July 09
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STATE OF NEW YORK OFFICE OF THE STATE COMPTROLLER OFFICE OF OPERATIONS DIVISION OF PAYROLL, ACCOUNTING, AND REVENUE SERVICES BUREAU OF STATE ACCOUNTING OPERATIONS
Comptroller’s Monthly Report On State Funds Cash Basis of Accounting (Pursuant to Sec. 8(9-a) of the State Finance Law)
July 2009
THOMAS P. DiNAPOLI STATE COMPTROLLER
STATE OF NEW YORK GOVERNMENTAL FUNDS CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (amounts in millions) EXHIBIT A GENERAL MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009 RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Business Taxes Other Taxes Miscellaneous Receipts Federal Receipts Total Receipts
(7)
(8) (1)
DISBURSEMENTS: Local Assistance Grants: (2) (7) General Purpose Education Social Services: Medicaid (1)(6) Other Social Services Health and Environment (6) Mental Hygiene Transportation Criminal Justice Emergency Management & Security Services Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Debt Service, Including Payments on Financing Agreements (3) Capital Projects (4) Total Disbursements
$1,629.6 613.2 34.6 83.0 (47.2) -2,313.2
$7,298.6 2,625.4 1,274.9 294.5 487.4 29.6 12,010.4
-236.4
SPECIAL REVENUE MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009 $
$695.6 706.7 407.8 -4,600.9 12,964.7 19,375.7
438.7 6,576.2
-252.3
-2,213.8
---
---
--
628.8 529.6 189.5 28.4 0.2 8.8 4.1 35.2 1,661.0
2,107.2 975.4 538.2 89.6 18.3 41.5 16.6 118.6 10,920.3
2,780.4 298.7 247.6 128.0 140.3 65.9 23.2 98.1 4,034.5
10,298.6 948.5 798.3 410.6 669.8 145.0 48.8 259.4 15,792.8
----------
----------
---
607.5 148.0 268.0
2,330.7 711.8 878.3
528.7 278.1 24.8
2,029.8 1,165.5 667.9
--
--2,684.5
--14,841.1
-1.0 4,867.1
(371.3)
(2,830.7)
309.6
OTHER FINANCING SOURCES (USES): Bond Proceeds (net) Transfers from Other Funds (5) Transfers to Other Funds (5) Total Other Financing Sources (Uses)
-761.0 (404.2) 356.8
-3,737.7 (1,842.8) 1,894.9
-616.7 (519.4) 97.3
Beginning Fund Balances (Deficit) Ending Fund Balances (Deficit)
(14.5)
(935.8)
$543.2 180.8 -17.4 47.1 -788.5
-85.9
(284.0)
-1,981.9 (1,446.0) 535.9
$ 102.5 49.6 20.0 230.1 165.9 568.1
--
86.2
702.3
2,705.7
-1,952.3 (4,412.4) (2,460.1)
504.1 650.6
-489.2
438.7 8,824.9
0.1 602.6
386.8 7,849.3
51.9 975.6
13.4% 12.4%
3,409.2 828.3 442.1 162.1 235.6 74.7 27.3 173.5 5,842.0
12,405.8 1,923.9 1,367.3 516.9 853.9 186.5 65.4 472.1 27,055.4
3,007.8 552.8 385.1 262.9 398.1 37.8 9.1 133.8 5,390.1
11,185.7 2,171.0 1,281.5 589.2 1,165.4 138.4 30.5 448.3 25,246.1
1,220.1 (247.1) 85.8 (72.3) (311.5) 48.1 34.9 23.8 1,809.3
10.9% -11.4% 6.7% -12.3% -26.7% 34.8% 114.4% 5.3% 7.2%
----
1,136.2 426.4 292.8
4,360.5 1,892.8 1,546.2
1,266.3 485.0 478.8
4,379.6 2,100.2 2,452.0
(19.1) (207.4) (905.8)
-0.4% -9.9% -36.9%
-1,782.9 2,125.2
85.9 505.1 8,288.4
1,047.3 1,786.6 37,688.8
109.9 445.5 8,175.6
1,046.7 1,657.8 36,882.4
0.6 128.8 806.4
92.9
1,997.5
(2,491.3)
-124.7%
-9,382.5 (9,415.5) (33.0)
-(1,473.6) (1,471.1) (2.5)
--15.7% -15.6% -7.6%
34.9
30.8 16.7 165.8
94.1 342.3
(82.5)
--
(84.8)
-68.6 (63.5) 5.1
YEAR OVER YEAR $ Increase/ % Increase/ (Decrease) Decrease
$14,598.5 4,760.0 1,675.6 896.3 5,292.4 11,657.1 38,879.9
---
--
4 MOS. ENDED JULY 31, 2008
$2,286.3 1,159.4 182.0 368.2 1,311.8 2,960.8 8,268.5
---
----
TOTAL GOVERNMENTAL FUNDS 4 MOS. ENDED MONTH OF JULY 31, 2009 JULY 2008 $10,658.9 4,507.7 1,893.5 423.3 6,179.0 13,532.6 37,195.0
40.2 146.5
15.5
MONTH OF JULY 2009 $2,172.8 1,059.7 149.4 120.4 1,350.2 3,994.0 8,846.5
389.5 210.8 39.9 861.9 538.3 2,040.4
--
---
1,047.3 -1,062.8
-565.2 (1,039.4) (474.2)
--
5.0 5.7 95.1
--
--
$
0.5
-0.3
-3.7 19,659.7
$2,664.7 786.1 -88.9 228.8 -3,768.5
CAPITAL PROJECTS MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
-163.2 65.2 -1,120.2 3,828.1 5,176.7
Excess (Deficiency) of Receipts over Disbursements
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
DEBT SERVICE MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
237.0 (243.2) (6.2)
558.1
-2,011.5 (2,026.5) (15.0)
(493.8)
-7,908.9 (7,944.4) (35.5)
(529.3)
-1,814.4 (1,819.4) (5.0)
($3,939.6) (252.3) 217.9 (473.0) 886.6 1,875.5 (1,684.9)
-27.0% -5.3% 13.0% -52.8% 16.8% 16.1% -4.3%
0.1% 7.8% 2.2%
406.9
251.9
228.1
245.6
(77.4)
(91.0)
543.1
87.9
1,964.5
(2,493.8)
-126.9%
1,027.2
1,948.5
2,691.4
2,846.4
315.6
298.1
(520.8)
(507.2)
3,513.4
4,585.8
8,362.6
6,486.0
(1,900.2)
-29.3%
$1,012.7
$1,012.7
$3,098.3
$3,098.3
$543.7
$543.7
($598.2)
($598.2)
$4,056.5
$4,056.5
$8,450.5
$8,450.5
($4,394.0)
-52.0%
GOVERNMENTAL FUNDS FOOTNOTES
July 2009 - Exhibit A Notes
1. On February 17, 2009, President Obama signed into law the American Recovery and Reinvestment Act of 2009 (ARRA). This Act contains provisions for direct federal aid for fiscal relief consisting of increases in the Federal matching rate for eligible State Medicaid expenditures and funds provided through the Federal State Fiscal Stabilization Fund to restore proposed reductions in education, higher education, and to maintain essential government services. Information on state disbursements resulting from ARRA can be found on Appendix C in this report. 2. Special Revenue Federal Funds' disbursements include the payments made by the State which will be reimbursed by the Federal Government in August 2009: Federal DHHS (Medicaid) Federal DHHS (All Other) Federal USDA/Food and Consumer Services Federal DHHS/Block Grant Federal Education Federal Miscellaneous Operating Grants Federal Employment and Training Grants
$132.0 million 12.6 2.1 -10.5 -2.4
3. Total debt service disbursements include principal and interest on general obligation bonds and lease-purchase / contractual obligation payments. For a complete analysis of debt payments please refer to Schedule 5 and Schedule 5a. 4. Certain disbursements from Capital Projects Funds are financed by operating transfers from other funds, proceeds of State bonds and notes, and reimbursements received from Public Authorities and the Federal Government. The amounts shown below represent disbursements to be reimbursed in future months from the sources indicated: Urban Development Corporation (Correctional Facilities) Urban Development Corporation (Youth Facilities) Housing Finance Agency (HFA) Dormitory Authority (Mental Hygiene) Dormitory Authority and State University Income Fund Federal Capital Projects State bond and note proceeds
$19.4 million 2.7 147.3 397.1 53.9 304.1 72.1
5. Operating Transfers constitute legally authorized transfers from a fund receiving revenues to a fund through which disbursements will ultimately be made. The more significant transfers include:
Tribal State Compact Revenue Account Workers Compensation Board Statewide Public Safety Communications Account Insurance Department Account Code Enforcement Account Revenue Arrearage Account Youth Facility Per Diem Banking Department OTDA Earned Revenue Account DMV Compulsory Account Federal Health and Human Services Account Training & Education Program on OSHA Indigent Legal Services Unemployment Insurance Interest & Penalty
$13.4 million 57.8 40.0 15.0 5.0 15.0 86.5 8.0 10.0 6.0 41.0 7.0 7.2 5.0
Debt Service Funds “Transfers To Other Funds” includes transfers to the General Fund from the following funds: Revenue Bond Tax Local Government Assistance Tax Clean Water/Clean Air
$2,590.1 million 770.9 47.9
Also included in Debt Service Funds are transfers to Special Revenue Funds representing receipts in excess of lease-purchase obligations that are used to finance a portion of the operating expenses for Departments of Health ($41.7m), Mental Hygiene ($828.3m) and the State University ($108.0m). Capital Projects Funds “Transfers To Other Funds” includes transfers to the General Debt Service Fund ($234.2m). 6. The State receives moneys that represent refunds, pharmacy rebates, reimbursements, or disallowances of medical assistance payments previously made from appropriated State and Federal funds. These monies are initially credited to an agency escrow account and shortly after receipt are allocated and refunded to State or Federal fund appropriations from which the medical assistance payments were originally made. At month end, the following balances remained in agency escrow accounts and accounting entries have been made to reduce medical assistance spending and count these monies as financial resources of the funds shown.
General Fund “Transfers to Other Funds” as follows: State Capital Projects General Debt Service Banking Services Court Facilities Incentive Aid State University Income NYC County Courts Operating Housing Debt Fund Alcoholic Beverage Control Account Mass Transportation Operating Assistance
Also included in Special Revenue funds are transfers to the General Fund from the following:
$164.0 million 624.5 35.6 76.4 49.7 8.3 3.5 4.0 3.8
Also included in the General Fund are transfers representing payments for patients residing in Stateoperated Health, Mental Hygiene and State University facilities to Debt Service Funds ($11.4m), the State University Income Fund ($68.8m) and the Mental Hygiene Program Account ($791.6m). Special Revenue Funds “Transfers To Other Funds” includes transfers to Debt Service Funds ($1,070.0m) representing the federal share of Medicaid payments for patients residing in Stateoperated Health and Mental Hygiene facilities.
Account Medicaid Recoveries - Health Facilities Medicaid Recoveries - Audit Medicaid Recoveries - Third Parties Pharmacy Rebates Medicare Catastrophic Recovery Medicaid "Windfall" Recovery Total
Allocation of Month-End Balances General Fund Special Revenue-Federal $535,387 -----$535,387
$5,479,439 10,358,850 4,491,394 276,152 --$20,605,835
7. A portion of personal income tax receipts is also transferred to the State Special Revenue School Tax Relief (STAR) Fund to be used to reimburse school districts for the STAR property tax exemptions for homeowners and payments to homeowners for the STAR Property Rebate Program. Local Assistance Education grant payments total $696.0m for the month of June.
Exhibit A Notes July 2009 (continued)
GOVERNMENTAL FUNDS FOOTNOTES (continued) 8. Miscellaneous receipts in Governmental Funds include: GENERAL FUND
Abandoned Property Interest Earnings Receipts from Public Authorities: Bond Issuance Fees Cost Recovery Assessments Empire State/Urban Development Corporation Environmental Facilities Corporation Hudson River Park Trust Power Authority State of NY Mortgage Agency Thruway Authority - Policing the Thruway Bond Proceeds Dormitory Authority Empire State/Urban Development Corporation Environmental Facilities Corporation Housing Finance Agency Thruway Authority All Other Refunds and Reimbursements: Receipts from Municipalities Women, Infants and Children Rebates HESC Student Loan Recoveries Administrative Recoveries Indirect Cost Assessments Reimbursements from Cornell University Hazardous Waste and Oil Spill Third Party Recoveries All Other Health Care Reform Act: Public Goods and Health Care Initiatives Pools Public Asset Transfers Revenues of State Departments: Patient/Client Care Reimbursements Medical Care Provider Assessments Industry Assessments Student Tuition, Fees and Other SUNY Revenues Student Tuition, Fees and Other CUNY Revenues EPIC Fees and Rebates Miscellaneous Sales, Rentals and Leases Gifts and Unclaimed Property All Other Gaming: Lottery - Education Lottery - Administration Video Lottery Terminal - Education Video Lottery Terminal - Administration Casinos Licenses and Fees Fines TOTAL
$
38.0 6.9
SPECIAL REVENUE
$
--
$
--
9.6
23.9
---------
---0.1 8.5
--
--
13.5
-------
14.6
--
0.5
4 Months Ended July 31 2009 2008
0.4
$
38.0 17.3
0.7
31.1 0.5 0.7
----
9.0 $ 113.3 52.7 2.1 0.2 1.6 60.2 101.0 14.0
316.1 328.3 2.1 16.6 137.0 0.7
212.3 36.5 10.2 63.1 55.0 4.9
103.8 291.8 (8.1) (46.5) 82.0 (4.2)
187.0 34.8 24.0 43.1 29.7 7.7 8.7 56.8 21.5
130.4 38.5 32.0 31.7 18.6 9.6 7.1 43.7 21.5
56.6 (3.7) (8.0) 11.4 11.1 (1.9) 1.6 13.1
-12.0 0.4 8.5 13.5
301.5 328.3 2.1 16.6 137.0 0.2
--
--------
1,318.6 95.0
---
---
1,318.6 95.0
1,093.8 --
168.8 --54.8 ------
---
4.9 0.3 0.5
444.1 228.5 332.6 315.6 23.9 66.1 8.4 11.2 6.9
0.1
612.9 271.5 367.4 370.4 23.9 66.1 16.8 11.5 7.5
563.8 212.2 307.1 333.5 18.5 63.4 11.7 8.6 27.0
49.1 59.3 60.3 36.9 5.4 2.7 5.1 2.9 (19.5)
-----131.3 89.9 487.4
611.4 193.8 156.6 15.3 60.9 299.3 81.0 4,600.9
-------228.8
37.4 4.4 861.9
611.4 193.8 156.6 15.3 60.9 468.0 175.3 6,179.0
603.4 191.2 150.7 12.3 60.1 456.2 109.7 5,292.4 $
8.0 2.6 5.9 3.0 0.8 11.8 65.6 886.6
18.5 29.7 7.7 --8.0 ---43.0 25.2 ----
$
-------
29.0 (96.0)
131.5 34.8 24.0 24.6 --3.0 56.8 11.0
---
4.4
$
$ Increase/ (Decrease)
(21.6) (1.6) 0.5 (1.6) 12.0 (59.8) (92.5) (0.5)
12.0 0.3 ---
-------
-----
51.1
$ 0.4
7.2 0.5
------
$
DEBT CAPITAL SERVICE PROJECTS (amounts in millions)
5.7 -0.4
$
2.1
9.6 ---3.5 --
------
$
$
$
-224.8 95.0
EXHIBIT B
STATE OF NEW YORK PROPRIETARY FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN EQUITY (amounts in millions)
ENTERPRISE MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
MONTH OF JULY 2009
$4.6 492.7 369.7
$19.8 1,573.1 1,561.2
$30.5 ---
TOTAL RECEIPTS
867.0
3,154.1
DISBURSEMENTS: Departmental Operations: Personal Service Non-Personal Service General State Charges Unemployment Benefits (**)
0.4 4.6 0.1 780.1
1.7 15.2 0.6 3,059.5
785.2
3,077.0
81.8
77.1
RECEIPTS: Miscellaneous Receipts Federal Receipts (*)(**) Unemployment Taxes
TOTAL DISBURSEMENTS
TOTAL PROPRIETARY FUNDS (memorandum only)
INTERNAL SERVICE 4 MOS. ENDED JULY 31, 2009
MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
MONTH OF JULY 2008
4 MOS. ENDED JULY 31, 2008
$142.5
$35.1 492.7 369.7
$162.3 1,573.1 1,561.2
$37.2 40.0 231.5
$170.7 47.1 843.3 (***)
30.5
142.5
897.5
3,296.6
308.7
1,061.1
9.6 40.9
40.4 149.3 11.2
10.0 45.5 0.1 780.1
42.1 164.5 11.8 3,059.5
12.8 39.2
50.5
200.9
835.7
3,277.9
(20.0)
(58.4)
61.8
18.7
---
---
--
45.0 152.9 12.7 860.5 (***)
-257.3 309.3
1,071.1
EXCESS (DEFICIENCY) OF RECEIPTS OVER DISBURSEMENTS OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds NET SOURCES (USES) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
---
---
--
--
81.8
15.0 --
77.1
35.5 --
15.0 --
(0.6)
35.5 --
(10.0)
5.0 --
33.0 --
15.0
35.5
15.0
35.5
5.0
33.0
(5.0)
(22.9)
76.8
54.2
4.4
23.0
BEGINNING FUND EQUITY (DEFICITS)
(59.8)
(55.1)
9.5
27.4
(50.3)
(27.7)
0.4
(18.2)
ENDING FUND EQUITY (DEFICITS)
$22.0
$22.0
$4.5
$4.5
$26.5
$26.5
$4.8
$4.8
(*) Due to economic downturn, Governor Patterson signed the Emergency Unemployment Compensation agreement on July 2, 2008, which extended unemployment compensation benefits and resulted in the increase of the Federal Receipts $395 million after the American Recovery and Reinvestment Act disbursements. (**) A summary of American Recovery and Reinvestment Act (ARRA) disbursements is located in Appendix C. (***) The increase in Unemployment Taxes and Benefits is due to an increase in unemployment claims filed because of the economic downturn and a change in accounting treatment of Federal Withholding Taxes deducted from Unemployment Benefits. To provide greater transparency and accountability, Federal Withholding Taxes deducted from Unemployment Benefits will be added to Unemployment Benefits paid and Unemployment Taxes received rather than as a reduction of Unemployment Taxes received. To implement this change, Unemployment Taxes and Benefits were increased by $10.9 million for the month of July 2008 and $40.4 million for the 4 months ended in July 2008 to reflect Withholding Taxes deducted for comparative purposes.
EXHIBIT C
STATE OF NEW YORK TRUST FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (amounts in millions)
PENSION MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
$6.9
$34.1
$0.1
$0.4
$7.0
$34.5
$7.6
$34.2
6.9
34.1
0.1
0.4
7.0
34.5
7.6
34.2
4.0 1.1
18.5 7.6 7.8
----
0.1
4.0 1.1
18.6 7.6 7.8
4.7 3.6
17.2 12.6 4.5
5.1
33.9
--
0.1
5.1
34.0
8.3
34.3
1.8
0.2
0.3
1.9
0.5
(0.7)
(0.1)
RECEIPTS: Miscellaneous Receipts TOTAL RECEIPTS DISBURSEMENTS: Departmental Operations: Personal Service Non-Personal Service General State Charges
TOTAL TRUST FUNDS (memorandum only)
PRIVATE PURPOSE
--
TOTAL DISBURSEMENTS
MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
---
MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
--
MONTH OF JULY 2008
4 MOS. ENDED JULY 31, 2008
--
EXCESS (DEFICIENCY) OF RECEIPTS OVER DISBURSEMENTS OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds NET SOURCES (USES) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
0.1
---
---
---
---
---
---
---
---
--
--
--
--
--
--
--
--
1.8
0.2
0.1
0.3
1.9
0.5
(0.7)
(0.1)
BEGINNING FUND EQUITY (DEFICITS)
(1.7)
(0.1)
10.1
9.9
8.4
9.8
10.0
9.4
ENDING FUND EQUITY (DEFICITS)
$0.1
$0.1
$10.2
$10.2
$10.3
$10.3
$9.3
$9.3
STATE OF NEW YORK BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL STATE FISCAL YEAR ENDED MARCH 31, 2010 FOR FOUR (4) MONTHS ENDED JULY 31, 2009 (amounts in millions)
EXHIBIT D
ALL GOVERNMENTAL FUNDS
Financial Plan (*)
Actual Over (Under) Financial Plan
Actual
RECEIPTS: Taxes………………………………………………………… Miscellaneous Receipts................................................... Federal Receipts............................................................. Total Receipts...........................................................…
$17,562 6,386 13,607 37,555
$17,483.4 6,179.0 13,532.6 37,195.0
($78.6) (207.0) (74.4) (360.0)
DISBURSEMENTS: Local Assistance Grants...............................................… Departmental Operations................................................ General State Charges.................................................... Debt Service.................................................................... Capital Projects............................................................... Total Disbursements............................................……
27,247 6,268 1,655 1,058 1,872 38,100
27,055.4 6,253.3 1,546.2 1,047.3 1,786.6 37,688.8
(191.6) (14.7) (108.8) (10.7) (85.4) (411.2)
Excess (Deficiency) of Receipts over Disbursements………………………………………
(545)
OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net......................................... Transfers from Other Funds...........................................… Transfers to Other Funds................................................
30 7,732 (7,767)
Total Other Financing Sources (Uses)……………… Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses................................………… Fund Balances (Deficit) at April 1.................................. Fund Balances (Deficit) at July 31.................................
(493.8)
7,908.9 (7,944.4)
(30.0) 176.9 177.4
(5.0)
(35.5)
(30.5)
(550)
(529.3)
20.7
4,585 $4,035
(*) Source: DOB, 2009-10 Financial Plan First Quarterly Update dated July 30, 2009.
