observe rs Developi s ng 220 102 Develope d 138 58
71
total 377
not total
%
322 196 518
62,2 37,8
WG SR Members (2/2) Members have equal rights, regardless of their delegating organization.
Source: WG SR member file of June 2009
WG Growth Strong National Pushes in support of document: EU nations (Nordic states, but many others too) Canada Developing countries (mostly Africa, S.America & A-P) Stakeholder Group Pushes: Consumers and NGOs generally aligned, and bellicose SSRO (less so, but often aligned philosophically with above) Government (usu. aligned with SSRO but are prone to vacillate) Labor (usu. a relatively reasonable/moderate approach) Industry (mostly engaged in reaction & damage control) D-Liaison orgs (for 80% of them, leaning/approach & agenda [CSR] is the same as that of Consumers & NGOs)
Stakeholder Balance Strong National Pushes in support of document: EU nations (Nordic states, but many others too) Canada Developing countries (mostly Africa, S.America & A-P) Stakeholder Group Pushes: Consumers and NGOs generally aligned, and bellicose SSRO (less so, but often aligned philosophically with above) Government (usu. aligned with SSRO but are prone to vacillate) Labor (usu. a relatively reasonable/moderate approach) Industry (mostly engaged in reaction & damage control) D-Liaison orgs (for 80% of them, leaning/approach & agenda [CSR] is the same as that of Consumers & NGOs)
Regional Balance – Country (NSB*) Strong National Pushes in support of document: EU nations (Nordic states, but many others too) Canada Developing countries (mostly Africa, S.America & A-P) Stakeholder Group Pushes: Consumers and NGOs generally aligned, and bellicose SSRO (less so, but often aligned philosophically with above) Government (usu. aligned with SSRO but are prone to vacillate) Labor (usu. a relatively reasonable/moderate approach) Industry (mostly engaged in reaction & damage control) D-Liaison orgs (for 80% of them, leaning/approach & agenda [CSR] is the same as that of Consumers & NGOs)
NSB = National Standards Body
Regional Balance - Experts Strong National Pushes in support of document: EU nations (Nordic states, but many others too) Canada Developing countries (mostly Africa, S.America & A-P) Stakeholder Group Pushes: Consumers and NGOs generally aligned, and bellicose SSRO (less so, but often aligned philosophically with above) Government (usu. aligned with SSRO but are prone to vacillate) Labor (usu. a relatively reasonable/moderate approach) Industry (mostly engaged in reaction & damage control) D-Liaison orgs (for 80% of them, leaning/approach & agenda [CSR] is the same as that of Consumers & NGOs)
Work Group (WG) Meetings (1/4) 1st Plenary: Salvador, March 2005 300 participants 43 ISO member countries 24 organizations Focus on discussion and decisions on the scope of the future standard: Terms of reference of the WG Structure of the WG Allocation of the leadership of its subgroup Development of special working procedures Target date for publication
2nd Plenary: Bangkok, Sept. 2005: 1200 written comments before meeting About 350 participants 54 ISO member countries 24 liaison organizations Developing countries: increase Main objectives: Decide a structure in a Design Specification Divide the work among permanent task groups based on the structure Agree project plan Produced WD1 after meeting
WG Meetings (2/4) 3rd Plenary: Lisbon, May 2006 2040 written comments before meeting About 320 participants 55 ISO member countries 26 liaison organizations Developing countries well represented Main objectives: Work on the first working draft Further define operating framework to strengthen participation and accountability
4th Plenary: Sidney, Jan-Feb 2007 5176 written comments before meeting About 275 participants 54 ISO member countries 28 liaison organizations Developing countries participation consolidated Main objectives: Resolve enough Key topics to produce next WD Further define operating framework to strengthen participation and accountability
Produced WD2 after meeting
Produced WD3 after meeting
WG Meetings (3/4) 5th Plenary: Vienna Nov. 2007 7225 written comments About 400 participants Main objectives: Resolve enough key topics to advance the document Improve operational framework of the process Enhance participation Improve accountability and efficiency
6th Plenary: Santiago Aug. 08 5231 written comments About 320 participants Main objectives: Resolve enough key topics to advance the document to CD Continue to enhance participation and improve accountability and efficiency
Produced WD4.1 and 4.2 after this meeting
Produced CD1 after this meeting
WG Meetings (4/4) 7th Plenary: Quebec City, Canada 3411 written comments on the CD Decision before meeting to advance to DIS: consensus was declared based on 2/3 yes votes, but significant NO votes from China, U.S., South Korea, India, Indonesia, Malaysia Main Objective Increase consensus by addressing specific comments of concern to those who voted no DIS to be produced from this meeting
Next Steps, June 2009 onwards IDTF* to prepare the DIS, by September 2009 DIS vote by 91 WG SR P-members (or more) and all 160 ISO member bodies DIS voting period is 5 months, September 2009 to February 2010 *IDTF = Integrated Drafting Task Force
DIS acceptance requires bot h :
≥ 66 % votes cast by P-members of WG SR are in favor (i.e. two thirds of currently 91 P-members),
AND
< 25 % total votes (of all 160 ISO member bodies) are negative (i.e. ≥ 75 % total votes are positive) Abstentions, and negative votes not accompanied by technical reasons, are not counted.