--
51.2
4,585.8 $4,056.5
0.8 $21.5
STATE OF NEW YORK
EXHIBIT D
BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL STATE FISCAL YEAR ENDED MARCH 31, 2010 FOR FOUR (4) MONTHS ENDED JULY 31, 2009 (amounts in millions)
(continued)
GENERAL
Financial Plan (*) RECEIPTS: Taxes: Personal Income ..................................................................... Consumption/Use.................................................................... Business..........................................................................……… Other............................................................................………… Miscellaneous Receipts............................................................. Federal Receipts.................................................................…… Bond and Note Proceeds, net.........................................……… Transfers From: PIT in excess of Revenue Bond Debt Service………………… Sales Tax in excess of LGAC Debt Service…………………… Real Estate Taxes in excess of CW/CA Debt Service………… All Other............................................................................…… Total Receipts..............................................................……… DISBURSEMENTS: Local Assistance Grants...............................................………… Departmental Operations.................................................……… General State Charges.......................................................…… Debt Service............................................................................… Capital Projects..................................................................…… Transfers To: Debt Service……………………………………………………… Capital Projects…………………………………………………… State Share Medicaid……………………………………………… Other Purposes…………………………………………………… Total Disbursements............................................…………… Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses................................……………… Fund Balances (Deficit) at April 1............................................ Fund Balances (Deficit) at July 31...........................................
$7,324 2,649 1,282 291 636 29 --
Actual
$7,298.6 2,625.4 1,274.9 294.5 487.4 29.6 --
SPECIAL REVENUE Actual Over (Under) Financial Plan
($25.4) (23.6) (7.1) 3.5 (148.6) 0.6 --
2,590.1 770.9 47.9 328.8 15,748.1
(6.9) (1.1) 5.9 11.8 (190.9)
10,930 3,063 978
10,920.3 3,042.5 878.3 ---
(9.7) (20.5) (99.7)
624 153 792 264 16,804
(865) 1,948 $1,083
(*) Source: DOB, 2009-10 Financial Plan First Quarterly Update dated July 30, 2009.
624.5 164.0 791.2 263.1 16,683.9
(935.8) 1,948.5 $1,012.7
Actual
$696 699 412
$695.6 706.7 407.8 -4,600.9 12,964.7 --
--
4,585 13,026
---1,981.9 21,357.6
----
--
--
2,597 772 42 317 15,939
---
Financial Plan (*)
Actual Over (Under) Financial Plan
---1,991 21,409
15.9 (61.3) --
(9.1) (51.4)
3
15,792.8 3,195.3 667.9 -3.7
1,269 21,200
---1,446.0 21,105.7
(70.8)
209
251.9
42.9
0.5 ($70.3)
2,846 $3,055
2,846.4 $3,098.3
0.4 $43.3
---
16,061 3,190 677
($0.4) 7.7 (4.2)
--
0.5 11.0 (0.8) (0.9) (120.1)
----
(268.2) 5.3 (9.1) -0.7 ---177.0 (94.3)
STATE OF NEW YORK BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL STATE FISCAL YEAR ENDED MARCH 31, 2010 FOR FOUR (4) MONTHS ENDED JULY 31, 2009 (amounts in millions)
EXHIBIT D (continued)
DEBT SERVICE
Financial Plan (*) RECEIPTS: Taxes……...…………...………………………………… Miscellaneous Receipts.............................................. Federal Receipts......................................................... Bond and Note Proceeds, net..................................... Transfers from Other Funds........................................ Total Receipts........................................................ DISBURSEMENTS: Local Assistance Grants............................................. Departmental Operations............................................ General State Charges............................................... Debt Service................................................................ Capital Projects........................................................... Transfers to Other Funds............................................ Total Disbursements............................................…
$3,548 253 --1,791 5,592
-15 --
Actual
CAPITAL PROJECTS Actual Over (Under) Financial Plan
$3,539.7 228.8 --1,952.3 5,720.8
---
--
--
($8.3) (24.2)
161.3 128.8
15.5
0.5
4,419 5,492
-1,047.3 -4,412.4 5,475.2
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses................................……
100
245.6
145.6
Fund Balances (Deficit) at April 1.............................. Fund Balances (Deficit) at July 31.............................
298 $398
298.1 $543.7
0.1 $145.7
1,058 --
(*) Source: DOB, 2009-10 Financial Plan First Quarterly Update dated July 30, 2009.
Financial Plan (*)
-(10.7) -(6.6) (16.8)
Actual
$661 912 552 30 222 2,377
$640.2 861.9 538.3 -237.0 2,277.4
256
342.3 ---1,782.9 243.2 2,368.4
---1,869 246 2,371
6 (507) ($501)
Actual Over (Under) Financial Plan
($20.8) (50.1) (13.7) (30.0) 15.0 (99.6)
86.3 ---(86.1) (2.8) (2.6)
(91.0)
(97.0)
(507.2) ($598.2)
(0.2) ($97.2)
STATE OF NEW YORK GOVERNMENTAL FUNDS COMPARATIVE SCHEDULE OF TAX RECEIPTS (amounts in millions) EXHIBIT "E"
GENERAL MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009 PERSONAL INCOME TAX Withholding Estimated payments Final returns State/City Offsets Other (Assessments/LLC) Gross Receipts Transfers to School Tax Relief Fund Transfers to Revenue Bond Tax Fund Less: Refunds Issued Total CONSUMPTION / USE TAXES AND FEES Sales and Use Auto Rental Motor Vehicle Cigarette/Tobacco Products Motor Fuel Alcoholic Beverage Highway Use Alcoholic Beverage Control Licenses Total BUSINESS TAXES Corporation Franchise Corporation and Utilities Insurance Bank Petroleum Business Total OTHER TAXES Real Property Gains Estate and Gift Pari-Mutuel Real Estate Transfer Racing and Exhibitions Total TOTAL TAX RECEIPTS
$2,249.9 49.5 29.9 (6.9) 69.0 2,391.4 -(543.2) (218.6) 1,629.6
$8,408.2 3,926.5 1,336.1 326.1 353.0 14,349.9 (695.6) (2,664.7) (3,691.0) 7,298.6
543.5 --39.3 -25.7 -4.7 613.2
2,369.9 --156.7 -79.4 -19.4 2,625.4
23.8 0.4 (0.8) 11.2 -34.6
(0.5) 81.7 1.7 -0.1 83.0 $2,360.4
SPECIAL REVENUE MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
DEBT SERVICE MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
CAPITAL PROJECTS MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
$
$
$
-----------
48.9 2.4 20.4 82.7 8.8 ---163.2
464.5 162.1 272.7 375.6 -1,274.9
(0.5) 288.4 6.4 -0.2 294.5 $11,493.4
$
22.6 2.3 (0.5) 1.2 39.6 65.2
------$228.4
------695.6 --695.6
260.0 3.6 82.1 326.0 35.0 ---706.7
88.7 50.6 28.6 73.8 166.1 407.8
------$1,810.1
-------543.2 -543.2
$
-------2,664.7 -2,664.7
-----------
$
$2,249.9 49.5 29.9 (6.9) 69.0 2,391.4 --(218.6) 2,172.8
$8,408.2 3,926.5 1,336.1 326.1 353.0 14,349.9 --(3,691.0) 10,658.9
$2,233.8 70.7 26.7 (5.3) 74.8 2,400.7 --(114.4) 2,286.3
$8,462.6 7,387.5 2,119.4 (157.2) 288.8 18,101.1 --(3,502.6) 14,598.5
--
773.2 7.9 70.9 122.0 42.2 25.7 13.1 4.7 1,059.7
3,416.0 9.1 285.3 482.7 168.4 79.4 47.4 19.4 4,507.7
887.9 -67.3 117.5 50.4 21.0 12.1 3.2 1,159.4
553.2 216.6 301.3 449.4 373.0 1,893.5
786.1 -------786.1
--
13.1 -102.5
5.5 203.2 -133.4 -47.4 -389.5
-------
-------
--
--
----
----
----
17.4 --
-33.4 --
0.4
3.9
49.2 49.6
--206.9 210.8
---
88.9 --
---20.0
--
TOTAL GOVERNMENTAL FUNDS 4 MOS. ENDED MONTH OF 4 MOS. ENDED JULY 31, 2009 JULY 2008 JULY 31, 2008
-----------
180.8 -------180.8
5.5 50.5
MONTH OF JULY 2009
39.9 --
17.4
88.9
20.0
39.9
$741.4
$3,539.7
$172.1
$640.2
46.4 3.1 (1.3) 12.4 88.8 149.4
(0.5) 81.7 1.7 37.4 0.1 120.4 $3,502.3
(0.5) 288.4 6.4 128.8 0.2 423.3 $17,483.4
YEAR OVER YEAR $ Increase / % Increase / (Decrease) Decrease
($54.4) (3,461.0) (783.3) (483.3) 64.2 (3,751.2) --188.4 (3,939.6)
-0.6% -46.8% -37.0% -307.4% 22.2% -20.7% --5.4% -27.0%
3,769.3 18.1 269.7 394.7 170.8 73.8 49.4 14.2 4,760.0
(353.3) (9.0) 15.6 88.0 (2.4) 5.6 (2.0) 5.2 (252.3)
-9.4% -49.7% 5.8% 22.3% -1.4% 7.6% -4.0% 36.6% -5.3%
61.6 1.2 2.4 5.6 111.2 182.0
688.9 173.3 275.5 160.3 377.6 1,675.6
(135.7) 43.3 25.8 289.1 (4.6) 217.9
-19.7% 25.0% 9.4% 180.3% -1.2% 13.0%
-292.3 2.0 73.9 -368.2
0.1 603.1 7.5 285.5 0.1 896.3
(0.6) (314.7) (1.1) (156.7) 0.1 (473.0)
-600.0% -52.2% -14.7% -54.9% 100.0% -52.8%
$3,995.9
$21,930.4
($4,447.0)
-20.3%
STATE OF NEW YORK GENERAL FUND STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT "F"
2009 APRIL OPENING CASH BALANCE RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Business Taxes Other Taxes Miscellaneous Receipts (*) Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: General Purpose Education Social Services: Medicaid Other Social Services Health and Environment Mental Hygiene Transportation Criminal Justice Emergency Management & Security Services Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges (*) Total Disbursements Excess (Deficiency) of Receipts over Disbursements
$1,948.5
2,866.5 614.4 61.0 51.0 81.4 5.2
MAY $2,799.2
744.3 593.7 (16.0) 95.6 199.7 24.4
JUNE $36.7
JULY
AUGUST
SEPTEMBER
OCTOBER NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
$1,027.2
2,058.2 804.1 1,195.3 64.9 253.5 --
1,629.6 613.2 34.6 83.0 (47.2) --
(3,260.7) (214.0) 181.3 (316.3) (175.8) 13.3
-30.9% -7.5% 16.6% -51.8% -26.5% 81.6%
12,010.4
15,782.6
(3,772.2)
-23.90%
-236.4
438.7 6,576.2
386.8 5,927.7
805.6 83.9 119.9 13.0 -11.8
492.0 218.3 118.7 21.7 13.0 13.6
180.8 143.6 110.1 26.5 5.1 7.3
628.8 529.6 189.5 28.4 0.2 8.8
2,107.2 975.4 538.2 89.6 18.3 41.5
3,854.0 1,170.0 278.1 171.5 45.7 46.5
(1,746.8) (194.6) 260.1 (81.9) (27.4) (5.0)
-45.3% -16.6% 93.5% -47.8% -60.0% -10.8%
8.2 42.1 1,753.8
2.9 28.3 3,767.9
1.4 13.0 3,737.6
4.1 35.2 1,661.0
16.6 118.6 10,920.3
6.5 134.7 12,021.5
10.1 (16.1) (1,101.2)
155.4% -12.0% -9.2%
747.7 213.0 386.6
460.2 187.5 4.1
515.3 163.3 219.6
607.5 148.0 268.0
2,330.7 711.8 878.3
2,331.4 820.4 1,708.1
(0.7) (108.6) (829.8)
0.0% -13.2% -48.6%
3,101.1
4,419.7
4,635.8
2,684.5
(2,778.0)
(259.8)
(371.3)
1,148.4 (31.0) (487.8) (357.3)
436.5 (40.2) (91.5) (289.3)
1,391.8 (28.9) (30.9) (81.7)
761.0 (63.9) (14.3) (326.0)
272.3
15.5
1,250.3
356.8
0.0
0.0
10,559.3 2,839.4 1,093.6 610.8 663.2 16.3
427.4 2,822.4
0.0
0.0
7,298.6 2,625.4 1,274.9 294.5 487.4 29.6
11.3 2,848.1
0.0
0.0
-29.2%
-669.3
0.0
0.0
($805.5)
2,313.2
0.0
0.0
$2,754.0
4,376.0
0.0
0.0
$1,948.5
1,641.7
0.0
0.0
4 Months Ended July 31 $ Increase/ % Increase/ 2008 (Decrease) Decrease
3,679.5
578.4
0.0
2009
0.0
51.9 648.5
13.4% 10.9%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
14,841.1
16,881.4
(2,040.3)
-12.1%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(2,830.7)
(1,098.8)
(1,731.9)
-157.6%
3,737.7 (164.0) (624.5) (1,054.3)
4,773.9 (294.8) (640.7) (1,259.7)
(1,036.2) (130.8) (16.2) (205.4)
-21.7% -44.4% -2.5% -16.3%
1,894.9
2,578.7
(683.8)
-26.5%
(935.8) $1,012.7
1,479.9 $4,233.9
(2,415.7) ($3,221.2)
-163.2% -76.1%
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to State Capital Projects Transfers to General Debt Service Transfers to All Other State Funds Total Other Financing Sources (Uses)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 850.7 (2,762.5) 990.5 (14.5) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CLOSING CASH BALANCE $2,799.2 $36.7 $1,027.2 $1,012.7 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 . (*) The reduction in General Fund Miscellaneous Receipts offsets General State Charges to properly reflect fringe benefit reimbursements collected from other funds in the the first quarter of fiscal year 2009-10 ($141.9m)
STATE OF NEW YORK GENERAL FUND CASH FLOW SCHEDULE OF TAX RECEIPTS FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT " F " TAX RECEIPTS
4 Months Ended July 31
2009 APRIL
MAY
JUNE
JULY
$2,078.6 2,652.3 1,234.9 (25.0) 129.9 6,070.7 -(955.5) (2,248.7) 2,866.5
$1,987.2 (96.6) 40.6 117.7 68.3 2,117.2 -(248.1) (1,124.8) 744.3
$2,092.5 1,321.3 30.7 240.3 85.8 3,770.6 (695.6) (917.9) (98.9) 2,058.2
$2,249.9 49.5 29.9 (6.9) 69.0 2,391.4 -(543.2) (218.6) 1,629.6
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
2009
2008
PERSONAL INCOME TAX Withholdings Estimated payments Final returns State/City Offsets Other (Assessments/LLC) Gross Receipts Transfers to School Tax Relief Fund Transfers to Revenue Bond Tax Fund Refunds issued Total Personal Income Tax
(*)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$8,408.2 3,926.5 1,336.1 326.1 353.0 14,349.9 (695.6) (2,664.7) (3,691.0) 7,298.6
$8,462.6 7,387.5 2,119.4 (157.2) 288.8 18,101.1 (389.6) (3,649.6) (3,502.6) 10,559.3
0.0
2,369.9 --156.7 -79.4 -19.4 2,625.4
2,605.5 --145.9 -73.8 -14.2 2,839.4
0.0
464.5 162.1 272.7 375.6 -1,274.9
577.3 132.6 249.7 134.0 -1,093.6
CONSUMPTION/USE TAXES AND FEES Sales and Use Auto Rental Motor Vehicle Cigarette/Tobacco Products Motor Fuel Alcoholic Beverage Highway Use Alcoholic Beverage Control Licenses Total Consumption/Use Taxes and Fees
551.3 --40.8 -16.5 -5.8 614.4
535.0 --36.7 -17.8 -4.2 593.7
(0.1) 28.5 1.7 30.9 -61.0
(31.9) 2.3 7.8 5.8 -(16.0)
-50.1 0.8 -0.1 51.0 $3,592.9
740.1 --39.9 -19.4 -4.7 804.1
543.5 --39.3 -25.7 -4.7 613.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
BUSINESS TAXES Corporation Franchise Corporation and Utilities Insurance Bank Petroleum Business Total Business Taxes
472.7 130.9 264.0 327.7 -1,195.3
23.8 0.4 (0.8) 11.2 -34.6
-93.8 1.8 --95.6
-62.8 2.1 --64.9
(0.5) 81.7 1.7 -0.1 83.0
$1,417.6
$4,122.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
OTHER TAXES Real Property Gains Estate and Gift Pari-Mutuel Real Estate Transfer Racing and Exhibitions Total Other Taxes TOTAL TAX RECEIPTS
$2,360.4
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
(*) The Department of Taxation and Finance has implemented a new Empire Processing System which allows for more timely distribution adjustments between NYS, NYC and Yonkers. The negative collections are due to adjustments processed in April 2009. Prior to the onset of this new system these adjustments were not processed until receipt of the final PIT returns which occurred later in the Fiscal Year.
(0.5) 288.4 6.4 -0.2 294.5 $11,493.4
0.1 603.1 7.5 -0.1 610.8 $15,103.1
STATE OF NEW YORK SPECIAL REVENUE FUNDS - COMBINED STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010
EXHIBIT "G" COMBINED
(amounts in millions)
OPENING CASH BALANCE RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Business Taxes Miscellaneous Receipts Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: Education Social Services: Medicaid Other Social Services Health and Environment Mental Hygiene Transportation Criminal Justice Emergency Management & Security Services Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses CLOSING CASH BALANCE
MAY
JUNE
JULY
$2,846.4
$3,139.8
$2,753.8
$2,691.4
$2,846.4
$3,878.6
($1,032.2)
-26.6%
-210.1 56.5 1,113.0 2,837.6
-152.1 42.0 1,118.8 3,219.7
695.6 181.3 244.1 1,248.9 3,079.3
-163.2 65.2 1,120.2 3,828.1
695.6 706.7 407.8 4,600.9 12,964.7
389.6 657.3 369.2 3,973.8 11,126.8
306.0 49.4 38.6 627.1 1,837.9
78.5% 7.5% 10.5% 15.8% 16.5%
4,217.2
4,532.6
5,449.2
5,176.7
19,375.7
16,516.7
2,859.0
17.3%
332.3
563.5
1,065.7
252.3
2,213.8
1,915.5
298.3
15.6%
2,424.6 59.3 165.3 83.0 43.6 36.3 8.2 57.6 3,210.2
2,556.9 214.8 173.4 64.1 294.9 14.8 9.5 54.6 3,946.5
2,536.7 375.7 212.0 135.5 191.0 28.0 7.9 49.1 4,601.6
2,780.4 298.7 247.6 128.0 140.3 65.9 23.2 98.1 4,034.5
10,298.6 948.5 798.3 410.6 669.8 145.0 48.8 259.4 15,792.8
7,331.7 1,001.0 913.7 384.9 986.1 91.9 24.0 211.8 12,860.6
2,966.9 (52.5) (115.4) 25.7 (316.3) 53.1 24.8 47.6 2,932.2
40.5% -5.2% -12.6% 6.7% -32.1% 57.8% 103.3% 22.5% 22.80%
562.0 285.4 82.1 0.9
508.8 245.6 387.7 0.9
430.3 356.4 173.3 0.9
528.7 278.1 24.8 1.0
2,029.8 1,165.5 667.9 3.7
2,048.2 1,252.3 743.9 1.7
(18.4) (86.8) (76.0) 2.0
-0.9% -6.9% -10.2% 117.6%
4,140.6
5,089.5
5,562.5
4,867.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
19,659.7
16,906.7
2,753.0
16.3%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
106.0
27.2%
AUGUST
0.0
0.0
SEPTEMBER OCTOBER
0.0
0.0
0.0
0.0
NOVEMBER DECEMBER
0.0
0.0
0.0
0.0
2010 JANUARY FEBRUARY
4 Months Ended July 31 $ Increase/ 2008 (Decrease)
2009 APRIL
0.0
0.0
0.0
0.0
MARCH
0.0
0.0
76.6
(556.9)
(113.3)
309.6
493.2 (276.4)
633.4 (462.5)
238.6 (187.7)
616.7 (519.4)
216.8
170.9
50.9
97.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
293.4
(386.0)
(62.4)
406.9
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$3,098.3
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$3,139.8
$2,753.8
$2,691.4
2009
% Increase/ Decrease
(284.0)
(390.0)
1,981.9 (1,446.0)
2,353.2 (1,126.3)
(371.3) 319.7
-15.8% 28.4%
535.9
1,226.9
(691.0)
-56.3%
0.0
251.9
836.9
(585.0)
-69.9%
$0.0
$3,098.3
$4,715.5
($1,617.2)
-34.3%
STATE OF NEW YORK SPECIAL REVENUE FUNDS - STATE STATEMENT OF RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2009-2010
EXHIBIT "G" STATE
(amounts in millions) 4 Months Ended July 31 Intra-Fund 2009 APRIL
MAY
JUNE
JULY
-152.1 42.0 1,084.7 0.2
$695.6 181.3 244.1 1,238.6 --
1,367.4
1,279.0
2,359.6
1,338.4
1.6
240.8
781.9
516.6 0.3 102.6 55.0 293.1 5.2 0.1 7.4 1,221.1
490.2 232.9 70.0 0.9 1,405.1
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
Transfer Eliminations (*)
2009
2008
$ Increase/ (Decrease)
% Increase/ Decrease
RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Business Taxes Miscellaneous Receipts Federal Receipts Total Receipts
$
-210.1 56.5 1,100.8 --
$
$
-163.2 65.2 1,109.8 0.2
$
------
$695.6 706.7 407.8 4,533.9 0.4
$389.6 657.3 369.2 3,899.7 --
$306.0 49.4 38.6 634.2 0.4
78.5% 7.5% 10.5% 16.3% 100.0%
--
6,344.4
5,315.8
1,028.6
19.3%
0.4
--
1,024.7
718.8
305.9
42.6%
631.1 0.2 116.2 129.9 188.5 5.7 -4.2 1,857.7
357.5 0.2 125.8 115.0 136.7 6.3 -49.0 790.9
----------
1,878.3 1.4 434.8 371.3 660.8 23.4 -86.1 4,480.8
519.3 6.7 558.2 340.9 979.1 24.1 -62.1 3,209.2
1,359.0 (5.3) (123.4) 30.4 (318.3) (0.7) -24.0 1,271.6
261.7% -79.1% -22.1% 8.9% -32.5% -2.9% -38.6% 39.6%
459.2 197.1 349.3 0.9
371.6 303.4 165.1 0.9
483.9 225.5 24.2 1.0
-----
1,804.9 958.9 608.6 3.7
1,818.7 1,026.0 694.2 1.7
(13.8) (67.1) (85.6) 2.0
-0.8% -6.5% -12.3% 117.6%
2,227.6
2,698.7
1,525.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
DISBURSEMENTS: Local Assistance Grants: Education Social Services: Medicaid Other Social Services Health and Environment Mental Hygiene Transportation Criminal Justice Emergency Management & Security Services Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements
373.1 0.7 90.2 71.4 42.5 6.2 (0.1) 25.5 611.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
7,856.9
6,749.8
1,107.1
16.4%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
(1,512.5)
(1,434.0)
(78.5)
-5.5%
(157.0) --
1,981.9 (334.7)
2,353.2 (67.2)
(371.3) 267.5
-15.8% 398.1%
(37.7)
(948.6)
(339.1)
(187.1)
513.8 (20.2)
706.7 (158.0)
266.5 (127.1)
651.9 (29.4)
493.6
548.7
139.4
622.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(157.0)
1,647.2
2,286.0
(638.8)
-27.9%
$455.9
($399.9)
($199.7)
$435.4
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
($157.0)
$134.7
$852.0
($717.3)
-84.2%
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
(*) Intra-Fund transfer eliminations represent transfers from Special Revenue-Federal funds.