Annex Two slides on detailed timeline
Timeline (1/2)
6/04 Conference on SR in Stockholm for developing countries (355 participants from 66 countries) Issues raised aligned with those of SAG ISO TMB proposed a new WG (rather than an existing TC) to prepare a guidance standard on SR TMB also assigned leadership to Sweden and Brazil (“Twinning” a developed with a developing country; a new strategy to increase ISO participation and buy-in) 10/04 ISO NWIP circulated among 157 ISO MBs 1/05: 29-yes; 4-no
Timeline (2/2)
6/04 Conference on SR in Stockholm for developing countries (355 participants from 66 countries) Issues raised aligned with those of SAG ISO TMB proposed a new WG (rather than an existing TC) to prepare a guidance standard on SR TMB also assigned leadership to Sweden and Brazil (“Twinning” a developed with a developing country; a new strategy to increase ISO participation and buy-in) 10/04 ISO NWIP circulated among 157 ISO MBs 1/05: 29-yes; 4-no
Th e Pro ject David Fel in ski, Vice-President IFAN (International Federation of Standards Users) and IFAN Expert to ISO/TMB WG SR, and Gu ido Guert le r, ICC Observer to ISO/TMB WG SR
Available Slide Series • • • • • • •
The P rojec t ISO 26000 Contents and Players Applicability Aspects ISO 26000 CD Vote by March 2009 Success Criteria Risk of Failure Tool: Check of Effectiveness
The pr es en t su bs et is th e on e ma rk ed in bold let ter s
Outline
Background About the Standard and its Process Meeting History Current Status (June 2009) Next Steps
When/How did this Start?
Gestation began early 90’s (primarily from the Nordic part of EU) 4/01 ISO COPOLCO asked by ISO Council to consider viability of a CSR Standard 6/02 ISO/COPLOCO Workshop in Trinidad meeting – obvious strong agreement that ISO should proceed 9/02 ISO Council accepts report and establishes SAG ISO SR Advisory Group (SAG) late 2002 worked for 18 months on comprehensive report to ISO TMB including an overview of worldwide initiatives. Concluded ISO should go forward with the work
It‘s a Consumer Initiative (1/2)
COPOLCO is the ISO Co nsumer Pol icy Co mmittee The COPOLCO Workshop in Trinidad, June 2002, had some 90 attendees, with only 2 from industry ISO Council decided about the COPOLCO proposal as requested by ISO procedures
It‘s a Consumer Initiative (2/2)
The COPOLCO Workshop in Trinidad took place at a time when public discussion was driven by negative headlines about companies like Enron Worldcom Nike US legislation took care of avoiding other comparable cases
„Standard“ or „Guidance Standard “?
There are many kinds of ISO-„Standards “ A „Gui danc e St and ard “ is a special kind that offers ad vice, pro pos als , ori ent at ion and rec om menda ti ons The USER de cides about their acceptance and practical use.
ISO Stages of Development
1 2 3 4 5 6
NWIP (NP) Working Draft(s) (WD) Committee Draft (CD) Draft International Standard (DIS) Final Draft International Standard (FDIS) International Standard (IS)
Stages 1-2: Building consensus among experts Stages 3-6: Building national consensus for national voting
Background
6/2004 ISO Conference on SR in Stockholm (355 participants from 66 countries, many developing countries) Issues raised aligned with those of SAG ISO TMB proposed a new WG (rather than an existing TC) to prepare a guidance standard on SR TMB also assigned leadership to Sweden and Brazil (“Twinning” a developed with a developing country; a new strategy to increase ISO participation and buy-in) 10/2004 ISO NWIP circulated among 160 ISO MBs 1/2005: 29-yes; 4-no: start of project decided
About the Standard
ISO 26000 “Guidance on Social Responsibility” High target: To be applied by all types of organizations, regardless of their size and location
Key characteristics: International standard providing guidance;
NOT for certification; NOT a Management System Standard NOT for procurement or any other contractual use
Scope
Assist organizations in addressing their SR by providing practical guidance on engaging stakeholders, implementing/integrating SR, & enhancing credibility of SR reports/claims Increase customer/stakeholder confidence & satisfaction Promote common terminology & broaden SR awareness Emphasize performance results & improvement
Unique & Experimental Development Process
No ISO/TC; instead, ISO/TMB WG Document development along stakeholder group lines, NOT along NSB lines Voting on the CD stage reverting traditional P-member voting Consensus within many ISO member bodies may be difficult to achieve; important viewpoints not covered by consensus may be reported separately
Stakeholder Groups (representation in WG SR)
Industry (23.5%) Service, Support, Research, Others (20.5%) Government (20%) Non-Governmental Organizations (17.5%) Consumers (11.5%) Labor (7.5%)
Meeting Places
WG SR Members (1/2)
Stakeholder Groups (DLiaisons included) Exper Observ ts ers Industry 43 Governm 94 83 37 ent Consume r 50 23 37 19 Labor 83 36 NGO Services … 84 38 total
431 196
137 120 73 56 119 122
by Gender male female
experts observer s 118 259 151
Source: WG SR member file of June 2009
% 62,9
222
37,1
599
627
by Countries (D-Liaisons counted) Expert Observe rs Developi s ng 220 102 Develope d 138 58
71
total 377
not total
%
322 196 518
62,2 37,8
WG SR Members (2/2) Members have equal rights, regardless of their delegating organization.
Source: WG SR member file of June 2009
WG Growth Strong National Pushes in support of document: EU nations (Nordic states, but many others too) Canada Developing countries (mostly Africa, S.America & A-P) Stakeholder Group Pushes: Consumers and NGOs generally aligned, and bellicose SSRO (less so, but often aligned philosophically with above) Government (usu. aligned with SSRO but are prone to vacillate) Labor (usu. a relatively reasonable/moderate approach) Industry (mostly engaged in reaction & damage control) D-Liaison orgs (for 80% of them, leaning/approach & agenda [CSR] is the same as that of Consumers & NGOs)
Stakeholder Balance Strong National Pushes in support of document: EU nations (Nordic states, but many others too) Canada Developing countries (mostly Africa, S.America & A-P) Stakeholder Group Pushes: Consumers and NGOs generally aligned, and bellicose SSRO (less so, but often aligned philosophically with above) Government (usu. aligned with SSRO but are prone to vacillate) Labor (usu. a relatively reasonable/moderate approach) Industry (mostly engaged in reaction & damage control) D-Liaison orgs (for 80% of them, leaning/approach & agenda [CSR] is the same as that of Consumers & NGOs)
Regional Balance – Country (NSB*) Strong National Pushes in support of document: EU nations (Nordic states, but many others too) Canada Developing countries (mostly Africa, S.America & A-P) Stakeholder Group Pushes: Consumers and NGOs generally aligned, and bellicose SSRO (less so, but often aligned philosophically with above) Government (usu. aligned with SSRO but are prone to vacillate) Labor (usu. a relatively reasonable/moderate approach) Industry (mostly engaged in reaction & damage control) D-Liaison orgs (for 80% of them, leaning/approach & agenda [CSR] is the same as that of Consumers & NGOs)
NSB = National Standards Body