STATE OF NEW YORK SPECIAL REVENUE FUNDS - FEDERAL STATEMENT OF RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2009-2010
EXHIBIT "G" FEDERAL
(amounts in millions) 4 Months Ended July 31
FEDERAL
Intra-Fund 2009
2010
APRIL
MAY
JUNE
JULY
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
Transfer
JANUARY
FEBRUARY
MARCH
Eliminations (*)
2009
2008
$ Increase/
% Increase/
(Decrease)
Decrease
RECEIPTS: Personal Income Tax
$
--
$
--
$
--
Consumption/Use Taxes and Fees
--
--
--
Business Taxes
--
--
--
Miscellaneous Receipts Federal Receipts Total Receipts
$
--
$
---
--
$
--
--
--
--
--
$
--
--
--
--
$
--
--
--
--
--
12.2
34.1
10.3
10.4
--
67.0
74.1
2,837.6
3,219.5
3,079.3
3,827.9
--
12,964.3
11,126.8
1,837.5
16.5%
2,849.8
3,253.6
3,089.6
3,838.3
--
13,031.3
11,200.9
1,830.4
16.3%
330.7
322.7
283.8
251.9
--
1,189.1
1,196.7
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(7.1)
-9.6%
DISBURSEMENTS: Local Assistance Grants: Education
(7.6)
-0.6%
Social Services: Medicaid
2,051.5
2,040.3
1,905.6
2,422.9
--
8,420.3
6,812.4
Other Social Services
58.6
214.5
375.5
298.5
--
947.1
994.3
(47.2)
Health and Environment
75.1
70.8
95.8
121.8
--
363.5
355.5
8.0
Mental Hygiene
11.6
9.1
5.6
13.0
--
39.3
44.0
(4.7)
Transportation Criminal Justice Emergency Management & Security Services
1,607.9
23.6% -4.7% 2.3% -10.7%
1.1
1.8
2.5
3.6
--
9.0
7.0
2.0
28.6%
30.1
9.6
22.3
59.6
--
121.6
67.8
53.8
79.4% 103.3%
8.3
9.4
7.9
23.2
--
48.8
24.0
24.8
32.1
47.2
44.9
49.1
--
173.3
149.7
23.6
15.8%
2,599.1
2,725.4
2,743.9
3,243.6
--
11,312.0
9,651.4
1,660.6
17.21%
Personal Service
71.8
49.6
58.7
44.8
--
224.9
229.5
(4.6)
Non-Personal Service
52.5
48.5
53.0
52.6
--
206.6
226.3
(19.7)
-8.7%
12.1
38.4
8.2
0.6
--
59.3
49.7
9.6
19.3%
2,735.5
2,861.9
2,863.8
3,341.6
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
11,802.8
10,156.9
1,645.9
16.2%
114.3
391.7
225.8
496.7
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
1,228.5
1,044.0
184.5
17.7%
--
Miscellaneous Total Local Assistance Grants
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Departmental Operations:
General State Charges Capital Projects Total Disbursements
--
--
--
--
--
--
--
--
-2.0%
--
Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES): Transfers from Other Funds
--
--
Transfers to Other Funds
(276.8)
(377.8)
(88.5)
(525.2)
(276.8)
(377.8)
(88.5)
(525.2)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
($162.5)
$13.9
($28.5)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
Total Other Financing Sources (Uses)
--
--
--
--
--
--
157.0
(1,111.3)
(1,059.1)
(52.2)
-4.9%
0.0
157.0
(1,111.3)
(1,059.1)
(52.2)
-4.9%
$0.0
$157.0
$117.2
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
$137.3
(*) Intra-Fund transfer eliminations represent transfers to Special Revenue-State funds.
($15.1)
$132.3
876.2%
STATE OF NEW YORK SPECIAL REVENUE FUNDS CASH FLOW SCHEDULE OF TAX RECEIPTS FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT "G" TAX RECEIPTS
4 Months Ended July 31
PERSONAL INCOME TAX Total Personal Income Tax
2009 APRIL
MAY
JUNE
JULY
$ --
$ --
$695.6
$ --
--
--
695.6
--
98.1 -19.9 85.0 7.1 ----
49.5 -18.3 74.7 9.6 ----
63.5 1.2 23.5 83.6 9.5 ----
48.9 2.4 20.4 82.7 8.8 ----
210.1
152.1
181.3
163.2
AUGUST
0.0
SEPTEMBER
0.0
OCTOBER
0.0
NOVEMBER
0.0
DECEMBER
0.0
2010 JANUARY
0.0
FEBRUARY
0.0
MARCH
0.0
2009
2008
$695.6
$389.6
695.6
389.6
260.0 3.6 82.1 326.0 35.0 ----
299.9 -73.0 248.8 35.6 ----
706.7
657.3
88.7 50.6 28.6 73.8 166.1
111.6 37.2 25.8 26.3 168.3
407.8
369.2
------
------
CONSUMPTION/USE TAXES AND FEES Sales and Use Auto Rental Motor Vehicle Cigarette/Tobacco Products Motor Fuel Alcoholic Beverage Highway Use Alcoholic Beverage Control Licenses Total Consumption/Use Taxes and Fees
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
BUSINESS TAXES Corporation Franchise Corporation and Utilities Insurance Bank Petroleum Business
0.4 8.3 0.5 9.3 38.0
1.4 (1.2) (1.5) (0.3) 43.6
64.3 41.2 30.1 63.6 44.9
22.6 2.3 (0.5) 1.2 39.6
Total Business Taxes
56.5
42.0
244.1
65.2
------
------
------
------
--
--
--
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
--
$266.6
$194.1
$1,121.0
$228.4
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$1,810.1
$1,416.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
OTHER TAXES Real Property Gains Estate and Gift Pari-Mutuel Real Estate Transfer Racing and Exhibitions Total Other Taxes TOTAL TAX RECEIPTS
STATE OF NEW YORK DEBT SERVICE FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT "H"
2009 APRIL OPENING CASH BALANCE RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Sales and Use Other Taxes Miscellaneous Receipts Total Receipts
DISBURSEMENTS: Departmental Operations: Non-Personal Service Debt Service, including payments on financing agreements Total Disbursements Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds (*) Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
CLOSING CASH BALANCE (*) See Exhibit A, Footnote #5
MAY
JUNE
JULY
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
2009
4 Months Ended July 31 $ Increase/ 2008 (Decrease)
% Increase/ Decrease
$298.1
$513.7
$625.3
$315.6
$298.1
$286.2
$11.9
955.5
248.1
917.9
543.2
2,664.7
3,649.6
(984.9)
-27.0%
180.1 29.7 86.4
178.3 30.2 35.2
246.9 11.6 60.1
180.8 17.4 47.1
786.1 88.9 228.8
863.9 238.1 223.9
(77.8) (149.2) 4.9
-9.0% -62.7% 2.2%
1,251.7
491.8
1,236.5
788.5
3,768.5
4,975.5
(1,207.0)
-24.3%
7.1
1.3
6.8
0.3
15.5
27.5
(12.0)
-43.6%
552.8
194.4
214.2
85.9
1,047.3
1,046.7
0.6
0.1%
559.9
195.7
221.0
86.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
1,062.8
1,074.2
(11.4)
-1.1%
691.8
296.1
1,015.5
702.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2,705.7
3,901.3
(1,195.6)
-30.6%
810.4 (1,286.6)
425.6 (610.1)
151.1 (1,476.3)
565.2 (1,039.4)
1,952.3 (4,412.4)
1,928.2 (5,813.7)
24.1 (1,401.3)
1.2% -24.1%
(476.2)
(184.5)
(1,325.2)
(474.2)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(2,460.1)
(3,885.5)
1,425.4
36.7%
215.6
111.6
(309.7)
228.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
245.6
15.8
229.8
1454.4%
$513.7
$625.3
$315.6
$543.7
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$543.7
$302.0
$241.7
80.0%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
4.2%
STATE OF NEW YORK CAPITAL PROJECTS FUNDS-COMBINED STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010
EXHIBIT "I" COMBINED
(amounts in millions)
OPENING CASH BALANCE (DEFICITS) RECEIPTS: Consumption/Use Taxes and Fees Auto Rental Motor Vehicle Motor Fuel Highway Use Business Taxes Petroleum Business Transmission Other Taxes Miscellaneous Receipts Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: Education Social Services Health and Environment Mental Hygiene Transportation Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Bond Proceeds (net) Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
CLOSING CASH BALANCE (DEFICITS)
2009 APRIL ($507.2)
(5.4) 49.1 27.7 12.1
MAY ($494.3)
JUNE ($531.2)
JULY ($520.8)
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
2009 ($507.2)
4 Months Ended July 31 $ Increase/ % Increase/ 2008 (Decrease) Decrease ($432.8) ($74.4) -17.2%
0.1 47.2 36.5 10.1
5.3 56.4 35.8 12.1
5.5 50.5 33.4 13.1
5.5 203.2 133.4 47.4
18.1 196.7 135.2 49.4
(12.6) 6.5 (1.8) (2.0)
-69.6% 3.3% -1.3% -4.0%
47.2 0.4 -177.5 128.4
54.2 (0.3) -240.9 105.7
56.3 3.4 19.9 213.4 138.3
49.2 0.4 20.0 230.1 165.9
206.9 3.9 39.9 861.9 538.3
209.3 3.5 47.4 431.5 514.0
(2.4) 0.4 (7.5) 430.4 24.3
-1.1% 11.4% -15.8% 99.7% 4.7%
437.0
494.4
540.9
568.1
0.0
2,040.4
1,605.1
435.3
27.1%
17.3 -2.4 2.1 31.8 14.3 67.9
16.3 -13.7 6.1 17.4 15.3 68.8
0.0
34.9 -30.8 16.7 165.8 94.1 342.3
6.1 -89.7 32.8 133.6 101.8 364.0
28.8 -(58.9) (16.1) 32.2 (7.7) (21.7)
472.1% --65.7% -49.1% 24.1% -7.6% -6.0%
---336.1
---1,782.9
---1,656.1
---126.8
---7.7%
2,125.2
2,020.1
105.1
5.2%
0.8 --
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.5 --
9.7 2.8 21.5 24.3 59.1
5.0 5.7 95.1 40.2 146.5
---455.2
---487.5
---504.1
404.0
524.0
546.6
650.6
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
33.0
(29.6)
(5.7)
(82.5)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
-39.3 (59.4)
-51.4 (58.7)
-77.7 (61.6)
-68.6 (63.5)
(20.1)
(7.3)
16.1
5.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
12.9
(36.9)
10.4
(77.4)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
($598.2)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
($494.3)
($531.2)
($520.8)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(84.8)
(415.0)
330.2
79.6%
-237.0 (243.2)
-327.2 (280.3)
-(90.2) (37.1)
--27.6% -13.2%
(6.2)
46.9
(53.1)
-113.2%
0.0
(91.0)
(368.1)
277.1
75.3%
$0.0
($598.2)
($800.9)
$202.7
25.3%
STATE OF NEW YORK CAPITAL PROJECTS FUNDS - STATE STATEMENT OF RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2009-2010
EXHIBIT "I" STATE
(amounts in millions)
STATE
4 Months Ended July 31 Intra-Fund 2009 APRIL
RECEIPTS: Consumption/Use Taxes and Fees Auto Rental Motor Vehicle Motor Fuel Highway Use Business Taxes Petroleum Business Transmission Other Taxes Miscellaneous Receipts Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: Education Social Services Health and Environment Mental Hygiene Transportation Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Bond Proceeds (net) Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
MAY
JUNE
JULY
($5.4) 49.1 27.7 12.1
$0.1 47.2 36.5 10.1
$5.3 56.4 35.8 12.1
$5.5 50.5 33.4 13.1
47.2 0.4 -177.5 --
54.2 (0.3) -240.8 --
56.3 3.4 19.9 213.3 --
49.2 0.4 20.0 229.9 --
308.6
388.6
402.5
402.0
17.3 -2.4 2.1 1.5 14.3 37.6
16.3 -13.7 6.1 1.4 15.3 52.8
---279.3 316.9
0.8 --
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
Transfer Eliminations (*)
$
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2009
2008
$ Increase/
% Increase/
(Decrease)
Decrease
-----
$5.5 203.2 133.4 47.4
$18.1 196.7 135.2 49.4
($12.6) 6.5 (1.8) (2.0)
-69.6% 3.3% -1.3% -4.0%
------
206.9 3.9 39.9 861.5 --
209.3 3.5 47.4 431.4 --
(2.4) 0.4 (7.5) 430.1 --
-1.1% 11.4% -15.8% 99.7% --
0.0
--
1,501.7
1,091.0
410.7
37.6%
0.0
--------
34.9 -30.8 16.7 61.6 94.1 238.1
6.1 -89.7 32.8 10.8 101.8 241.2
28.8 -(58.9) (16.1) 50.8 (7.7) (3.1)
472.1% --65.7% -49.1% 470.4% -7.6% -1.3%
-----
---1,408.0
---1,312.4
---95.6
---7.3%
1,646.1
1,553.6
92.5
6.0%
0.5 --
9.7 2.8 2.5 24.3 40.1
5.0 5.7 56.2 40.2 107.6
---391.4
---362.7
---374.6
444.2
402.8
482.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
(144.4)
(462.6)
318.2
68.8%
-(66.9) --
-237.0 (243.2)
-327.2 (276.0)
-(90.2) (32.8)
--27.6% -11.9%
51.2
(57.4)
-112.1%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(8.3)
(55.6)
(0.3)
(80.2)
-39.3 (59.4)
-51.4 (58.7)
-77.7 (61.6)
-135.5 (63.5)
(20.1)
(7.3)
16.1
72.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(66.9)
(6.2)
($28.4)
($62.9)
$15.8
($8.2)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
($66.9)
($150.6)
(*) Intra-Fund transfer eliminations represent transfers from Capital Projects-Federal funds.
($411.4)
$260.8
63.4%
STATE OF NEW YORK CAPITAL PROJECTS FUNDS - FEDERAL STATEMENT OF RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2009-2010
EXHIBIT "I" FEDERAL
(amounts in millions)
4 Months Ended July 31
FEDERAL
Intra-Fund 2009 APRIL
RECEIPTS: Miscellaneous Receipts Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: Education Social Services Health and Environment Mental Hygiene Transportation Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
$
MAY
JUNE
JULY
-128.4
$0.1 105.7
$0.1 138.3
$0.2 165.9
128.4
105.8
138.4
166.1
----30.3 -30.3
----16.0 -16.0
----19.0 -19.0
----38.9 -38.9
---56.8
---63.8
---124.8
---129.5
87.1
79.8
143.8
168.4
41.3
26.0
(5.4)
(2.3)
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
Transfer Eliminations (*) $
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2008
$ Increase/ (Decrease)
% Increase/ Decrease
---
$0.4 538.3
$0.1 514.0
$0.3 24.3
300.0% 4.7%
0.0
--
538.7
514.1
24.6
4.8%
0.0
--------
----104.2 -104.2
----122.8 -122.8
----(18.6) -(18.6)
-----15.1% --15.1%
-----
---374.9
---343.7
---31.2
---9.1%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
479.1
466.5
12.6
2.7%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
59.6
47.6
12.0
25.2%
---
-(4.3)
--
66.9
--
(4.3)
---
---
---
-(66.9)
--
--
--
(66.9)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
66.9
$41.3
$26.0
($5.4)
($69.2)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$66.9
(*) Intra-Fund transfer eliminations represent transfers to Capital Projects-State funds.
2009
--
$59.6
$43.3
4.3
-100.0%
4.3
100.0%
$16.3
37.6%
STATE OF NEW YORK ENTERPRISE FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT J
4 Months Ended July 31 2009 APRIL ($55.1)
MAY $16.6
JUNE $19.2
JULY ($59.8)
RECEIPTS: Miscellaneous Receipts Federal Receipts (*) (**) Unemployment Taxes
5.3 294.2 492.9
4.4 284.7 415.2
5.5 501.5 283.4
4.6 492.7 369.7
Total Receipts
792.4
704.3
790.4
867.0
0.6 3.0 0.1 717.0
0.3 3.8 0.3 697.3
0.4 3.8 0.1 865.1
0.4 4.6 0.1 780.1
720.7
701.7
869.4
785.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Excess (Deficiency) of Receipts over Disbursements
71.7
2.6
(79.0)
81.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds
---
---
---
---
--
--
--
--
BEGINNING FUND EQUITY (DEFICITS)
DISBURSEMENTS: Departmental Operations: Personal Service Non-Personal Service General State Charges Unemployment Benefits (**) Total Disbursements
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses CLOSING CASH BALANCE
AUGUST
0.0
0.0
SEPTEMBER
0.0
0.0
OCTOBER NOVEMBER DECEMBER
0.0
0.0
0.0
0.0
0.0
0.0
2010 JANUARY FEBRUARY
0.0
0.0
0.0
0.0
MARCH
2009 ($55.1)
2008 ($9.9)
19.8 1,573.1 1,561.2
21.8 47.1 843.3
3,154.1
912.2
1.7 15.2 0.6 3,059.5
1.9 15.1 0.3 860.5
0.0
3,077.0
877.8
0.0
77.1
34.4
0.0
0.0
---
---
--
--
71.7
2.6
(79.0)
81.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
77.1
34.4
$16.6
$19.2
($59.8)
$22.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$22.0
$24.5
(*) Due to economic downturn, Governor Patterson signed the Emergency Unemployment Compensation agreement on July 2, 2008, which extended unemployment compensation benefits and resulted in the increase of the Federal Receipts $395 million after the American Recovery and Reinvestment Act disbursements. (**) A summary of American Recovery and Reinvestment Act (ARRA) disbursements is located in Appendix C. (***) The increase in Unemployment Taxes and Benefits is due to an increase in unemployment claims filed because of the economic downturn and a change in accounting treatment of Federal Withholding Taxes deducted from Unemployment Benefits. To provide greater transparency and accountability, Federal Withholding Taxes deducted from Unemployment Benefits will be added to Unemployment Benefits paid and Unemployment Taxes received rather than as a reduction of Unemployment Taxes received. To implement this change, Unemployment Taxes and Benefits were increased by $10.9 million for the month of July 2008 and $40.4 million for the 4 months ended in July 2008 to reflect Withholding Taxes deducted for comparative purposes.
(***)
(***)
STATE OF NEW YORK INTERNAL SERVICE FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT K
4 Months Ended July 31 2009 APRIL $27.4
MAY $36.3
JUNE $20.9
JULY $9.5
43.8
31.3
36.9
30.5
Total Receipts
43.8
31.3
36.9
30.5
DISBURSEMENTS: Departmental Operations: Personal Service Non-Personal Service General State Charges
13.1 27.3 1.7
9.0 33.4 9.5
8.7 47.7 --
9.6 40.9 --
42.1
51.9
56.4
50.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
1.7
(20.6)
(19.5)
(20.0)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
8.1
15.0 --
5.2
8.1
15.0
(15.4)
(11.4)
(5.0)
0.0
0.0
0.0
0.0
0.0
0.0
$20.9
$9.5
$4.5
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
BEGINNING FUND EQUITY (DEFICITS) RECEIPTS: Miscellaneous Receipts
Total Disbursements
Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses ENDING FUND EQUITY(DEFICITS)
7.2 --
5.2 --
7.2
8.9 $36.3
--
AUGUST
0.0
0.0
SEPTEMBER
0.0
0.0
OCTOBER
0.0
0.0
NOVEMBER DECEMBER
0.0
0.0
0.0
0.0
2010 JANUARY
0.0
0.0
FEBRUARY
MARCH
2009 $27.4
2008 ($8.3)
142.5
148.9
142.5
148.9
40.4 149.3 11.2
43.1 137.8 12.4
0.0
200.9
193.3
0.0
(58.4)
(44.4)
35.5 --
33.0 --
0.0
35.5
33.0
0.0
0.0
(22.9)
(11.4)
$0.0
$0.0
$4.5
($19.7)
0.0
0.0
0.0
STATE OF NEW YORK PRIVATE PURPOSE TRUST FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT L
4 Months Ended July 31 2009
2010
APRIL $9.9
MAY $10.1
Miscellaneous Receipts
0.2
0.1
--
0.1
Total Receipts
0.2
0.1
--
0.1
OPENING CASH BALANCE
JUNE $10.1
JULY $10.1
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
0.0
0.0
0.0
DECEMBER JANUARY FEBRUARY
MARCH
2009 $9.9
2008 $9.4
RECEIPTS: 0.0
0.0
0.0
0.0
0.0
0.4
0.5
0.4
0.5
DISBURSEMENTS: Departmental Operations: Personal Service
--
Non-Personal Service
--
--
--
--
General State Charges Total Disbursements
0.1
--
0.1
--
--
--
--
--
--
--
--
0.1 --
0.2 --
--
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.1
0.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.3
0.3
Excess (Deficiency) of Receipts over Disbursements
0.2
--
--
0.1
OTHER FINANCING SOURCES (USES): Transfers from Other Funds
--
--
--
--
--
Transfers to Other Funds
--
--
--
--
--
--
--
--
--
--
--
--
Total Other Financing Sources (Uses)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
Excess (Deficiency) of Receipts and Other Financing Sources Over Disbursements and Other Financing Uses
CLOSING CASH BALANCE
0.2 $10.1
-$10.1
-$10.1
0.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.3
0.3
$10.2
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$10.2
$9.7
STATE OF NEW YORK PENSION TRUST FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT M
4 Months Ended July 31 2009
OPENING CASH BALANCE
APRIL ($0.1)
2010 MAY ($0.3)
JUNE ($0.1)
JULY ($1.7)
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER JANUARY FEBRUARY
MARCH
2009 ($0.1)
2008 $ --
RECEIPTS: Miscellaneous Receipts
15.4
5.0
6.8
6.9
Total Receipts
15.4
5.0
6.8
6.9
34.1
33.7
34.1
33.7
Personal Service
6.0
4.0
4.5
Non-Personal Service
2.0
0.8
3.7
4.0
18.5
17.0
1.1
7.6
12.6
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
DISBURSEMENTS: Departmental Operations:
General State Charges Total Disbursements
7.6
--
0.2
--
7.8
4.5
15.6
4.8
8.4
5.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
33.9
34.1
(0.2)
0.2
(1.6)
1.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.2
(0.4)
Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES): Transfers from Other Funds
--
--
--
--
--
Transfers to Other Funds
--
--
--
--
--
--
--
--
--
--
--
--
Total Other Financing Sources (Uses)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
Excess (Deficiency) of Receipts and Other Financing Sources Over Disbursements and Other Financing Uses
CLOSING CASH BALANCE
(0.2)
0.2
(1.6)
1.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.2
(0.4)
($0.3)
($0.1)
($1.7)
$0.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$0.1
($0.4)
STATE OF NEW YORK GOVERNMENTAL FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FOR THE MONTH OF JULY 2009 (amounts in millions)
SCHEDULE 1 (continued)
BALANCE 7/1/09 GENERAL FUND 001-Local Assistance Account 003-State Operations Account 004-Tax Stabilization Reserve 005-Contingency Reserve 006-Universal Pre-K Reserve 007-Community Projects 008-Rainy Day Reserve Fund 013-Attica State Employee Victims' 017-Refund Reserve Account 166-Fringe Benefits Escrow 348-Tobacco Revenue Guarantee TOTAL GENERAL FUND
SPECIAL REVENUE FUNDS-STATE_ 019-Mental Health Gifts and Donations 020-Combined Expendable Trust 023-New York Interest on Lawyer Account 024-NYS Archives Partnership Trust 025-Child Performer's Protection 050-Tuition Reimbursement 052-New York State Local Government Records Management Improvement 053-School Tax Relief 054-Charter Schools Stimulus 055-Not-For-Profit Short Term Revolving Loan 056-Hudson River Valley Greenway 059-Rehabilitative Alcohol & Substance Abuse Treatment 061-HCRA Resources 073-Dedicated Mass Transportation Trust 160-State Lottery 221-Combined Student Loan 225-MTA Financial Assistance Fund 300-Sewage Treatment Program Mgmt. & Administration 301-EnCon Special Revenue 302-Conservation 303-Environmental Protection and Oil Spill Compensation 305-Training and Education Program on OSHA 306-Lawyers' Fund for Client Protection 307-Equipment Loan for the Disabled 313-Mass Transportation Operating Assistance 314-Clean Air 318-New York State Infrastructure Trust 321-Legislative Computer Services 328-Biodiversity Stewardship and Research 332-Combined Non-Expendable Trust 333-Winter Sports Education Trust 335-Musical Instrument Revolving 337-Rural Housing Assistance 338-Arts Capital Revolving 339-Miscellaneous State Special Revenue
$
-764.102 ---121.296 ---141.851 -1,027.249
2.308 71.071 20.507 0.318 0.186 3.674 3.770 3.560 3.167 -0.001 0.019 152.080 94.310 362.638 21.582 1.192 (1.392) (7.887) 31.270 1.449 6.183 5.083 0.519 240.299 (3.986) 0.066 10.123 --
RECEIPTS $0.022 2,260.961 -------52.185 -2,313.168
0.015 2.101 0.741 -0.004 0.280
-0.691 623.023
OTHER FINANCING SOURCES (USES)
$1,650.490 829.387 ---10.525 ---194.036 -2,684.438
$1,650.468 (1,305.752) ---12.000 -----356.716
2,684.438 0.015 2.297 7.532 0.021 0.039 0.138
0.883
0.460 0.737
-0.001 ---403.753 54.837 258.495 2.580 2.363
----376.247 61.239 11.647 0.064 --
--
0.586 7.209 2.801 2.573 3.553 1.756 0.014 75.772 3.058
5.093 2.651 4.857 0.003 0.522 0.002 85.257 3.954 -0.065 --
7.125 1.182 0.001
DISBURSEMENTS
----
0.002 0.001 --0.002 292.148
0.007 0.002 ---714.428
BALANCE 7/31/09 $
-889.924 ---122.771 -----1,012.695
356.716 -------
2.308 70.875 13.716 0.297 0.151 3.816
-------
4.193 2.823 3.168 -0.001 0.019 179.086 87.908 609.486 24.098 3.555 (1.978) (3.168) 31.120
(0.500) -----6.835 -(3.733) --------------
-2.633 3.849 0.507 249.784 (3.090) 0.066 10.188 -7.120 1.181 0.001 --
579.540
0.693 780.283
STATE OF NEW YORK GOVERNMENTAL FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FOR THE MONTH OF JULY 2009 (amounts in millions)
SCHEDULE 1 (continued)
BALANCE 7/1/09 SPECIAL REVENUE FUNDS-STATE (CONTINUED) 340-Court Facilities Incentive Aid 341-Employment Training 342-Homeless Housing and Assistance 345-State University Income 346-Chemical Dependence Service 349-Lake George Park Trust 354-State Police Motor Vehicle Law Enforcement and Motor Vehicle Theft and Insurance Fraud Prevention 355-New York Great Lakes Protection 359-Federal Revenue Maximization 360-Housing Development 362-NYS/DOT Highway Safety Program 365-Vocational Rehabilitation 366-Drinking Water Program Management and Administration 368-NYC County Clerks' Operations Offset 369-Judiciary Data Processing Offset 377-IFR / CUTRA 383-Supplemental Jury Facilities 385-USOC Lake Placid Training 390-Indigent Legal Services 482-Unemployment Insurance Interest and Penalty TOTAL SPECIAL REVENUE FUNDS-STATE SPECIAL REVENUE FUNDS-FEDERAL 261-Federal USDA / Food and Consumer Services 265-Federal Health and Human Services 267-Federal Education 269-Federal DHHS Block Grant 290-Federal Miscellaneous Operating Grants 480-Unemployment Insurance Administration 484-Unemployment Insurance Occupational Training 486-Federal Employment and Training Grants TOTAL SPECIAL REVENUE FUNDS-FEDERAL TOTAL SPECIAL REVENUE FUNDS DEBT SERVICE FUNDS 064-Debt Reduction Reserve 065-State University Educational Facilities 304-Mental Health Services 311-General Obligation Debt Service 315-Grade Crossing Elimination Debt Service 316-State Housing Debt Service 319-Department of Health Income 330-State University Dormitory Income 361-Clean Water/Clean Air 364-Local Government Assistance Tax TOTAL DEBT SERVICE FUNDS
61.459 0.183 --
RECEIPTS 0.020 ---
670.578 6.219 1.569 (21.695) 1.719 0.061 11.169 (0.616) 0.098 (3.210) (17.663) 6.443 85.265
DISBURSEMENTS 28.330 ---
201.757 0.496 0.079
202.555 0.078 0.071
2.948
0.672 0.010
---
-0.007 0.012
0.100 0.228 0.007
1.462 6.199
0.511 1.785 1.310 17.713
--
---
----
-40.404
---
710.184 6.637 1.577
-------
(19.419) 1.709 0.061 11.076 (0.844) 0.103
---------
(3.721) (19.448) 6.595 73.751
--
0.037 20.278 10.465 2,486.491
0.002 4.013 0.797 1,338.402
(0.019) 1,525.582
201.404 3,180.659 212.752 7.300 192.950 22.246 0.300 20.703 3,838.314
156.311 2,808.503 210.795 6.686 115.653 20.361 0.177 23.096 3,341.582
0.012 (517.708) 0.338 (0.690) (7.195) ---(525.243)
5,176.716 5,176.716 0.000 --28.925 543.205 -0.961 6.391 10.798 17.460 180.778 788.518
4,867.164 4,867.164 0.000 ---86.150 -0.110 ----86.260
97.303 97.303 (0.000)
-204.923 2,691.414
--147.714 0.566 --23.833 132.636 1.161 9.724 315.634
0.036 --
BALANCE 7/31/09 33.149 0.183
--
(47.243) 0.998 (12.745) 0.558 164.696 98.601 0.058
--
OTHER FINANCING SOURCES (USES)
--
622.546
--221.286 (456.301) -(0.851) (5.985) (31.413) (18.621) (182.259) (474.144)
0.003 24.291 11.281 2,921.857
(2.138) (144.554) (10.450) 0.482 234.798 100.486 0.181 (2.393) 176.412 3,098.269 3,098.269 --397.925 1.320 --24.239 112.021 -8.243 543.748
STATE OF NEW YORK GOVERNMENTAL FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FOR THE MONTH OF JULY 2009 (amounts in millions)
SCHEDULE 1 (continued)
BALANCE 7/1/09 CAPITAL PROJECTS FUNDS 002-State Capital Projects 072-Dedicated Highway and Bridge Trust 074-SUNY Residence Halls Rehabilitation and Repair 075-New York State Canal System Development 076-Parks Infrastructure 077-Passenger Facility Charge 078-Environmental Protection 079-Clean Water/Clean Air Implementation 080-Hudson River Park 101-Energy Conservation Thru Improved Transportation Bond 103-Park & Recreation Land Acquisition Bond 105-Pure Waters Bond 106-Outdoor Recreation Development Bond 109-Transportation Capital Facilities Bond 115-Environmental Quality Protection Bond 118-Rail Preservation and Development Bond 119-State Housing Bond 121-Rebuild and Renew New York Transportation Bond 123-Transportation Infrastructure Renewal Bond 124-1986 Environmental Quality Bond Act 126-Accelerated Capacity and Transportation Improvement Bond 127-Clean Water/Clean Air Bond 291-Federal Capital Projects 310-Forest Preserve Expansion 312-Hazardous Waste Remedial 317-Pine Barrens 322-Lake Champlain Bridges 327-Suburban Transportation 357-Division for Youth Facilities Improvement 358-Youth Centers Facility 374-Housing Assistance 376-Housing Program 378-Natural Resource Damage 380-DOT Engineering Services 384-State University Capital Projects 387-Miscellaneous Capital Projects 388-CUNY Capital Projects 389-Mental Hygiene Facilities Capital Improvement 399-Correction Facilities Capital Improvement TOTAL CAPITAL PROJECTS FUNDS TOTAL GOVERNMENTAL FUNDS
RECEIPTS
-(92.036) 86.757 2.399 (28.852) 0.014 19.909 (1.192) 0.088 0.164 ---3.392 2.010 --168.428 5.406 15.933 4.308 17.294 (234.886) 0.889 (53.494) --0.501 (2.240) -(12.370) (118.171) 22.104 (16.762) 119.055 24.535 (0.022) (408.598) (45.399) (520.836) $3,513.461
93.102 208.975 0.028 0.001 0.001 --
DISBURSEMENTS 169.088 202.112 5.492 -7.267 --
20.578
12.559 (0.532)
--------------
-------------
---
--166.062 0.001 1.249
----
---------------
(3.827) (66.908) --
2.692 -6.000 34.788 0.032 0.672 2.390 0.173
5.685 1.639 -0.031 0.388 -22.730 45.399 568.090
11.208 19.436 650.595
$8,846.492
$8,288.457
(76.575) 82.293 2.400 (36.118) 0.014 27.928 (0.660) 0.088 0.164
---
--
8.867
--
3.392 2.010
(0.002)
168.351
BALANCE 7/31/09
----
(14.699)
--
2.221
--
75.986 8.598 1.000
--
----
---
OTHER FINANCING SOURCES (USES)
(0.608) --------5.556 -----5.096 ($15.029)
153.729 5.406 15.931 4.308 13.467 (304.083) 0.890 (61.720) --0.501 (2.711) -(18.370) (147.274) 23.711 (11.878) 116.696 24.750 (0.022) (397.076) (19.436) (598.245) $4,056.467
STATE OF NEW YORK PROPRIETARY FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND EQUITY FOR THE MONTH OF JULY 2009 (amounts in millions)
FUND TYPE
FUND EQUITY 7/1/09
RECEIPTS
SCHEDULE 2
DISBURSEMENTS
OTHER FINANCING SOURCES (USES)
FUND EQUITY 7/31/09
ENTERPRISE FUNDS 324-Youth Commissary 325-State Exposition Special 326-Correctional Services Commissary 331-Agency Enterprise 351-Sheltered Workshop 352-Patient Workshop 353-Mental Hygiene Community Stores 450-Industrial Exhibit Authority 481-Unemployment Insurance Benefit TOTAL ENTERPRISE FUNDS
$0.210 1.922 1.947 3.390 2.145 1.117 2.480 1.030 (74.089) (59.848)
$0.013 0.888 3.010 0.198 0.089 0.162 0.163 0.092 862.387 867.002
$0.005 0.295 3.413 0.181 0.488 0.093 0.272 0.356 780.087 785.190
19.207 17.574 0.868 0.054 0.332 (0.098) (17.333) (11.132) 9.472
10.003 13.545 0.067 0.001 0.956
9.731 35.058 0.118
$
-----------
$0.218 2.515 1.544 3.407 1.746 1.186 2.371 0.766 8.211 21.964
INTERNAL SERVICE FUNDS 323-O.G.S. Centralized Services 334-Agency Internal Service 343-Mental Hygiene Revolving 347-Youth Vocational Education 394-Joint Labor/Management Administration 395-Audit and Control Revolving 396-Health Insurance Revolving 397-Correctional Industries Revolving TOTAL INTERNAL SERVICE FUNDS
TOTAL PROPRIETARY FUNDS
($50.376)
--
0.499 5.337 30.408
0.076 0.082 1.024 4.289 50.378
$897.410
$835.568
--
--
15.028
19.479 11.089 0.817 0.055 1.212 (0.180) (17.858) (10.084) 4.530
$15.028
$26.494
15.028 -------
STATE OF NEW YORK FIDUCIARY FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FOR THE MONTH OF JULY 2009 (amounts in millions)
FUND TYPE
FUND BALANCE 7/1/09
SCHEDULE 3
RECEIPTS
DISBURSEMENTS
OTHER FINANCING SOURCES (USES)
FUND BALANCE 7/31/09
PENSION TRUST FUNDS 400-Common Retirement-Administration TOTAL PENSION TRUST FUNDS
($1.718)
$6.925
$5.106
$
--
$0.101
(1.718)
6.925
5.106
--
0.101
2.736 7.371
(0.001) 0.101
0.010 0.015
---
2.725 7.457
10.107
0.100
0.025
--
10.182
PRIVATE PURPOSE TRUST FUNDS 021-Agriculture Producers' Security 022-Milk Producers' Security TOTAL PRIVATE PURPOSE TRUST FUNDS AGENCY FUNDS 129-Private Not-For-Profit School Capital Facilities Financing Reserve 130-School Capital Facilities Financing Reserve 135-Child Performer's Holding 136-Child Performer's Holding II 152-Employees Health Insurance 153-Social Security Contribution 154-Employee Payroll Withholding Escrow 162-Employees Dental Insurance 163-Management Confidential Group Insurance 165-Lottery Prize 167-Health Insurance Reserve Receipts 169-Miscellaneous New York State Agency 175-Elderly Pharmaceutical Insurance Coverage Escrow 176-CUNY Senior College Operating 179-Medicaid Management Information System Escrow 309-Special Education 344-State University Collection 382-SUNY Federal Direct Lending Program
--
-30.214 0.066 0.043 672.457 15.406 68.020 16.591 1.195 90.134 0.075 659.693 2.581 28.750 165.428
4.238
---
--
0.001 0.002 564.011 100.017 362.953 7.966 0.791 119.799
0.001 544.337 117.061 440.714 6.998 0.712 151.278
----------
-34.452 0.065 0.042 652.783 32.450 145.781 15.623 1.116 90.305 0.075 597.611 18.794 33.946 233.724
(31.308)
--
--
--
(42.268) 48.223 201.000 4,227.751 -26.213 (0.048)
19.814 32.010 195.804 4,159.455 ----
TOTAL AGENCY FUNDS
1,831.682
5,726.210
5,562.623
(31.308)
1,963.961
TOTAL FIDUCIARY FUNDS
$1,840.071
$5,733.235
$5,567.754
($31.308)
$1,974.244
-81.029
---------
-107.242 (0.048)
STATE OF NEW YORK SOLE CUSTODY AND INVESTMENT ACCOUNTS STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS FOR THE MONTH OF JULY 2009 (amounts in millions)
FUND TYPE
SCHEDULE 4
BEGINNING BALANCE 7/1/09
RECEIPTS
DISBURSEMENTS
ENDING BALANCE 7/31/09
ACCOUNTS 060-Tobacco Settlement 149-Sole Custody Investment (*) 650-Comptroller's Refund 750-NYS Thruway Authority Operating TOTAL ACCOUNTS
$2.684 1,323.711 -0.169 $1,326.564
$
--
$
--
1,419.054
1,343.666
165.955
165.955
-$1,585.009
-$1,509.621
$2.684 1,399.099 -0.169 $1,401.952
(*) Includes Public Asset Fund resources Chapter 1 of the Laws of 2002 authorized the conversion of Empire Health Choice, d/b/a Empire Blue Cross and Blue Shield from a not-for-profit corporation to a for-profit corporation. Chapter 1 requires, in part, that upon such conversion, assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to a fund designated as the "Public Asset Fund" and 5 percent transferred to a Charitable Foundation - as set forth in (s) 7317 of the Insurance Law. On December 28, 2005, Wellchoice, Inc. (previously known as Empire Blue Cross, Blue Shield) approved a takeover by Wellpoint, Inc. This conversion was also subject to the same Chapter 1 requirements of assigning assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to the "Public Asset Fund". As of July 31, 2009, $15,619,018.02 (representing the remaining balance of the State's 95 percent share of the fair market value of the not-for-profit corporation plus interest) is on deposit in the sole custody account titled Public Asset Fund. In accordance with Section 4301(j)(4)(F) and (O) of the Insurance Law and at the direction of the Director of the Budget, these funds are available for transfer to HCRA Resource Fund (061).