Regional Balance - Experts Strong National Pushes in support of document: EU nations (Nordic states, but many others too) Canada Developing countries (mostly Africa, S.America & A-P) Stakeholder Group Pushes: Consumers and NGOs generally aligned, and bellicose SSRO (less so, but often aligned philosophically with above) Government (usu. aligned with SSRO but are prone to vacillate) Labor (usu. a relatively reasonable/moderate approach) Industry (mostly engaged in reaction & damage control) D-Liaison orgs (for 80% of them, leaning/approach & agenda [CSR] is the same as that of Consumers & NGOs)
Work Group (WG) Meetings (1/4) 1st Plenary: Salvador, March 2005 300 participants 43 ISO member countries 24 organizations Focus on discussion and decisions on the scope of the future standard: Terms of reference of the WG Structure of the WG Allocation of the leadership of its subgroup Development of special working procedures Target date for publication
2nd Plenary: Bangkok, Sept. 2005: 1200 written comments before meeting About 350 participants 54 ISO member countries 24 liaison organizations Developing countries: increase Main objectives: Decide a structure in a Design Specification Divide the work among permanent task groups based on the structure Agree project plan Produced WD1 after meeting
WG Meetings (2/4) 3rd Plenary: Lisbon, May 2006 2040 written comments before meeting About 320 participants 55 ISO member countries 26 liaison organizations Developing countries well represented Main objectives: Work on the first working draft Further define operating framework to strengthen participation and accountability
4th Plenary: Sidney, Jan-Feb 2007 5176 written comments before meeting About 275 participants 54 ISO member countries 28 liaison organizations Developing countries participation consolidated Main objectives: Resolve enough Key topics to produce next WD Further define operating framework to strengthen participation and accountability
Produced WD2 after meeting
Produced WD3 after meeting
WG Meetings (3/4) 5th Plenary: Vienna Nov. 2007 7225 written comments About 400 participants Main objectives: Resolve enough key topics to advance the document Improve operational framework of the process Enhance participation Improve accountability and efficiency
6th Plenary: Santiago Aug. 08 5231 written comments About 320 participants Main objectives: Resolve enough key topics to advance the document to CD Continue to enhance participation and improve accountability and efficiency
Produced WD4.1 and 4.2 after this meeting
Produced CD1 after this meeting
WG Meetings (4/4) 7th Plenary: Quebec City, Canada 3411 written comments on the CD Decision before meeting to advance to DIS: consensus was declared based on 2/3 yes votes, but significant NO votes from China, U.S., South Korea, India, Indonesia, Malaysia Main Objective Increase consensus by addressing specific comments of concern to those who voted no DIS to be produced from this meeting
Next Steps, June 2009 onwards IDTF* to prepare the DIS, by September 2009 DIS vote by 91 WG SR P-members (or more) and all 160 ISO member bodies DIS voting period is 5 months, September 2009 to February 2010 *IDTF = Integrated Drafting Task Force
DIS acceptance requires bot h :
≥ 66 % votes cast by P-members of WG SR are in favor (i.e. two thirds of currently 91 P-members),
AND
< 25 % total votes (of all 160 ISO member bodies) are negative (i.e. ≥ 75 % total votes are positive) Abstentions, and negative votes not accompanied by technical reasons, are not counted.
Annex Two slides on detailed timeline
Timeline (1/2)
6/04 Conference on SR in Stockholm for developing countries (355 participants from 66 countries) Issues raised aligned with those of SAG ISO TMB proposed a new WG (rather than an existing TC) to prepare a guidance standard on SR TMB also assigned leadership to Sweden and Brazil (“Twinning” a developed with a developing country; a new strategy to increase ISO participation and buy-in) 10/04 ISO NWIP circulated among 157 ISO MBs 1/05: 29-yes; 4-no
Timeline (2/2)
6/04 Conference on SR in Stockholm for developing countries (355 participants from 66 countries) Issues raised aligned with those of SAG ISO TMB proposed a new WG (rather than an existing TC) to prepare a guidance standard on SR TMB also assigned leadership to Sweden and Brazil (“Twinning” a developed with a developing country; a new strategy to increase ISO participation and buy-in) 10/04 ISO NWIP circulated among 157 ISO MBs 1/05: 29-yes; 4-no
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