SCHEDULE 5 STATE OF NEW YORK DEBT SERVICE FUNDS STATEMENT OF DIRECT STATE DEBT ACTIVITY FISCAL YEAR ENDED MARCH 31, 2010 DEBT MATURED
DEBT ISSUED
PURPOSE
DEBT OUTSTANDING APRIL 1, 2009
MONTH OF JULY
4 MONTHS ENDED JULY 31, 2009
MONTH OF JULY
INTEREST DISBURSED
4 MONTHS ENDED JULY 31, 2009
DEBT OUTSTANDING JULY 31, 2009
MONTH OF JULY
4 MONTHS ENDED JULY 31, 2009
GENERAL OBLIGATION BONDED DEBT: Accelerated Capacity and Transportation Improvements
$648,961,405.51
$ --
$ --
$531,951.38
$31,736,529.97
$617,224,875.54
$24,745.74
$7,521,976.19
86,783,652.74 75,187,786.89 504,653,063.02 99,179,187.43 75,363,682.79
------
------
3,014,711.45 5,686,003.70 1,270,112.83 1,824,821.92 --
9,765,117.23 15,305,314.04 4,451,078.31 5,984,100.11 132,586.21
77,018,535.51 59,882,472.85 500,201,984.71 93,195,087.32 75,231,096.58
178,968.81 556,948.68 (64,740.47) 92,749.29 (2,463.24)
1,150,593.27 1,149,048.98 2,109,799.30 954,116.41 37,400.71
24,630,987.27
--
--
4,162.34
176,074.23
24,454,913.04
510.41
150,776.19
Environmental Quality Protection (1972): Air Land and Wetlands Water
21,498,402.83 47,541,208.24 125,389,186.41
----
----
1,696,647.00 193,131.82 110,063.39
3,303,164.51 2,313,697.87 2,242,655.91
18,195,238.32 45,227,510.37 123,146,530.50
84,578.13 8,232.82 180,420.96
449,189.40 606,296.78 1,726,736.68
Environmental Quality (1986): Land and Forests Solid Waste Management
60,589,492.07 537,288,426.88
---
---
474,759.52 383,075.80
10,001,198.84 16,920,201.72
50,588,293.23 520,368,225.16
25,271.72 (255,172.39)
730,613.69 2,827,949.97
59,480,151.99 46,002,000.00
---
---
29,554.97 --
5,522,326.17 535,000.00
53,957,825.82 45,467,000.00
12,360.11 67,672.50
776,268.49 1,045,255.00
30,318.00
--
--
--
Clean Water/Clean Air: Air Quality Safe Drinking Water Water Solid Waste Environmental Restoration Energy Conservation Through Improved Transportation: Rapid Transit and Rail Freight
Housing: Low Cost Middle Income Outdoor Recreation Development Park and Recreation Land Acquisition
--
40,224.71
---
818.59
40,224.71
--
--
--
Pure Waters
91,335,778.20
--
--
77,082.37
Rail Preservation Development
16,583,059.70
--
--
--
Rebuild and Renew New York Transportation: Highway Facilities Canals and Waterways Aviation Rail and Port Mass Transit - Dept. of Transportation Mass Transit - Metropolitan Transportation Authority
323,061,087.80 7,737,683.52 16,170,986.25 39,388,920.99 11,921,084.46 322,321,343.08
-------
-------
-------
Rebuild New York-Transportation Infrastructure Renewal: Highways, Parkways, and Bridges Ports, Canals, and Waterways Rapid Transit, Rail, and Aviation
5,432,361.75 126,438.48 23,663,282.84
----
----
292,133.68 -19,516.02
292,133.68 14,912.47 264,059.82
5,140,228.07 111,526.01 23,399,223.02
14,422.71 -13,139.37
17,771.98 2,491.49 362,612.94
Transportation Capital Facilities: Aviation Mass Transportation
27,107,010.12 25,210,785.49
---
---
22,271.81 --
1,050,275.18 348.57
26,056,734.94 25,210,436.92
16,672.31 --
397,620.14 178,209.96
$3,322,678,999.46
$ --
$ --
$15,630,000.00
$113,530,000.00
$3,209,148,999.46
$1,032,979.40
$23,546,548.85
Total General Obligation Bonded Debt
--
30,318.00
88,136,395.42
319,842.38
16,263,217.32
--
125,871.19
323,061,087.80 7,737,683.52 16,170,986.25 39,388,920.99 11,921,084.46 322,321,343.08
-------
-------
-------
78,661.94
--
3,199,382.78
1,225,131.50
STATE OF NEW YORK DEBT SERVICE FUNDS FINANCING AGREEMENTS FOR THE FOUR (4) MONTHS ENDED JULY 31, 2009
SCHEDULE 5a
DEBT REDUCTION RESERVE FUND (064) Special Contractual Financing Obligations: Managed by Office of General Services: Department of Trans Region 1 Schenectady Hampton Plaza Subtotal Payments to Public Authorities: City University Construction Community Enhancement Facilities Program Dormitory Authority Energy Research & Development Authority Environmental Facilities Corporation Housing Finance Agency Local Government Assistance Corporation Metropolitan Transportation Authority: Transit and Commuter Rail Projects Triborough Bridge & Tunnel Authority: Javits Convention Center Project Thruway Authority Urban Development Corporation: Correctional Facilities Center for Industrial Innovation at RPI Syracuse University Science and Technology Center Cornell Univer. Supercomputer Center Columbia Univer. Telecommunications Center Clarkson University Debt Reduction Reserve University Facilities Grant 95 Refunding Youth Facilities Economic Development Housing Sports Facility South Mall State Facilities and Equipment Consolidated Service Contract Refunding Subtotal Total Disbursements for Special Contractual Financing Obligations
$
GENERAL DEBT SERVICE (311-01)
DEPARTMENT OF HEALTH INCOME (319)
$
153,451,070 -208,439,389 --749,703 --
--
82,493,859
--
--
--
---
2,518,177 234,211,850
---
---
---
30,811,440 409,200
---
---
$
--------------
465,475 620,000 4,630,000 228,265 -403,322 1,537,031 ----49,123,654 $770,092,435
------------$14,847,374
------------$4,149,177
$
--
$770,108,163
$14,847,374
$4,149,177
$
----
$
--------
--14,847,374 -----
$
REVENUE BOND TAX (311-02)
$15,728 -$15,728
$
----
MENTAL HEALTH SERVICES (304)
----
$
$
LOCAL GOVERNMENT ASSISTANCE TAX (364)
$
------4,149,177
-----------
$
----
--26,996,561 -17,936,899 301,780 --
STATE UNIVERSITY DORMITORY INCOME (330)
$ $
----
COMBINED TOTALS 4 MONTHS ENDED JULY 31 2009 2008
$15,728 -$15,728
$ INCREASE / (DECREASE)
$75,452 -$75,452
($59,724) -($59,724) 26,028,532 -(10,306,189) -5,593,308 (2,716,721) (16,352,711)
--50,611,853 -----
153,451,070 -300,895,177 -17,936,899 1,051,483 4,149,177
127,422,538 -311,201,366 -12,343,591 3,768,204 20,501,888
--
--
82,493,859
82,381,608
---
---
---
2,518,177 234,211,850
3,762,531 220,748,000
(1,244,354) 13,463,850
---
---
---
30,811,440 409,200
79,770,790 509,981
(48,959,350) (100,781)
112,251
$
--------------
-------25,281,775 ----$70,517,015
------------$50,611,853
465,475 620,000 4,630,000 228,265 -403,322 1,537,031 25,281,775 ---49,123,654 $910,217,854
514,075 492,000 3,715,000 243,312 -514,239 1,949,893 22,513,825 ---5,658,314 $898,011,155
(48,600) 128,000 915,000 (15,047) -(110,917) (412,862) 2,767,950 ---43,465,340 $12,206,699
$
--
$70,517,015
$50,611,853
$910,233,582
$898,086,607
$12,146,975
SUMMARY OF THE OPERATING FUND INVESTMENTS FOR THE MONTH OF JULY 2009 AS REQUIRED OF THE STATE COMPTROLLER (amounts in millions) FISCAL YEAR TO DATE
JULY 2009
PRIOR FYTD JULY 2008
SHORT TERM INVESTMENT POOL AVERAGE DAILY INVESTMENT BALANCE* AVERAGE YIELD* TOTAL INVESTMENT EARNINGS DESCRIPTION GOVT. AGENCY BILLS/NOTES REPURCHASE AGREEMENTS COMMERCIAL PAPER CERTIFICATES OF DEPOSIT/SAVINGS 0% COMPENSATING BALANCE CD's
*Does not include 0% Compensating Balance CD's.
$6,689.0 0.324% $2.221
$6,709.4 0.367% $10.002 PAR AMOUNT $0.0 $37.0 $2,776.4 $3,613.7 $913.0 $7,340.1
$11,571.4 2.248% $86.938
STATE OF NEW YORK OFFICE OF THE STATE COMPTROLLER DIVISION OF PAYROLL, ACCOUNTING, AND REVENUE SERVICES BUREAU OF STATE ACCOUNTING OPERATIONS COMPTROLLER'S MONTHLY REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING FISCAL YEAR 2009-2010
APPENDIX - TABLE OF CONTENTS
HCRA Resources Fund - Statement of Receipts and Disbursements by Object
Appendix A
HCRA Resources Fund - Statement of Program Disbursements
Appendix B
American Recovery and Reinvestment Act of 2009 - Schedule of Disbursements of Federal Awards
Appendix C
HCRA Public Goods Pool - Statement of Cash Flow
Appendix D
HCRA Medicaid Disproportionate Share - Statement of Cash Flow
Appendix E
Public Authority Off Budget Spending Report
Appendix F
STATE OF NEW YORK HCRA RESOURCES FUND STATEMENT OF RECEIPTS AND DISBURSEMENTS BY OBJECT FISCAL YEAR 2009-2010
OPENING CASH BALANCE RECEIPTS: Cigarette Tax State Share of NYC Cigarette Tax STIP Interest Public Asset Transfers Indigent Care Pool Public Goods Pool Hospital Excess Liability Pool Miscellaneous Total Receipts DISBURSEMENTS: Grants - Social Service Medical Assistance Payments Grants - Health Grants - Mental Hygiene Grants - Miscellaneous Interest - Late Payments Personal Service Non-Personal Service Employee Benefits/Indirect Costs Appropriated Transfers Transfers to 339-ES Total Disbursements OPERATING TRANSFERS: Transfers to 002 Transfers to 003 Transfers to 339-AP Total Operating Transfers Total Disbursements and Transfers CLOSING CASH BALANCE
APPENDIX A
4 Months Ended July 31, 2009
2009 APRIL
MAY
JUNE
JULY
$239,963,585
$204,479,921
$299,679,153
$152,079,890
$239,963,585
85,019,652 5,896,000 158,585 -1,103 287,893,002 -12,261
74,639,227 6,435,000 86,022 -403 398,081,296 -25
83,659,918 7,404,000 115,405 95,000,000 734 318,275,622 -7,867
82,626,286 6,640,000 89,746 -368 314,341,402 -55,276
325,945,083 26,375,000 449,758 95,000,000 2,608 1,318,591,322 -75,429
378,980,603
479,241,973
504,463,546
403,753,078
1,766,439,200
155,337 329,114,794 77,101,511 -128,164 2,434 1,399,108 5,433,318 1,129,601
57,752 479,135,526 (101,873,402) -224,739 1,398 980,827 5,497,881 18,020
44,908 558,317,945 69,958,490 -391,961 352 791,000 8,357,125 701,028
104,350 307,228,279 65,735,524 -162,838 849 911,891 2,102,942 --
362,347 1,673,796,544 110,922,123 -907,702 5,033 4,082,826 21,391,266 1,848,649
-414,464,267
-----
-384,042,741
-----
-638,562,809
13,500,000 --13,500,000
500,000
500,000
376,746,673
1,813,816,490
-----
13,500,000 --13,500,000
414,464,267
384,042,741
652,062,809
376,746,673
1,827,316,490
$204,479,921
$299,679,153
$152,079,890
$179,086,295
$179,086,295
STATE OF NEW YORK HCRA RESOURCES FUND STATEMENT OF PROGRAM DISBURSEMENTS FISCAL YEAR 2009-2010
Program/Purpose COMMUNITY SERVICES PROGRAM LONG TERM CARE INSUR EDUC/OUTREACH ADMIN & GRANTS MGMT HCRA RESOURCE LONG TERM CARE INSUR EDUC/OUTREACH ADULT HOMES PROGRAM ADULT HOME RESIDENT COUNCIL PROJECT ADMIN & EXECUTIVE DIRECTION PROGRAM HEALTH CARE DELIVERY ADMINISTRATION HEALTH OCCUPATION DEVELOP/WORK DEMO HEALTH WORKFORCE RETRAINING PROGRAM PILOT HEALTH INSURANCE ACCOUNT PRIMARY CARE INITIATIVES MONITORING AIDS INSTITUTE PROGRAM HEALTH CARE SERVICES ACCOUNT HOSPITAL BASED GRANTS PROGRAM MATERNAL & CHILD HIV SERVICES OPERATIONAL SUPPORT FOR AIDS HOUSING CENTER FOR COMMUNITY HEALTH PROGRAM HEALTH CARE SERVICES ACCOUNT HOSPITAL BASED GRANTS PROGRAM TOBACCO CONTROL & CANCER SERVICES OFFICE OF HEALTH SYSTEMS MANAGEMENT EMERGENCY MEDICAL SERVICES ACCOUNT HEALTH CARE SERVICES ACCOUNT QUALITY INCENTIVE PAYMENT HEALTH CARE FINANCING PROGRAM PROVIDER COLLECTION MONITORING ACCOUNT OFFICE OF HEALTH INSURANCE PROGRAM FAMILY HEALTH PLUS MEDICAID FRAUD HOTLINE/ADMIN. MEDICAL ASSISTANCE PROGRAM BREAST & CERVICAL CANCER GRANTS D&TC RATES FOR R&R GRANTS (4) DISABLED PERSONS GRANTS FAMILY HEALTH PLUS GRANTS HOME CARE RATES HOME HEALTH R&R RATES GRANTS (5) HOME HEALTH WORKFORCE RECRUITMENT MEDICAL ASSISTANCE - INDIGENT CARE FUND MEDICAL ASSISTANCE - PAYMENTS GRANTS NASSAU & SUFFOLK HOSPITAL DIST GRANTS NON-PUBLIC GENERAL HOSP RATES FOR R&R (6) NON-PUBLIC NH RATES FOR R&R GRANTS (7) NURSING HOME FINANCIAL ASSIST GRANTS NYC MEDICAID GRANTS NYC NON-PUBLIC HOSP MEANINGFUL ACCESS NYC PERSONAL CARE WRR RATES GRANTS (8) PERSONAL CARE WRR RATES GRANTS (9) PHARMACY SERVICES GRANT PHYSICIAN SERVICES GRANT PRIORITY RESTORATION GRANTS PUBLIC HOSPITAL RATES - SECTION 2807C SUPPLEMENTAL MED INS PAYMENTS GRANTS SUPPLEMENTAL RURAL HOSPITAL RATES ENHANCED COMMUNITY SERVICES PROGRAM ENHANCED COMMUNITY SERVICES ACCOUNT OFFICE OF LONG TERM CARE ADULT HOME INITIATIVES ENHANCING ABILITIES & LIFE EXPERIENCE ELDERLY PHARMACEUTICAL INS COVERAGE PRG ELDERLY PHARMACEUTICAL INSURANCE COVER PAYBILLS CHILD HEALTH INSURANCE PROGRAM CHILD HEALTH INSURANCE
APPENDIX B
$
Appropriation Amount (1) 2,771,607
Segregation Amount $
April Disbursements $
2,771,607
May Disbursements $
128,163
June Disbursements $
212,739
$ 391,961
Total Disbursements 4 Months Ending July 31, 2009 (3)
July Disbursements $ 162,838
895,701
50,000 45,000
--
120,000
--
--
--
--
--
--
--
120,000 12,000
12,000
12,801,000 739,630 1,141,355 2,294,055 2,462,770 1,134,895
46,243 67,531 81,920 181,047 84,298
20,108 22,947 20,095 64,238 28,145
19,809 27,562 152,833 76,827 33,233
17,312 23,125 36,185 64,967 28,145
103,472 141,165 291,033 387,079 173,821
166,053,526 11,089,797 8,978,390 1,916,500
4,918,523 398,301 77,205 155,337
2,701,419 549,924 247,254 57,752
5,664,869 222,880 145,334 44,908
13,981,394 791,167 554,108 104,350
27,266,205 1,962,272 1,023,901 362,347
66,120,698 20,280,823 4,425,307
1,395,838 1,320,384 343,147
4,554,794 505,347 159,249
4,206,073 1,056,985 308,436
4,791,272 776,585 158,488
14,947,977 3,659,301 969,320
45,509,503 11,240,000 2,750,000
1,256,599 ---
1,185,105 ---
1,253,469 ---
1,715,095 ---
188,955,213
119,505,261
74,511,518 5,410,268 ---
11,336,800 5,972,455
568,876
117,438
150,615
124,071
961,000
12,256,860 1,102,500
659,093 22,492
540,359 7,162
739,852 35,675
206,619 7,162
2,145,923 72,491
3,780,000 3,050,000 42,300,000 1,047,000,000 8,000,000 100,000,000 37,000,000 1,846,300,000 207,700,000 5,000,000 41,300,000 21,600,000 15,000,000 249,400,000 38,000,000 136,000,000 11,200,000 1,864,280,000 153,360,000 24,000,000 48,000,000 122,400,000 7,000,000
-------141,414,794 38,000,000 --------127,000,000 ---22,700,000 --
---22,000,000 ---137,735,526 34,000,000 --------285,400,000 ------
-------88,617,945 10,000,000 ----124,700,000 ---335,000,000 ------
---172,200,000 ---88,828,279 ---------46,200,000 ------
---194,200,000 ---456,596,544 82,000,000 ----124,700,000 ---793,600,000 ---22,700,000 --
500,000
500,000
17,063,000
6,730,190,000
1,000,000 1,000,000
--
--
--
3,592,850 2,659,195
---
---
---
---
267,375,000
6,885,058
--
--
--
327,468,280
24,107,075
8,623,480 ---
582,300,000 6,885,058
1,513,800 955,241,400 18,892,030
29,426,245
35,051,536
107,476,886
STATE OF NEW YORK HCRA RESOURCES FUND STATEMENT OF PROGRAM DISBURSEMENTS FISCAL YEAR 2009-2010
Program/Purpose HEALTH CARE REFORM ACT PROGRAM ADAP/HIV UNINSURED CARE (HRI) (10) AREA HEALTH CARE CENTERS ASSEMBLY PRIORITY DISTRIBUTIONS AUDIT SERVICE PAYER/PROVIDER COMPLIANCE CANCER RELATED SERVICES CATASTROPHIC HEALTH CARE EXPENSE COMMISSIONER EMERGENCY DISTRIBUTIONS COMMISSIONER'S PRIORITY POOL DISTRIB. DIAGNOSTIC & TREAT CTR UNCOMPENSAT CARE DISEASE MANAGEMENT DEMO PROGRAM DIVERSITY IN MEDICINE/POST BACCALAUREAT GRADUATE MEDICAL EDUCATION DISTRIB HEALTH CARE STABILIZATION PROGRAM HEALTH FACILITY RESTRUCTURING HEALTH MAINTENANCE ORG (HMO) DIRECT PAY HEALTH WORKFORCE RETRAINING HEALTHY NY - ADMINISTRATION HEALTHY NY - ENTERTAINMENT WORKERS HEALTHY NY - GROUP PROGRAM INDIVIDUAL SUBSIDY PROGRAM INFERTILITY GRANT PROGRAM INFERTILITY SRVCS TREATMENTS & PROC LONG TERM CARE DELIVERY DEMO PROJECTS LONG TERM CARE DEMO PROJECTS LONG TERM CARE INSUR EDUC/OUTREACH MINORITY PARTICIPATION MED EDUC NYS AREA HEALTH EDUCATION CENTER (AHEC) OTHER MEDICAL SCHOOL PAY FOR PERFORMANCE INITIATIVES PHYSICIAN LOAN REPAYMENT PROGRAM GRANTS PHYSICIAN PRACTICE SUPPORT PROGRAM PHYSICIANS EXCESS MEDICAL MALPRACTICE POISON CONTROL CENTERS POOL ADMINISTRATOR-SERVICES & EXPENSES PRIMARY HEALTH CARE SERVICES ROSWELL PARK CANCER INSTITUTE RURAL HEALTH CARE ACCESS DEVELOP RURAL HEALTH CARE DELIVERY DEVELOP RURAL HEALTH NETWORK DEVELOPMENT SCHOOL BASED HEALTH CENTERS SCHOOL BASED HEALTH CLINICS SECTION 405.4 HOSPITAL AUDITS SENATE PRIORITY DISTRIBUTIONS SUPPLEMENTAL GRADUATE MEDICAL EDUCATION TELEMEDICINE DEMONSTRATION PROGRAM TOBACCO USE PREVENTION & CONTROL WORKER RECRUIT/RETAIN PUBLIC HOSPITALS WORKER/RECRUIT/RETAIN PUBLIC RHCF (11) TOTAL Transfer to the General Fund - State Purposes Account (for administration of the program) TOTAL APPROPRIATED AMOUNT
APPENDIX B (continued)
$
Appropriation Amount (1) 2,596,830,067
Segregation Amount $
$
11,302,813,145 (2) $
$
11,303,683,035
$ 11,760,000 788,000 29,577,000 12,034,000 47,048,002 3,111,420 3,480,000 71,643,000 101,740,620 3,750,000 3,920,000 198,240,000 28,000,000 39,200,000 39,200,000 142,280,000 1,438,226 503,059 122,161,378 1,551,130 2,830,000 15,059,619 956,244 750,000 2,626,960 215,000 3,000,000 1,160,000 9,407,859 392,000 980,000 127,400,000 7,400,000 12,371,000 3,260,000 113,825,000 20,255,000 6,100,000 14,100,000 3,196,000 6,392,000 3,240,000 30,794,347 36,480,000 2,950,566 134,434,151 44,060,000 3,650,000 8,470,882,576 $
April Disbursements $ --670,470 292,558 489,860 -500,000 96,160 27,804,305 720,289 --(178,160) --2,914,951 -----1,240,328 60,770 -3,933 ---252,958 -------261,589 -582,427 (30,000) -339,190 --271,695 6,359,020 --414,464,267 $
869,890
(1) Includes amounts appropriated in 2009 as well as prior year appropriations that were reappropriated in the SFY 2009 budget chapters. (2) Unsegregated appropriation total is $2,831,930,569. (3) Disbursements from the HCRA Resource Fund includes direct grant payments to program beneficiaries, services and expenses for administration of grant programs, and transfers to the Public Goods Pool to finance payments made by the State’s fiscal agent. (4) Full title is: Diagnostic and Treatment Center Rates Increase for Recruitment and Retention of Health Care Workers (5) Full title is: Home Health Recruitment and Retention Rates Grants (6) Full title is: Non-Public General Hospital Rates for Recruitment and Retention of Health Care Workers (7) Full title is: Non-Public Nursing Home Rates for Recruitment and Retention of Health Care Workers (8) Full title is: NYC Personal Care Workforce Recruitment and Retention Rates Grants (9) Full title is: Personal Care Workforce Recruitment and Retention Rates Grants (10) Full title is: Aids Drug Assistance Program/Human Immunodeficiency Virus - Uninsured Care - Health Research Incorporated. (11) Full title is: Workers Recruitment and Retention of Residential Health Care Facilities
May Disbursements $ ----1,087,479 -200,000 (600) 6,814,745 ----19,600,000 (39,200,000) 1,134,694 (1,438,226) (502,712) (122,161,378) --97,163 --2,362 ---178,924 ----454,307 --628,796 -232,491 30,000 -198,737 ---7,652,328 --384,042,741 $
June Disbursements $ ---322,795 750,678 --267,064 19,078,132 290,000 978,299 ----2,279,734 ------74,789 -11,303 ---4,705 ---2,387,817 463,769 ----216,992 --322,947 61,000 --8,777,274 --638,562,809 $
Total Disbursements 4 Months Ending July 31, 2009 (3)
July Disbursements $ --55,555 240,699 979,407 ----------348,429 ----------1,435,584 -3,210 -------739,137 -1,474,321 ----975,000 (35) 4,172,668 --376,746,673 $
--726,025 856,052 3,307,424 -700,000 362,624 53,697,182 1,010,289 978,299 -(178,160) 19,600,000 (39,200,000) 6,677,808 (1,438,226) (502,712) (122,161,378) --1,337,491 135,559 -17,598 -1,435,584 -439,797 ---2,387,817 918,076 --1,629,522 -2,506,231 --860,874 61,000 975,000 271,660 26,961,290 --1,813,816,490
APPENDIX C
State of New York Schedule of Disbursements of Federal Awards - July 2009 American Recovery and Reinvestment Act of 2009 Federal CFDA No. Federal Agency Food and Nutrition Services 10.568 Department of Agriculture 93.705 93.707
Health and Human Services Health and Human Services
July Disbursements
Program $
Emergency Food Assistance Program (Administrative Costs) Aging Home-Delivered Nutrition Services for States Aging Congregate Nutrition Services for States
10.561
Department of Agriculture
84.390
Department of Education
93.658 93.659 93.778
Health and Human Services Health and Human Services Health and Human Services
Labor 17.225 17.258 17.259 17.260
Department of Labor Department of Labor Department of Labor Department of Labor
Transportation 20.205 Department of Transportation
1,550,447.00 48,669.71 46,036.50 1,645,153.21
--
5,468,978.00
72,332.00
12,127,423.00
2,038.00
2,038.00
5,362,988.00 12,408,580.00 536,177,050.33 554,022,988.33
10,563,599.00 12,408,580.00 3,181,400,354.16 3,221,970,972.16
421,857,038.78 911,240.20 3,493,701.07 1,659,113.37 427,921,093.42
1,144,385,690.75 1,767,476.74 4,967,094.63 3,685,468.51 1,154,805,730.63
1,975.00
1,975.00
Subtotal
1,975.00
1,975.00
Subtotal
7,334,386.18 7,334,386.18
9,283,487.59 9,283,487.59
Special Supplemental Nutrition Program for Women, Infants & Children (WIC) State Administrative Matching Grants for the Supplemental Nutrition Assistance Program Rehabilitation Services - Vocational Rehabilitation Grants to States, Recovery Act Foster Care- Title IV-E Adoption Assistance Medical Assistance Program (FMAP) * Subtotal Unemployment Insurance Workforce Investment Act - Adult Program Workforce Investment Act - Youth Activities Workforce Investment Act - Dislocated Workers Subtotal
Public Protection 16.802 Department of Justice
950,424.00 $ 48,669.71 46,036.50 1,045,130.21
Subtotal Health and Social Services 10.557 Department of Agriculture
Life-to-Date Disbursements
Recovery Act - State Victim Compensation Formula Grant Program
Highway Planning and Construction
TOTAL DISBURSEMENTS $
990,325,573.14 $
4,387,707,318.59
* For Federal funds, Federal CMIA regulations require that we draw funds from the US Treasury as checks are 'cleared' instead of when 'issued'. Because of the manner in which we charge federal funds as payments clear our account, there is a timing delay for recording Medicaid payments based on clearances (rather than issuances). For reporting purposes $24,792,000.00 in outstanding checks are included as Medicaid payments.
APPENDIX D STATE OF NEW YORK - STATEMENT OF CASH FLOW - PUBLIC GOODS POOL FISCAL YEAR 2009-2010
OPENING CASH BALANCE RECEIPTS: Patient Services Covered Lives Provider Assessments 1% Assessments DASNY- MOE/Recast receivables Interest Income Other Total Receipts DISBURSEMENTS: Program Disbursements: Diagnostic and Treatment Centers Rural Health Care Initiatives Poison Control Cancer Related Services Health Work Force Retraining Program Minority Partnership in Medical Education Grants GME Distributions Health Care Recruitment & Retention Poison Control Centers School Based Health Center Grants Professional Education Pool Distributions DSH Cap "pop-up" Total Program Disbursements Administrative Expenses Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Transfers from Other Pools: Tobacco Control and Insurance Initiatives Medicaid Disproportionate Share Health Facility Assessment Fund Hospital Regional Pool Contribution Statewide Bad Debt & Charity Care Pool Transfers From State Funds: 061-HCRA Resources Fund Other Total Other Financing Sources Transfers to Other Pools: Medicaid Disproportionate Share Tobacco Control & Insurance Initiatives Health Facility Assessment Fund Escrow Other Transfers to State Funds: 061-HCRA Resources Fund 061-IN Indigent Care Fund (matched) 061-IN Indigent Care Fund (non-matched) Other Total Other Financing Uses Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses CLOSING CASH BALANCE Source: HCRA - Office of Pool Administration
1st Quarter April-June
2009 JULY
$ 184,277,333.13
$ 206,704,455.64
568,849,458.27 367,270,056.55 13,018,654.96 76,690,876.78 0.00 41,146.10 694,165.69 1,026,564,358.35
0.00 0.00 (2,387,817.00) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 (2,387,817.00) 0.00 (2,387,817.00)
2009-2010 $
211,123,809.61 103,288,511.06 5,167,790.38 24,813,167.00 0.00 14,007.12 (764,034.72)
184,277,333.13
779,973,267.88 470,558,567.61 18,186,445.34 101,504,043.78 0.00 55,153.22 (69,869.03)
343,643,250.45
1,370,207,608.80
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
0.00 0.00 (2,387,817.00) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 (2,387,817.00)
0.00
0.00
0.00
(2,387,817.00)
1,024,176,541.35
343,643,250.45
1,367,819,791.80
0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00
2,387,817.00 0.00 2,387,817.00
0.00 0.00 0.00
2,387,817.00 0.00 2,387,817.00
0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00
(1,278,592,869.19) 272,351,770.38 2,103,862.97 0.00 (1,004,137,235.84)
(403,066,658.16) 87,919,630.59 805,625.25 0.00 (314,341,402.32)
(1,681,659,527.35) 360,271,400.97 2,909,488.22 0.00 (1,318,478,638.16)
22,427,122.51
29,301,848.13
$ 206,704,455.64
$ 236,006,303.77
51,728,970.64 $
236,006,303.77
APPENDIX E STATE OF NEW YORK - STATEMENT OF CASH FLOW - MEDICAID DISPROPORTIONATE SHARE FISCAL YEAR 2009-2010
1st Quarter April-June OPENING CASH BALANCE RECEIPTS: Interest Income Total Receipts
$
Investment Purchases Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Transfers from Other Pools: Tobacco Control and Insurance Initiatives Public Goods Pool Health Facility Assessment Fund Transfers From State Funds: 061-IN HCRA Resources Indigent Care - Matched 061-IN HCRA Resources Indigent Care - Unmatched 265-Federal DHHS Fund Other Total Other Financing Sources Transfers to Other Pools: Public Goods Pool Other Transfers to State Funds: 061-HCRA Resources Fund Total Other Financing Uses
$
367.78
$
1,103.14 1,872.91 1,872.91
(265,037,182.94) (8,207,210.97) 100,244.09 (273,144,149.82)
(88,356,791.74) 0.00 68,697.05 (88,288,094.69)
(353,393,974.68) (8,207,210.97) 168,941.14 (361,432,244.51)
0.00 (273,144,149.82)
0.00 (88,288,094.69)
0.00 (361,432,244.51)
(273,142,644.78)
(88,287,726.82)
(361,430,371.60)
0.00 0.00 0.00
0.00 0.00 0.00
0.00 0.00 0.00
136,175,885.20 792,379.44 136,175,885.18 0.00 273,144,149.82
43,959,815.30 368,464.10 43,959,815.29 0.00 88,288,094.69
180,135,700.50 1,160,843.54 180,135,700.47 0.00 361,432,244.51
0.00 0.00
0.00 0.00
0.00 0.00
(367.78) (367.78)
(735.36) $
2009-2010
367.87 367.87
(2,240.40) (2,240.40)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
Source: HCRA - Office of Pool Administration
1,103.14 1,505.04 1,505.04
DISBURSEMENTS: Program Disbursements: Indigent Care High Need Indigent Care Other Total Program Disbursements
CLOSING CASH BALANCE
2009 JULY
367.78
(2,608.18) (2,608.18)
0.09 $
367.87
(735.27) $
367.87
APPENDIX F SUMMARY OF OFF-BUDGET SPENDING REPORT DISBURSED APRIL '09 (000) DORMITORY AUTHORITY: Education - All Other Education - EXCEL Department of Health - All Other Department of Health - Oxford Judicial Institutes (Pace) CEFAP Regional Development: CCAP Multi-modal GenNYsis RESTORE CUNY Senior Colleges CUNY Community Colleges SUNY Dormitories Upstate Community Colleges Mental Health Mental Retardation Alcoholism & Alcohol Abuse TOTAL DORMITORY AUTHORITY:
EMPIRE STATE DEVELOPMENT CORP: Regional Development: Centers of Excellence CCAP Empire Opportunity CEFAP SEMATECH State Facilities and Equipment TOTAL EMPIRE STATE DEVELOPMENT CORP: THRUWAY AUTHORITY: CHIPS SHIPS Marchiselli Multi-modal TOTAL THRUWAY AUTHORITY: TOTAL OFF-BUDGET: TOTAL CEFAP ECONOMIC DEVELOPMENT: Total CCAP Total Multi-modal Total GenNYsis Total RESTORE Total Centers for Excellence Total Empire Opportunity Total Economic Development
DISBURSED MAY '09 (000)
DISBURSED JUNE '09 (000)
DISBURSED JULY '09 (000)
DISBURSED AUG '09 (000)
DISBURSED SEPT '09 (000)
DISBURSED OCT '09 (000)
DISBURSED NOV '09 (000)
DISBURSED DEC '09 (000)
DISBURSED JAN '10 (000)
DISBURSED FEB '10 (000)
DISBURSED MAR '10 (000)
DISBURSED TOTAL 09-10 (000)
625 47,685 57 --763
-15,068 ---522
21 35,405 62 --196
-------
-------
-------
-------
-------
-------
-------
-------
-------
646 98,158 119 --1,481
2,525 2,040 3,376 -57,318 12,258 14,694 4,297 12,626 4,846 320 163,430
562 10 883
1,657 98 263 -51,663 12,532 22,955 7,998 17,371 5,792 204 156,217
-------------
-------------
-------------
-------------
-------------
-------------
-------------
-------------
-------------
4,744 2,148 4,522
278 516
794
--------
--------
--------
--------
--------
--------
--------
--------
--------
24,789 -9,852 191 34,832
------
------
------
------
------
------
------
------
------
24,789 -9,852 191 34,832
-12,372 3,450 4,399 2,875 3,369 1,901 4 45,415
25 200 --
334 762 --
100 -(56) 269
------
9 --1,105
------
-----
-121,353 28,240 42,048 15,170 33,366 12,539 528 365,062
637 1,478 -109 -(56) 2,168
163,699
46,520
191,843
--
--
--
--
--
--
--
--
--
402,062
863
531
196
--
--
--
--
--
--
--
--
--
1,590
2,725 2,040 3,376 -25 -8,166
1,324 10 883 -334 -2,551
2,173 98 263 -278 -2,812
--------
--------
--------
--------
--------
--------
--------
--------
--------
6,222 2,148 4,522 -637 -13,529
The Division of the Budget (DOB) is responsible for organizing and presenting the above schedule of ‘Off Budget Spending’. Such reported disbursements are drawn from unaudited financial data provided by public authorities. Although the Office of the State Comptroller (OSC) has no reason to believe this information to be unreliable, it is important to note that these program disbursements are financed with public authority bond proceeds deposited directly into public authority accounts and all disbursements are made without any oversight by the OSC. Therefore, and pursuant to the provisions of Chapter 60, §16, of the Laws of 2006; this schedule is provided for information only.
Comptroller’s Monthly Report On State Funds Cash Basis of Accounting (Pursuant to Sec. 8(9-a) of the State Finance Law)
July 2009
THOMAS P. DiNAPOLI STATE COMPTROLLER
STATE OF NEW YORK GOVERNMENTAL FUNDS CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (amounts in millions) EXHIBIT A GENERAL MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009 RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Business Taxes Other Taxes Miscellaneous Receipts Federal Receipts Total Receipts
(7)
(8) (1)
DISBURSEMENTS: Local Assistance Grants: (2) (7) General Purpose Education Social Services: Medicaid (1)(6) Other Social Services Health and Environment (6) Mental Hygiene Transportation Criminal Justice Emergency Management & Security Services Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Debt Service, Including Payments on Financing Agreements (3) Capital Projects (4) Total Disbursements
$1,629.6 613.2 34.6 83.0 (47.2) -2,313.2
$7,298.6 2,625.4 1,274.9 294.5 487.4 29.6 12,010.4
-236.4
SPECIAL REVENUE MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009 $
$695.6 706.7 407.8 -4,600.9 12,964.7 19,375.7
438.7 6,576.2
-252.3
-2,213.8
---
---
--
628.8 529.6 189.5 28.4 0.2 8.8 4.1 35.2 1,661.0
2,107.2 975.4 538.2 89.6 18.3 41.5 16.6 118.6 10,920.3
2,780.4 298.7 247.6 128.0 140.3 65.9 23.2 98.1 4,034.5
10,298.6 948.5 798.3 410.6 669.8 145.0 48.8 259.4 15,792.8
----------
----------
---
607.5 148.0 268.0
2,330.7 711.8 878.3
528.7 278.1 24.8
2,029.8 1,165.5 667.9
--
--2,684.5
--14,841.1
-1.0 4,867.1
(371.3)
(2,830.7)
309.6
OTHER FINANCING SOURCES (USES): Bond Proceeds (net) Transfers from Other Funds (5) Transfers to Other Funds (5) Total Other Financing Sources (Uses)
-761.0 (404.2) 356.8
-3,737.7 (1,842.8) 1,894.9
-616.7 (519.4) 97.3
Beginning Fund Balances (Deficit) Ending Fund Balances (Deficit)
(14.5)
(935.8)
$543.2 180.8 -17.4 47.1 -788.5
-85.9
(284.0)
-1,981.9 (1,446.0) 535.9
$ 102.5 49.6 20.0 230.1 165.9 568.1
--
86.2
702.3
2,705.7
-1,952.3 (4,412.4) (2,460.1)
504.1 650.6
-489.2
438.7 8,824.9
0.1 602.6
386.8 7,849.3
51.9 975.6
13.4% 12.4%
3,409.2 828.3 442.1 162.1 235.6 74.7 27.3 173.5 5,842.0
12,405.8 1,923.9 1,367.3 516.9 853.9 186.5 65.4 472.1 27,055.4
3,007.8 552.8 385.1 262.9 398.1 37.8 9.1 133.8 5,390.1
11,185.7 2,171.0 1,281.5 589.2 1,165.4 138.4 30.5 448.3 25,246.1
1,220.1 (247.1) 85.8 (72.3) (311.5) 48.1 34.9 23.8 1,809.3
10.9% -11.4% 6.7% -12.3% -26.7% 34.8% 114.4% 5.3% 7.2%
----
1,136.2 426.4 292.8
4,360.5 1,892.8 1,546.2
1,266.3 485.0 478.8
4,379.6 2,100.2 2,452.0
(19.1) (207.4) (905.8)
-0.4% -9.9% -36.9%
-1,782.9 2,125.2
85.9 505.1 8,288.4
1,047.3 1,786.6 37,688.8
109.9 445.5 8,175.6
1,046.7 1,657.8 36,882.4
0.6 128.8 806.4
92.9
1,997.5
(2,491.3)
-124.7%
-9,382.5 (9,415.5) (33.0)
-(1,473.6) (1,471.1) (2.5)
--15.7% -15.6% -7.6%
34.9
30.8 16.7 165.8
94.1 342.3
(82.5)
--
(84.8)
-68.6 (63.5) 5.1
YEAR OVER YEAR $ Increase/ % Increase/ (Decrease) Decrease
$14,598.5 4,760.0 1,675.6 896.3 5,292.4 11,657.1 38,879.9
---
--
4 MOS. ENDED JULY 31, 2008
$2,286.3 1,159.4 182.0 368.2 1,311.8 2,960.8 8,268.5
---
----
TOTAL GOVERNMENTAL FUNDS 4 MOS. ENDED MONTH OF JULY 31, 2009 JULY 2008 $10,658.9 4,507.7 1,893.5 423.3 6,179.0 13,532.6 37,195.0
40.2 146.5
15.5
MONTH OF JULY 2009 $2,172.8 1,059.7 149.4 120.4 1,350.2 3,994.0 8,846.5
389.5 210.8 39.9 861.9 538.3 2,040.4
--
---
1,047.3 -1,062.8
-565.2 (1,039.4) (474.2)
--
5.0 5.7 95.1
--
--
$
0.5
-0.3
-3.7 19,659.7
$2,664.7 786.1 -88.9 228.8 -3,768.5
CAPITAL PROJECTS MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
-163.2 65.2 -1,120.2 3,828.1 5,176.7
Excess (Deficiency) of Receipts over Disbursements
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
DEBT SERVICE MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
237.0 (243.2) (6.2)
558.1
-2,011.5 (2,026.5) (15.0)
(493.8)
-7,908.9 (7,944.4) (35.5)
(529.3)
-1,814.4 (1,819.4) (5.0)
($3,939.6) (252.3) 217.9 (473.0) 886.6 1,875.5 (1,684.9)
-27.0% -5.3% 13.0% -52.8% 16.8% 16.1% -4.3%
0.1% 7.8% 2.2%
406.9
251.9
228.1
245.6
(77.4)
(91.0)
543.1
87.9
1,964.5
(2,493.8)
-126.9%
1,027.2
1,948.5
2,691.4
2,846.4
315.6
298.1
(520.8)
(507.2)
3,513.4
4,585.8
8,362.6
6,486.0
(1,900.2)
-29.3%
$1,012.7
$1,012.7
$3,098.3
$3,098.3
$543.7
$543.7
($598.2)
($598.2)
$4,056.5
$4,056.5
$8,450.5
$8,450.5
($4,394.0)
-52.0%
GOVERNMENTAL FUNDS FOOTNOTES
July 2009 - Exhibit A Notes
1. On February 17, 2009, President Obama signed into law the American Recovery and Reinvestment Act of 2009 (ARRA). This Act contains provisions for direct federal aid for fiscal relief consisting of increases in the Federal matching rate for eligible State Medicaid expenditures and funds provided through the Federal State Fiscal Stabilization Fund to restore proposed reductions in education, higher education, and to maintain essential government services. Information on state disbursements resulting from ARRA can be found on Appendix C in this report. 2. Special Revenue Federal Funds' disbursements include the payments made by the State which will be reimbursed by the Federal Government in August 2009: Federal DHHS (Medicaid) Federal DHHS (All Other) Federal USDA/Food and Consumer Services Federal DHHS/Block Grant Federal Education Federal Miscellaneous Operating Grants Federal Employment and Training Grants
$132.0 million 12.6 2.1 -10.5 -2.4
3. Total debt service disbursements include principal and interest on general obligation bonds and lease-purchase / contractual obligation payments. For a complete analysis of debt payments please refer to Schedule 5 and Schedule 5a. 4. Certain disbursements from Capital Projects Funds are financed by operating transfers from other funds, proceeds of State bonds and notes, and reimbursements received from Public Authorities and the Federal Government. The amounts shown below represent disbursements to be reimbursed in future months from the sources indicated: Urban Development Corporation (Correctional Facilities) Urban Development Corporation (Youth Facilities) Housing Finance Agency (HFA) Dormitory Authority (Mental Hygiene) Dormitory Authority and State University Income Fund Federal Capital Projects State bond and note proceeds
$19.4 million 2.7 147.3 397.1 53.9 304.1 72.1
5. Operating Transfers constitute legally authorized transfers from a fund receiving revenues to a fund through which disbursements will ultimately be made. The more significant transfers include:
Tribal State Compact Revenue Account Workers Compensation Board Statewide Public Safety Communications Account Insurance Department Account Code Enforcement Account Revenue Arrearage Account Youth Facility Per Diem Banking Department OTDA Earned Revenue Account DMV Compulsory Account Federal Health and Human Services Account Training & Education Program on OSHA Indigent Legal Services Unemployment Insurance Interest & Penalty
$13.4 million 57.8 40.0 15.0 5.0 15.0 86.5 8.0 10.0 6.0 41.0 7.0 7.2 5.0
Debt Service Funds “Transfers To Other Funds” includes transfers to the General Fund from the following funds: Revenue Bond Tax Local Government Assistance Tax Clean Water/Clean Air
$2,590.1 million 770.9 47.9
Also included in Debt Service Funds are transfers to Special Revenue Funds representing receipts in excess of lease-purchase obligations that are used to finance a portion of the operating expenses for Departments of Health ($41.7m), Mental Hygiene ($828.3m) and the State University ($108.0m). Capital Projects Funds “Transfers To Other Funds” includes transfers to the General Debt Service Fund ($234.2m). 6. The State receives moneys that represent refunds, pharmacy rebates, reimbursements, or disallowances of medical assistance payments previously made from appropriated State and Federal funds. These monies are initially credited to an agency escrow account and shortly after receipt are allocated and refunded to State or Federal fund appropriations from which the medical assistance payments were originally made. At month end, the following balances remained in agency escrow accounts and accounting entries have been made to reduce medical assistance spending and count these monies as financial resources of the funds shown.
General Fund “Transfers to Other Funds” as follows: State Capital Projects General Debt Service Banking Services Court Facilities Incentive Aid State University Income NYC County Courts Operating Housing Debt Fund Alcoholic Beverage Control Account Mass Transportation Operating Assistance
Also included in Special Revenue funds are transfers to the General Fund from the following:
$164.0 million 624.5 35.6 76.4 49.7 8.3 3.5 4.0 3.8
Also included in the General Fund are transfers representing payments for patients residing in Stateoperated Health, Mental Hygiene and State University facilities to Debt Service Funds ($11.4m), the State University Income Fund ($68.8m) and the Mental Hygiene Program Account ($791.6m). Special Revenue Funds “Transfers To Other Funds” includes transfers to Debt Service Funds ($1,070.0m) representing the federal share of Medicaid payments for patients residing in Stateoperated Health and Mental Hygiene facilities.
Account Medicaid Recoveries - Health Facilities Medicaid Recoveries - Audit Medicaid Recoveries - Third Parties Pharmacy Rebates Medicare Catastrophic Recovery Medicaid "Windfall" Recovery Total
Allocation of Month-End Balances General Fund Special Revenue-Federal $535,387 -----$535,387
$5,479,439 10,358,850 4,491,394 276,152 --$20,605,835
7. A portion of personal income tax receipts is also transferred to the State Special Revenue School Tax Relief (STAR) Fund to be used to reimburse school districts for the STAR property tax exemptions for homeowners and payments to homeowners for the STAR Property Rebate Program. Local Assistance Education grant payments total $696.0m for the month of June.
Exhibit A Notes July 2009 (continued)
GOVERNMENTAL FUNDS FOOTNOTES (continued) 8. Miscellaneous receipts in Governmental Funds include: GENERAL FUND
Abandoned Property Interest Earnings Receipts from Public Authorities: Bond Issuance Fees Cost Recovery Assessments Empire State/Urban Development Corporation Environmental Facilities Corporation Hudson River Park Trust Power Authority State of NY Mortgage Agency Thruway Authority - Policing the Thruway Bond Proceeds Dormitory Authority Empire State/Urban Development Corporation Environmental Facilities Corporation Housing Finance Agency Thruway Authority All Other Refunds and Reimbursements: Receipts from Municipalities Women, Infants and Children Rebates HESC Student Loan Recoveries Administrative Recoveries Indirect Cost Assessments Reimbursements from Cornell University Hazardous Waste and Oil Spill Third Party Recoveries All Other Health Care Reform Act: Public Goods and Health Care Initiatives Pools Public Asset Transfers Revenues of State Departments: Patient/Client Care Reimbursements Medical Care Provider Assessments Industry Assessments Student Tuition, Fees and Other SUNY Revenues Student Tuition, Fees and Other CUNY Revenues EPIC Fees and Rebates Miscellaneous Sales, Rentals and Leases Gifts and Unclaimed Property All Other Gaming: Lottery - Education Lottery - Administration Video Lottery Terminal - Education Video Lottery Terminal - Administration Casinos Licenses and Fees Fines TOTAL
$
38.0 6.9
SPECIAL REVENUE
$
--
$
--
9.6
23.9
---------
---0.1 8.5
--
--
13.5
-------
14.6
--
0.5
4 Months Ended July 31 2009 2008
0.4
$
38.0 17.3
0.7
31.1 0.5 0.7
----
9.0 $ 113.3 52.7 2.1 0.2 1.6 60.2 101.0 14.0
316.1 328.3 2.1 16.6 137.0 0.7
212.3 36.5 10.2 63.1 55.0 4.9
103.8 291.8 (8.1) (46.5) 82.0 (4.2)
187.0 34.8 24.0 43.1 29.7 7.7 8.7 56.8 21.5
130.4 38.5 32.0 31.7 18.6 9.6 7.1 43.7 21.5
56.6 (3.7) (8.0) 11.4 11.1 (1.9) 1.6 13.1
-12.0 0.4 8.5 13.5
301.5 328.3 2.1 16.6 137.0 0.2
--
--------
1,318.6 95.0
---
---
1,318.6 95.0
1,093.8 --
168.8 --54.8 ------
---
4.9 0.3 0.5
444.1 228.5 332.6 315.6 23.9 66.1 8.4 11.2 6.9
0.1
612.9 271.5 367.4 370.4 23.9 66.1 16.8 11.5 7.5
563.8 212.2 307.1 333.5 18.5 63.4 11.7 8.6 27.0
49.1 59.3 60.3 36.9 5.4 2.7 5.1 2.9 (19.5)
-----131.3 89.9 487.4
611.4 193.8 156.6 15.3 60.9 299.3 81.0 4,600.9
-------228.8
37.4 4.4 861.9
611.4 193.8 156.6 15.3 60.9 468.0 175.3 6,179.0
603.4 191.2 150.7 12.3 60.1 456.2 109.7 5,292.4 $
8.0 2.6 5.9 3.0 0.8 11.8 65.6 886.6
18.5 29.7 7.7 --8.0 ---43.0 25.2 ----
$
-------
29.0 (96.0)
131.5 34.8 24.0 24.6 --3.0 56.8 11.0
---
4.4
$
$ Increase/ (Decrease)
(21.6) (1.6) 0.5 (1.6) 12.0 (59.8) (92.5) (0.5)
12.0 0.3 ---
-------
-----
51.1
$ 0.4
7.2 0.5
------
$
DEBT CAPITAL SERVICE PROJECTS (amounts in millions)
5.7 -0.4
$
2.1
9.6 ---3.5 --
------
$
$
$
-224.8 95.0
EXHIBIT B
STATE OF NEW YORK PROPRIETARY FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN EQUITY (amounts in millions)
ENTERPRISE MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
MONTH OF JULY 2009
$4.6 492.7 369.7
$19.8 1,573.1 1,561.2
$30.5 ---
TOTAL RECEIPTS
867.0
3,154.1
DISBURSEMENTS: Departmental Operations: Personal Service Non-Personal Service General State Charges Unemployment Benefits (**)
0.4 4.6 0.1 780.1
1.7 15.2 0.6 3,059.5
785.2
3,077.0
81.8
77.1
RECEIPTS: Miscellaneous Receipts Federal Receipts (*)(**) Unemployment Taxes
TOTAL DISBURSEMENTS
TOTAL PROPRIETARY FUNDS (memorandum only)
INTERNAL SERVICE 4 MOS. ENDED JULY 31, 2009
MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
MONTH OF JULY 2008
4 MOS. ENDED JULY 31, 2008
$142.5
$35.1 492.7 369.7
$162.3 1,573.1 1,561.2
$37.2 40.0 231.5
$170.7 47.1 843.3 (***)
30.5
142.5
897.5
3,296.6
308.7
1,061.1
9.6 40.9
40.4 149.3 11.2
10.0 45.5 0.1 780.1
42.1 164.5 11.8 3,059.5
12.8 39.2
50.5
200.9
835.7
3,277.9
(20.0)
(58.4)
61.8
18.7
---
---
--
45.0 152.9 12.7 860.5 (***)
-257.3 309.3
1,071.1
EXCESS (DEFICIENCY) OF RECEIPTS OVER DISBURSEMENTS OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds NET SOURCES (USES) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
---
---
--
--
81.8
15.0 --
77.1
35.5 --
15.0 --
(0.6)
35.5 --
(10.0)
5.0 --
33.0 --
15.0
35.5
15.0
35.5
5.0
33.0
(5.0)
(22.9)
76.8
54.2
4.4
23.0
BEGINNING FUND EQUITY (DEFICITS)
(59.8)
(55.1)
9.5
27.4
(50.3)
(27.7)
0.4
(18.2)
ENDING FUND EQUITY (DEFICITS)
$22.0
$22.0
$4.5
$4.5
$26.5
$26.5
$4.8
$4.8
(*) Due to economic downturn, Governor Patterson signed the Emergency Unemployment Compensation agreement on July 2, 2008, which extended unemployment compensation benefits and resulted in the increase of the Federal Receipts $395 million after the American Recovery and Reinvestment Act disbursements. (**) A summary of American Recovery and Reinvestment Act (ARRA) disbursements is located in Appendix C. (***) The increase in Unemployment Taxes and Benefits is due to an increase in unemployment claims filed because of the economic downturn and a change in accounting treatment of Federal Withholding Taxes deducted from Unemployment Benefits. To provide greater transparency and accountability, Federal Withholding Taxes deducted from Unemployment Benefits will be added to Unemployment Benefits paid and Unemployment Taxes received rather than as a reduction of Unemployment Taxes received. To implement this change, Unemployment Taxes and Benefits were increased by $10.9 million for the month of July 2008 and $40.4 million for the 4 months ended in July 2008 to reflect Withholding Taxes deducted for comparative purposes.
EXHIBIT C
STATE OF NEW YORK TRUST FUNDS COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES (amounts in millions)
PENSION MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
$6.9
$34.1
$0.1
$0.4
$7.0
$34.5
$7.6
$34.2
6.9
34.1
0.1
0.4
7.0
34.5
7.6
34.2
4.0 1.1
18.5 7.6 7.8
----
0.1
4.0 1.1
18.6 7.6 7.8
4.7 3.6
17.2 12.6 4.5
5.1
33.9
--
0.1
5.1
34.0
8.3
34.3
1.8
0.2
0.3
1.9
0.5
(0.7)
(0.1)
RECEIPTS: Miscellaneous Receipts TOTAL RECEIPTS DISBURSEMENTS: Departmental Operations: Personal Service Non-Personal Service General State Charges
TOTAL TRUST FUNDS (memorandum only)
PRIVATE PURPOSE
--
TOTAL DISBURSEMENTS
MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
---
MONTH OF JULY 2009
4 MOS. ENDED JULY 31, 2009
--
MONTH OF JULY 2008
4 MOS. ENDED JULY 31, 2008
--
EXCESS (DEFICIENCY) OF RECEIPTS OVER DISBURSEMENTS OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds NET SOURCES (USES) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
0.1
---
---
---
---
---
---
---
---
--
--
--
--
--
--
--
--
1.8
0.2
0.1
0.3
1.9
0.5
(0.7)
(0.1)
BEGINNING FUND EQUITY (DEFICITS)
(1.7)
(0.1)
10.1
9.9
8.4
9.8
10.0
9.4
ENDING FUND EQUITY (DEFICITS)
$0.1
$0.1
$10.2
$10.2
$10.3
$10.3
$9.3
$9.3
STATE OF NEW YORK BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL STATE FISCAL YEAR ENDED MARCH 31, 2010 FOR FOUR (4) MONTHS ENDED JULY 31, 2009 (amounts in millions)
EXHIBIT D
ALL GOVERNMENTAL FUNDS
Financial Plan (*)
Actual Over (Under) Financial Plan
Actual
RECEIPTS: Taxes………………………………………………………… Miscellaneous Receipts................................................... Federal Receipts............................................................. Total Receipts...........................................................…
$17,562 6,386 13,607 37,555
$17,483.4 6,179.0 13,532.6 37,195.0
($78.6) (207.0) (74.4) (360.0)
DISBURSEMENTS: Local Assistance Grants...............................................… Departmental Operations................................................ General State Charges.................................................... Debt Service.................................................................... Capital Projects............................................................... Total Disbursements............................................……
27,247 6,268 1,655 1,058 1,872 38,100
27,055.4 6,253.3 1,546.2 1,047.3 1,786.6 37,688.8
(191.6) (14.7) (108.8) (10.7) (85.4) (411.2)
Excess (Deficiency) of Receipts over Disbursements………………………………………
(545)
OTHER FINANCING SOURCES (USES): Bond and Note Proceeds, net......................................... Transfers from Other Funds...........................................… Transfers to Other Funds................................................
30 7,732 (7,767)
Total Other Financing Sources (Uses)……………… Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses................................………… Fund Balances (Deficit) at April 1.................................. Fund Balances (Deficit) at July 31.................................
(493.8)
7,908.9 (7,944.4)
(30.0) 176.9 177.4
(5.0)
(35.5)
(30.5)
(550)
(529.3)
20.7
4,585 $4,035
(*) Source: DOB, 2009-10 Financial Plan First Quarterly Update dated July 30, 2009.
--
51.2
4,585.8 $4,056.5
0.8 $21.5
STATE OF NEW YORK
EXHIBIT D
BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL STATE FISCAL YEAR ENDED MARCH 31, 2010 FOR FOUR (4) MONTHS ENDED JULY 31, 2009 (amounts in millions)
(continued)
GENERAL
Financial Plan (*) RECEIPTS: Taxes: Personal Income ..................................................................... Consumption/Use.................................................................... Business..........................................................................……… Other............................................................................………… Miscellaneous Receipts............................................................. Federal Receipts.................................................................…… Bond and Note Proceeds, net.........................................……… Transfers From: PIT in excess of Revenue Bond Debt Service………………… Sales Tax in excess of LGAC Debt Service…………………… Real Estate Taxes in excess of CW/CA Debt Service………… All Other............................................................................…… Total Receipts..............................................................……… DISBURSEMENTS: Local Assistance Grants...............................................………… Departmental Operations.................................................……… General State Charges.......................................................…… Debt Service............................................................................… Capital Projects..................................................................…… Transfers To: Debt Service……………………………………………………… Capital Projects…………………………………………………… State Share Medicaid……………………………………………… Other Purposes…………………………………………………… Total Disbursements............................................…………… Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses................................……………… Fund Balances (Deficit) at April 1............................................ Fund Balances (Deficit) at July 31...........................................
$7,324 2,649 1,282 291 636 29 --
Actual
$7,298.6 2,625.4 1,274.9 294.5 487.4 29.6 --
SPECIAL REVENUE Actual Over (Under) Financial Plan
($25.4) (23.6) (7.1) 3.5 (148.6) 0.6 --
2,590.1 770.9 47.9 328.8 15,748.1
(6.9) (1.1) 5.9 11.8 (190.9)
10,930 3,063 978
10,920.3 3,042.5 878.3 ---
(9.7) (20.5) (99.7)
624 153 792 264 16,804
(865) 1,948 $1,083
(*) Source: DOB, 2009-10 Financial Plan First Quarterly Update dated July 30, 2009.
624.5 164.0 791.2 263.1 16,683.9
(935.8) 1,948.5 $1,012.7
Actual
$696 699 412
$695.6 706.7 407.8 -4,600.9 12,964.7 --
--
4,585 13,026
---1,981.9 21,357.6
----
--
--
2,597 772 42 317 15,939
---
Financial Plan (*)
Actual Over (Under) Financial Plan
---1,991 21,409
15.9 (61.3) --
(9.1) (51.4)
3
15,792.8 3,195.3 667.9 -3.7
1,269 21,200
---1,446.0 21,105.7
(70.8)
209
251.9
42.9
0.5 ($70.3)
2,846 $3,055
2,846.4 $3,098.3
0.4 $43.3
---
16,061 3,190 677
($0.4) 7.7 (4.2)
--
0.5 11.0 (0.8) (0.9) (120.1)
----
(268.2) 5.3 (9.1) -0.7 ---177.0 (94.3)
STATE OF NEW YORK BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL STATE FISCAL YEAR ENDED MARCH 31, 2010 FOR FOUR (4) MONTHS ENDED JULY 31, 2009 (amounts in millions)
EXHIBIT D (continued)
DEBT SERVICE
Financial Plan (*) RECEIPTS: Taxes……...…………...………………………………… Miscellaneous Receipts.............................................. Federal Receipts......................................................... Bond and Note Proceeds, net..................................... Transfers from Other Funds........................................ Total Receipts........................................................ DISBURSEMENTS: Local Assistance Grants............................................. Departmental Operations............................................ General State Charges............................................... Debt Service................................................................ Capital Projects........................................................... Transfers to Other Funds............................................ Total Disbursements............................................…
$3,548 253 --1,791 5,592
-15 --
Actual
CAPITAL PROJECTS Actual Over (Under) Financial Plan
$3,539.7 228.8 --1,952.3 5,720.8
---
--
--
($8.3) (24.2)
161.3 128.8
15.5
0.5
4,419 5,492
-1,047.3 -4,412.4 5,475.2
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses................................……
100
245.6
145.6
Fund Balances (Deficit) at April 1.............................. Fund Balances (Deficit) at July 31.............................
298 $398
298.1 $543.7
0.1 $145.7
1,058 --
(*) Source: DOB, 2009-10 Financial Plan First Quarterly Update dated July 30, 2009.
Financial Plan (*)
-(10.7) -(6.6) (16.8)
Actual
$661 912 552 30 222 2,377
$640.2 861.9 538.3 -237.0 2,277.4
256
342.3 ---1,782.9 243.2 2,368.4
---1,869 246 2,371
6 (507) ($501)
Actual Over (Under) Financial Plan
($20.8) (50.1) (13.7) (30.0) 15.0 (99.6)
86.3 ---(86.1) (2.8) (2.6)
(91.0)
(97.0)
(507.2) ($598.2)
(0.2) ($97.2)
STATE OF NEW YORK GOVERNMENTAL FUNDS COMPARATIVE SCHEDULE OF TAX RECEIPTS (amounts in millions) EXHIBIT "E"
GENERAL MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009 PERSONAL INCOME TAX Withholding Estimated payments Final returns State/City Offsets Other (Assessments/LLC) Gross Receipts Transfers to School Tax Relief Fund Transfers to Revenue Bond Tax Fund Less: Refunds Issued Total CONSUMPTION / USE TAXES AND FEES Sales and Use Auto Rental Motor Vehicle Cigarette/Tobacco Products Motor Fuel Alcoholic Beverage Highway Use Alcoholic Beverage Control Licenses Total BUSINESS TAXES Corporation Franchise Corporation and Utilities Insurance Bank Petroleum Business Total OTHER TAXES Real Property Gains Estate and Gift Pari-Mutuel Real Estate Transfer Racing and Exhibitions Total TOTAL TAX RECEIPTS
$2,249.9 49.5 29.9 (6.9) 69.0 2,391.4 -(543.2) (218.6) 1,629.6
$8,408.2 3,926.5 1,336.1 326.1 353.0 14,349.9 (695.6) (2,664.7) (3,691.0) 7,298.6
543.5 --39.3 -25.7 -4.7 613.2
2,369.9 --156.7 -79.4 -19.4 2,625.4
23.8 0.4 (0.8) 11.2 -34.6
(0.5) 81.7 1.7 -0.1 83.0 $2,360.4
SPECIAL REVENUE MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
DEBT SERVICE MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
CAPITAL PROJECTS MONTH OF 4 MOS. ENDED JULY 2009 JULY 31, 2009
$
$
$
-----------
48.9 2.4 20.4 82.7 8.8 ---163.2
464.5 162.1 272.7 375.6 -1,274.9
(0.5) 288.4 6.4 -0.2 294.5 $11,493.4
$
22.6 2.3 (0.5) 1.2 39.6 65.2
------$228.4
------695.6 --695.6
260.0 3.6 82.1 326.0 35.0 ---706.7
88.7 50.6 28.6 73.8 166.1 407.8
------$1,810.1
-------543.2 -543.2
$
-------2,664.7 -2,664.7
-----------
$
$2,249.9 49.5 29.9 (6.9) 69.0 2,391.4 --(218.6) 2,172.8
$8,408.2 3,926.5 1,336.1 326.1 353.0 14,349.9 --(3,691.0) 10,658.9
$2,233.8 70.7 26.7 (5.3) 74.8 2,400.7 --(114.4) 2,286.3
$8,462.6 7,387.5 2,119.4 (157.2) 288.8 18,101.1 --(3,502.6) 14,598.5
--
773.2 7.9 70.9 122.0 42.2 25.7 13.1 4.7 1,059.7
3,416.0 9.1 285.3 482.7 168.4 79.4 47.4 19.4 4,507.7
887.9 -67.3 117.5 50.4 21.0 12.1 3.2 1,159.4
553.2 216.6 301.3 449.4 373.0 1,893.5
786.1 -------786.1
--
13.1 -102.5
5.5 203.2 -133.4 -47.4 -389.5
-------
-------
--
--
----
----
----
17.4 --
-33.4 --
0.4
3.9
49.2 49.6
--206.9 210.8
---
88.9 --
---20.0
--
TOTAL GOVERNMENTAL FUNDS 4 MOS. ENDED MONTH OF 4 MOS. ENDED JULY 31, 2009 JULY 2008 JULY 31, 2008
-----------
180.8 -------180.8
5.5 50.5
MONTH OF JULY 2009
39.9 --
17.4
88.9
20.0
39.9
$741.4
$3,539.7
$172.1
$640.2
46.4 3.1 (1.3) 12.4 88.8 149.4
(0.5) 81.7 1.7 37.4 0.1 120.4 $3,502.3
(0.5) 288.4 6.4 128.8 0.2 423.3 $17,483.4
YEAR OVER YEAR $ Increase / % Increase / (Decrease) Decrease
($54.4) (3,461.0) (783.3) (483.3) 64.2 (3,751.2) --188.4 (3,939.6)
-0.6% -46.8% -37.0% -307.4% 22.2% -20.7% --5.4% -27.0%
3,769.3 18.1 269.7 394.7 170.8 73.8 49.4 14.2 4,760.0
(353.3) (9.0) 15.6 88.0 (2.4) 5.6 (2.0) 5.2 (252.3)
-9.4% -49.7% 5.8% 22.3% -1.4% 7.6% -4.0% 36.6% -5.3%
61.6 1.2 2.4 5.6 111.2 182.0
688.9 173.3 275.5 160.3 377.6 1,675.6
(135.7) 43.3 25.8 289.1 (4.6) 217.9
-19.7% 25.0% 9.4% 180.3% -1.2% 13.0%
-292.3 2.0 73.9 -368.2
0.1 603.1 7.5 285.5 0.1 896.3
(0.6) (314.7) (1.1) (156.7) 0.1 (473.0)
-600.0% -52.2% -14.7% -54.9% 100.0% -52.8%
$3,995.9
$21,930.4
($4,447.0)
-20.3%
STATE OF NEW YORK GENERAL FUND STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT "F"
2009 APRIL OPENING CASH BALANCE RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Business Taxes Other Taxes Miscellaneous Receipts (*) Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: General Purpose Education Social Services: Medicaid Other Social Services Health and Environment Mental Hygiene Transportation Criminal Justice Emergency Management & Security Services Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges (*) Total Disbursements Excess (Deficiency) of Receipts over Disbursements
$1,948.5
2,866.5 614.4 61.0 51.0 81.4 5.2
MAY $2,799.2
744.3 593.7 (16.0) 95.6 199.7 24.4
JUNE $36.7
JULY
AUGUST
SEPTEMBER
OCTOBER NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
$1,027.2
2,058.2 804.1 1,195.3 64.9 253.5 --
1,629.6 613.2 34.6 83.0 (47.2) --
(3,260.7) (214.0) 181.3 (316.3) (175.8) 13.3
-30.9% -7.5% 16.6% -51.8% -26.5% 81.6%
12,010.4
15,782.6
(3,772.2)
-23.90%
-236.4
438.7 6,576.2
386.8 5,927.7
805.6 83.9 119.9 13.0 -11.8
492.0 218.3 118.7 21.7 13.0 13.6
180.8 143.6 110.1 26.5 5.1 7.3
628.8 529.6 189.5 28.4 0.2 8.8
2,107.2 975.4 538.2 89.6 18.3 41.5
3,854.0 1,170.0 278.1 171.5 45.7 46.5
(1,746.8) (194.6) 260.1 (81.9) (27.4) (5.0)
-45.3% -16.6% 93.5% -47.8% -60.0% -10.8%
8.2 42.1 1,753.8
2.9 28.3 3,767.9
1.4 13.0 3,737.6
4.1 35.2 1,661.0
16.6 118.6 10,920.3
6.5 134.7 12,021.5
10.1 (16.1) (1,101.2)
155.4% -12.0% -9.2%
747.7 213.0 386.6
460.2 187.5 4.1
515.3 163.3 219.6
607.5 148.0 268.0
2,330.7 711.8 878.3
2,331.4 820.4 1,708.1
(0.7) (108.6) (829.8)
0.0% -13.2% -48.6%
3,101.1
4,419.7
4,635.8
2,684.5
(2,778.0)
(259.8)
(371.3)
1,148.4 (31.0) (487.8) (357.3)
436.5 (40.2) (91.5) (289.3)
1,391.8 (28.9) (30.9) (81.7)
761.0 (63.9) (14.3) (326.0)
272.3
15.5
1,250.3
356.8
0.0
0.0
10,559.3 2,839.4 1,093.6 610.8 663.2 16.3
427.4 2,822.4
0.0
0.0
7,298.6 2,625.4 1,274.9 294.5 487.4 29.6
11.3 2,848.1
0.0
0.0
-29.2%
-669.3
0.0
0.0
($805.5)
2,313.2
0.0
0.0
$2,754.0
4,376.0
0.0
0.0
$1,948.5
1,641.7
0.0
0.0
4 Months Ended July 31 $ Increase/ % Increase/ 2008 (Decrease) Decrease
3,679.5
578.4
0.0
2009
0.0
51.9 648.5
13.4% 10.9%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
14,841.1
16,881.4
(2,040.3)
-12.1%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(2,830.7)
(1,098.8)
(1,731.9)
-157.6%
3,737.7 (164.0) (624.5) (1,054.3)
4,773.9 (294.8) (640.7) (1,259.7)
(1,036.2) (130.8) (16.2) (205.4)
-21.7% -44.4% -2.5% -16.3%
1,894.9
2,578.7
(683.8)
-26.5%
(935.8) $1,012.7
1,479.9 $4,233.9
(2,415.7) ($3,221.2)
-163.2% -76.1%
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to State Capital Projects Transfers to General Debt Service Transfers to All Other State Funds Total Other Financing Sources (Uses)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses 850.7 (2,762.5) 990.5 (14.5) 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CLOSING CASH BALANCE $2,799.2 $36.7 $1,027.2 $1,012.7 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 $0.0 . (*) The reduction in General Fund Miscellaneous Receipts offsets General State Charges to properly reflect fringe benefit reimbursements collected from other funds in the the first quarter of fiscal year 2009-10 ($141.9m)
STATE OF NEW YORK GENERAL FUND CASH FLOW SCHEDULE OF TAX RECEIPTS FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT " F " TAX RECEIPTS
4 Months Ended July 31
2009 APRIL
MAY
JUNE
JULY
$2,078.6 2,652.3 1,234.9 (25.0) 129.9 6,070.7 -(955.5) (2,248.7) 2,866.5
$1,987.2 (96.6) 40.6 117.7 68.3 2,117.2 -(248.1) (1,124.8) 744.3
$2,092.5 1,321.3 30.7 240.3 85.8 3,770.6 (695.6) (917.9) (98.9) 2,058.2
$2,249.9 49.5 29.9 (6.9) 69.0 2,391.4 -(543.2) (218.6) 1,629.6
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
2009
2008
PERSONAL INCOME TAX Withholdings Estimated payments Final returns State/City Offsets Other (Assessments/LLC) Gross Receipts Transfers to School Tax Relief Fund Transfers to Revenue Bond Tax Fund Refunds issued Total Personal Income Tax
(*)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$8,408.2 3,926.5 1,336.1 326.1 353.0 14,349.9 (695.6) (2,664.7) (3,691.0) 7,298.6
$8,462.6 7,387.5 2,119.4 (157.2) 288.8 18,101.1 (389.6) (3,649.6) (3,502.6) 10,559.3
0.0
2,369.9 --156.7 -79.4 -19.4 2,625.4
2,605.5 --145.9 -73.8 -14.2 2,839.4
0.0
464.5 162.1 272.7 375.6 -1,274.9
577.3 132.6 249.7 134.0 -1,093.6
CONSUMPTION/USE TAXES AND FEES Sales and Use Auto Rental Motor Vehicle Cigarette/Tobacco Products Motor Fuel Alcoholic Beverage Highway Use Alcoholic Beverage Control Licenses Total Consumption/Use Taxes and Fees
551.3 --40.8 -16.5 -5.8 614.4
535.0 --36.7 -17.8 -4.2 593.7
(0.1) 28.5 1.7 30.9 -61.0
(31.9) 2.3 7.8 5.8 -(16.0)
-50.1 0.8 -0.1 51.0 $3,592.9
740.1 --39.9 -19.4 -4.7 804.1
543.5 --39.3 -25.7 -4.7 613.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
BUSINESS TAXES Corporation Franchise Corporation and Utilities Insurance Bank Petroleum Business Total Business Taxes
472.7 130.9 264.0 327.7 -1,195.3
23.8 0.4 (0.8) 11.2 -34.6
-93.8 1.8 --95.6
-62.8 2.1 --64.9
(0.5) 81.7 1.7 -0.1 83.0
$1,417.6
$4,122.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
OTHER TAXES Real Property Gains Estate and Gift Pari-Mutuel Real Estate Transfer Racing and Exhibitions Total Other Taxes TOTAL TAX RECEIPTS
$2,360.4
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
(*) The Department of Taxation and Finance has implemented a new Empire Processing System which allows for more timely distribution adjustments between NYS, NYC and Yonkers. The negative collections are due to adjustments processed in April 2009. Prior to the onset of this new system these adjustments were not processed until receipt of the final PIT returns which occurred later in the Fiscal Year.
(0.5) 288.4 6.4 -0.2 294.5 $11,493.4
0.1 603.1 7.5 -0.1 610.8 $15,103.1
STATE OF NEW YORK SPECIAL REVENUE FUNDS - COMBINED STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010
EXHIBIT "G" COMBINED
(amounts in millions)
OPENING CASH BALANCE RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Business Taxes Miscellaneous Receipts Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: Education Social Services: Medicaid Other Social Services Health and Environment Mental Hygiene Transportation Criminal Justice Emergency Management & Security Services Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses CLOSING CASH BALANCE
MAY
JUNE
JULY
$2,846.4
$3,139.8
$2,753.8
$2,691.4
$2,846.4
$3,878.6
($1,032.2)
-26.6%
-210.1 56.5 1,113.0 2,837.6
-152.1 42.0 1,118.8 3,219.7
695.6 181.3 244.1 1,248.9 3,079.3
-163.2 65.2 1,120.2 3,828.1
695.6 706.7 407.8 4,600.9 12,964.7
389.6 657.3 369.2 3,973.8 11,126.8
306.0 49.4 38.6 627.1 1,837.9
78.5% 7.5% 10.5% 15.8% 16.5%
4,217.2
4,532.6
5,449.2
5,176.7
19,375.7
16,516.7
2,859.0
17.3%
332.3
563.5
1,065.7
252.3
2,213.8
1,915.5
298.3
15.6%
2,424.6 59.3 165.3 83.0 43.6 36.3 8.2 57.6 3,210.2
2,556.9 214.8 173.4 64.1 294.9 14.8 9.5 54.6 3,946.5
2,536.7 375.7 212.0 135.5 191.0 28.0 7.9 49.1 4,601.6
2,780.4 298.7 247.6 128.0 140.3 65.9 23.2 98.1 4,034.5
10,298.6 948.5 798.3 410.6 669.8 145.0 48.8 259.4 15,792.8
7,331.7 1,001.0 913.7 384.9 986.1 91.9 24.0 211.8 12,860.6
2,966.9 (52.5) (115.4) 25.7 (316.3) 53.1 24.8 47.6 2,932.2
40.5% -5.2% -12.6% 6.7% -32.1% 57.8% 103.3% 22.5% 22.80%
562.0 285.4 82.1 0.9
508.8 245.6 387.7 0.9
430.3 356.4 173.3 0.9
528.7 278.1 24.8 1.0
2,029.8 1,165.5 667.9 3.7
2,048.2 1,252.3 743.9 1.7
(18.4) (86.8) (76.0) 2.0
-0.9% -6.9% -10.2% 117.6%
4,140.6
5,089.5
5,562.5
4,867.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
19,659.7
16,906.7
2,753.0
16.3%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
106.0
27.2%
AUGUST
0.0
0.0
SEPTEMBER OCTOBER
0.0
0.0
0.0
0.0
NOVEMBER DECEMBER
0.0
0.0
0.0
0.0
2010 JANUARY FEBRUARY
4 Months Ended July 31 $ Increase/ 2008 (Decrease)
2009 APRIL
0.0
0.0
0.0
0.0
MARCH
0.0
0.0
76.6
(556.9)
(113.3)
309.6
493.2 (276.4)
633.4 (462.5)
238.6 (187.7)
616.7 (519.4)
216.8
170.9
50.9
97.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
293.4
(386.0)
(62.4)
406.9
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$3,098.3
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$3,139.8
$2,753.8
$2,691.4
2009
% Increase/ Decrease
(284.0)
(390.0)
1,981.9 (1,446.0)
2,353.2 (1,126.3)
(371.3) 319.7
-15.8% 28.4%
535.9
1,226.9
(691.0)
-56.3%
0.0
251.9
836.9
(585.0)
-69.9%
$0.0
$3,098.3
$4,715.5
($1,617.2)
-34.3%
STATE OF NEW YORK SPECIAL REVENUE FUNDS - STATE STATEMENT OF RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2009-2010
EXHIBIT "G" STATE
(amounts in millions) 4 Months Ended July 31 Intra-Fund 2009 APRIL
MAY
JUNE
JULY
-152.1 42.0 1,084.7 0.2
$695.6 181.3 244.1 1,238.6 --
1,367.4
1,279.0
2,359.6
1,338.4
1.6
240.8
781.9
516.6 0.3 102.6 55.0 293.1 5.2 0.1 7.4 1,221.1
490.2 232.9 70.0 0.9 1,405.1
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
Transfer Eliminations (*)
2009
2008
$ Increase/ (Decrease)
% Increase/ Decrease
RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Business Taxes Miscellaneous Receipts Federal Receipts Total Receipts
$
-210.1 56.5 1,100.8 --
$
$
-163.2 65.2 1,109.8 0.2
$
------
$695.6 706.7 407.8 4,533.9 0.4
$389.6 657.3 369.2 3,899.7 --
$306.0 49.4 38.6 634.2 0.4
78.5% 7.5% 10.5% 16.3% 100.0%
--
6,344.4
5,315.8
1,028.6
19.3%
0.4
--
1,024.7
718.8
305.9
42.6%
631.1 0.2 116.2 129.9 188.5 5.7 -4.2 1,857.7
357.5 0.2 125.8 115.0 136.7 6.3 -49.0 790.9
----------
1,878.3 1.4 434.8 371.3 660.8 23.4 -86.1 4,480.8
519.3 6.7 558.2 340.9 979.1 24.1 -62.1 3,209.2
1,359.0 (5.3) (123.4) 30.4 (318.3) (0.7) -24.0 1,271.6
261.7% -79.1% -22.1% 8.9% -32.5% -2.9% -38.6% 39.6%
459.2 197.1 349.3 0.9
371.6 303.4 165.1 0.9
483.9 225.5 24.2 1.0
-----
1,804.9 958.9 608.6 3.7
1,818.7 1,026.0 694.2 1.7
(13.8) (67.1) (85.6) 2.0
-0.8% -6.5% -12.3% 117.6%
2,227.6
2,698.7
1,525.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
DISBURSEMENTS: Local Assistance Grants: Education Social Services: Medicaid Other Social Services Health and Environment Mental Hygiene Transportation Criminal Justice Emergency Management & Security Services Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements
373.1 0.7 90.2 71.4 42.5 6.2 (0.1) 25.5 611.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
7,856.9
6,749.8
1,107.1
16.4%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
(1,512.5)
(1,434.0)
(78.5)
-5.5%
(157.0) --
1,981.9 (334.7)
2,353.2 (67.2)
(371.3) 267.5
-15.8% 398.1%
(37.7)
(948.6)
(339.1)
(187.1)
513.8 (20.2)
706.7 (158.0)
266.5 (127.1)
651.9 (29.4)
493.6
548.7
139.4
622.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(157.0)
1,647.2
2,286.0
(638.8)
-27.9%
$455.9
($399.9)
($199.7)
$435.4
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
($157.0)
$134.7
$852.0
($717.3)
-84.2%
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses) Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
(*) Intra-Fund transfer eliminations represent transfers from Special Revenue-Federal funds.
STATE OF NEW YORK SPECIAL REVENUE FUNDS - FEDERAL STATEMENT OF RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2009-2010
EXHIBIT "G" FEDERAL
(amounts in millions) 4 Months Ended July 31
FEDERAL
Intra-Fund 2009
2010
APRIL
MAY
JUNE
JULY
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
Transfer
JANUARY
FEBRUARY
MARCH
Eliminations (*)
2009
2008
$ Increase/
% Increase/
(Decrease)
Decrease
RECEIPTS: Personal Income Tax
$
--
$
--
$
--
Consumption/Use Taxes and Fees
--
--
--
Business Taxes
--
--
--
Miscellaneous Receipts Federal Receipts Total Receipts
$
--
$
---
--
$
--
--
--
--
--
$
--
--
--
--
$
--
--
--
--
--
12.2
34.1
10.3
10.4
--
67.0
74.1
2,837.6
3,219.5
3,079.3
3,827.9
--
12,964.3
11,126.8
1,837.5
16.5%
2,849.8
3,253.6
3,089.6
3,838.3
--
13,031.3
11,200.9
1,830.4
16.3%
330.7
322.7
283.8
251.9
--
1,189.1
1,196.7
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(7.1)
-9.6%
DISBURSEMENTS: Local Assistance Grants: Education
(7.6)
-0.6%
Social Services: Medicaid
2,051.5
2,040.3
1,905.6
2,422.9
--
8,420.3
6,812.4
Other Social Services
58.6
214.5
375.5
298.5
--
947.1
994.3
(47.2)
Health and Environment
75.1
70.8
95.8
121.8
--
363.5
355.5
8.0
Mental Hygiene
11.6
9.1
5.6
13.0
--
39.3
44.0
(4.7)
Transportation Criminal Justice Emergency Management & Security Services
1,607.9
23.6% -4.7% 2.3% -10.7%
1.1
1.8
2.5
3.6
--
9.0
7.0
2.0
28.6%
30.1
9.6
22.3
59.6
--
121.6
67.8
53.8
79.4% 103.3%
8.3
9.4
7.9
23.2
--
48.8
24.0
24.8
32.1
47.2
44.9
49.1
--
173.3
149.7
23.6
15.8%
2,599.1
2,725.4
2,743.9
3,243.6
--
11,312.0
9,651.4
1,660.6
17.21%
Personal Service
71.8
49.6
58.7
44.8
--
224.9
229.5
(4.6)
Non-Personal Service
52.5
48.5
53.0
52.6
--
206.6
226.3
(19.7)
-8.7%
12.1
38.4
8.2
0.6
--
59.3
49.7
9.6
19.3%
2,735.5
2,861.9
2,863.8
3,341.6
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
11,802.8
10,156.9
1,645.9
16.2%
114.3
391.7
225.8
496.7
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
1,228.5
1,044.0
184.5
17.7%
--
Miscellaneous Total Local Assistance Grants
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Departmental Operations:
General State Charges Capital Projects Total Disbursements
--
--
--
--
--
--
--
--
-2.0%
--
Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES): Transfers from Other Funds
--
--
Transfers to Other Funds
(276.8)
(377.8)
(88.5)
(525.2)
(276.8)
(377.8)
(88.5)
(525.2)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
($162.5)
$13.9
($28.5)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
Total Other Financing Sources (Uses)
--
--
--
--
--
--
157.0
(1,111.3)
(1,059.1)
(52.2)
-4.9%
0.0
157.0
(1,111.3)
(1,059.1)
(52.2)
-4.9%
$0.0
$157.0
$117.2
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
$137.3
(*) Intra-Fund transfer eliminations represent transfers to Special Revenue-State funds.
($15.1)
$132.3
876.2%
STATE OF NEW YORK SPECIAL REVENUE FUNDS CASH FLOW SCHEDULE OF TAX RECEIPTS FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT "G" TAX RECEIPTS
4 Months Ended July 31
PERSONAL INCOME TAX Total Personal Income Tax
2009 APRIL
MAY
JUNE
JULY
$ --
$ --
$695.6
$ --
--
--
695.6
--
98.1 -19.9 85.0 7.1 ----
49.5 -18.3 74.7 9.6 ----
63.5 1.2 23.5 83.6 9.5 ----
48.9 2.4 20.4 82.7 8.8 ----
210.1
152.1
181.3
163.2
AUGUST
0.0
SEPTEMBER
0.0
OCTOBER
0.0
NOVEMBER
0.0
DECEMBER
0.0
2010 JANUARY
0.0
FEBRUARY
0.0
MARCH
0.0
2009
2008
$695.6
$389.6
695.6
389.6
260.0 3.6 82.1 326.0 35.0 ----
299.9 -73.0 248.8 35.6 ----
706.7
657.3
88.7 50.6 28.6 73.8 166.1
111.6 37.2 25.8 26.3 168.3
407.8
369.2
------
------
CONSUMPTION/USE TAXES AND FEES Sales and Use Auto Rental Motor Vehicle Cigarette/Tobacco Products Motor Fuel Alcoholic Beverage Highway Use Alcoholic Beverage Control Licenses Total Consumption/Use Taxes and Fees
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
BUSINESS TAXES Corporation Franchise Corporation and Utilities Insurance Bank Petroleum Business
0.4 8.3 0.5 9.3 38.0
1.4 (1.2) (1.5) (0.3) 43.6
64.3 41.2 30.1 63.6 44.9
22.6 2.3 (0.5) 1.2 39.6
Total Business Taxes
56.5
42.0
244.1
65.2
------
------
------
------
--
--
--
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
--
$266.6
$194.1
$1,121.0
$228.4
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$1,810.1
$1,416.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
OTHER TAXES Real Property Gains Estate and Gift Pari-Mutuel Real Estate Transfer Racing and Exhibitions Total Other Taxes TOTAL TAX RECEIPTS
STATE OF NEW YORK DEBT SERVICE FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT "H"
2009 APRIL OPENING CASH BALANCE RECEIPTS: Personal Income Tax Consumption/Use Taxes and Fees Sales and Use Other Taxes Miscellaneous Receipts Total Receipts
DISBURSEMENTS: Departmental Operations: Non-Personal Service Debt Service, including payments on financing agreements Total Disbursements Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds (*) Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
CLOSING CASH BALANCE (*) See Exhibit A, Footnote #5
MAY
JUNE
JULY
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
2009
4 Months Ended July 31 $ Increase/ 2008 (Decrease)
% Increase/ Decrease
$298.1
$513.7
$625.3
$315.6
$298.1
$286.2
$11.9
955.5
248.1
917.9
543.2
2,664.7
3,649.6
(984.9)
-27.0%
180.1 29.7 86.4
178.3 30.2 35.2
246.9 11.6 60.1
180.8 17.4 47.1
786.1 88.9 228.8
863.9 238.1 223.9
(77.8) (149.2) 4.9
-9.0% -62.7% 2.2%
1,251.7
491.8
1,236.5
788.5
3,768.5
4,975.5
(1,207.0)
-24.3%
7.1
1.3
6.8
0.3
15.5
27.5
(12.0)
-43.6%
552.8
194.4
214.2
85.9
1,047.3
1,046.7
0.6
0.1%
559.9
195.7
221.0
86.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
1,062.8
1,074.2
(11.4)
-1.1%
691.8
296.1
1,015.5
702.3
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2,705.7
3,901.3
(1,195.6)
-30.6%
810.4 (1,286.6)
425.6 (610.1)
151.1 (1,476.3)
565.2 (1,039.4)
1,952.3 (4,412.4)
1,928.2 (5,813.7)
24.1 (1,401.3)
1.2% -24.1%
(476.2)
(184.5)
(1,325.2)
(474.2)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(2,460.1)
(3,885.5)
1,425.4
36.7%
215.6
111.6
(309.7)
228.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
245.6
15.8
229.8
1454.4%
$513.7
$625.3
$315.6
$543.7
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$543.7
$302.0
$241.7
80.0%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
4.2%
STATE OF NEW YORK CAPITAL PROJECTS FUNDS-COMBINED STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010
EXHIBIT "I" COMBINED
(amounts in millions)
OPENING CASH BALANCE (DEFICITS) RECEIPTS: Consumption/Use Taxes and Fees Auto Rental Motor Vehicle Motor Fuel Highway Use Business Taxes Petroleum Business Transmission Other Taxes Miscellaneous Receipts Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: Education Social Services Health and Environment Mental Hygiene Transportation Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Bond Proceeds (net) Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
CLOSING CASH BALANCE (DEFICITS)
2009 APRIL ($507.2)
(5.4) 49.1 27.7 12.1
MAY ($494.3)
JUNE ($531.2)
JULY ($520.8)
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
2009 ($507.2)
4 Months Ended July 31 $ Increase/ % Increase/ 2008 (Decrease) Decrease ($432.8) ($74.4) -17.2%
0.1 47.2 36.5 10.1
5.3 56.4 35.8 12.1
5.5 50.5 33.4 13.1
5.5 203.2 133.4 47.4
18.1 196.7 135.2 49.4
(12.6) 6.5 (1.8) (2.0)
-69.6% 3.3% -1.3% -4.0%
47.2 0.4 -177.5 128.4
54.2 (0.3) -240.9 105.7
56.3 3.4 19.9 213.4 138.3
49.2 0.4 20.0 230.1 165.9
206.9 3.9 39.9 861.9 538.3
209.3 3.5 47.4 431.5 514.0
(2.4) 0.4 (7.5) 430.4 24.3
-1.1% 11.4% -15.8% 99.7% 4.7%
437.0
494.4
540.9
568.1
0.0
2,040.4
1,605.1
435.3
27.1%
17.3 -2.4 2.1 31.8 14.3 67.9
16.3 -13.7 6.1 17.4 15.3 68.8
0.0
34.9 -30.8 16.7 165.8 94.1 342.3
6.1 -89.7 32.8 133.6 101.8 364.0
28.8 -(58.9) (16.1) 32.2 (7.7) (21.7)
472.1% --65.7% -49.1% 24.1% -7.6% -6.0%
---336.1
---1,782.9
---1,656.1
---126.8
---7.7%
2,125.2
2,020.1
105.1
5.2%
0.8 --
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.5 --
9.7 2.8 21.5 24.3 59.1
5.0 5.7 95.1 40.2 146.5
---455.2
---487.5
---504.1
404.0
524.0
546.6
650.6
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
33.0
(29.6)
(5.7)
(82.5)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
-39.3 (59.4)
-51.4 (58.7)
-77.7 (61.6)
-68.6 (63.5)
(20.1)
(7.3)
16.1
5.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
12.9
(36.9)
10.4
(77.4)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
($598.2)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
($494.3)
($531.2)
($520.8)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(84.8)
(415.0)
330.2
79.6%
-237.0 (243.2)
-327.2 (280.3)
-(90.2) (37.1)
--27.6% -13.2%
(6.2)
46.9
(53.1)
-113.2%
0.0
(91.0)
(368.1)
277.1
75.3%
$0.0
($598.2)
($800.9)
$202.7
25.3%
STATE OF NEW YORK CAPITAL PROJECTS FUNDS - STATE STATEMENT OF RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2009-2010
EXHIBIT "I" STATE
(amounts in millions)
STATE
4 Months Ended July 31 Intra-Fund 2009 APRIL
RECEIPTS: Consumption/Use Taxes and Fees Auto Rental Motor Vehicle Motor Fuel Highway Use Business Taxes Petroleum Business Transmission Other Taxes Miscellaneous Receipts Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: Education Social Services Health and Environment Mental Hygiene Transportation Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Bond Proceeds (net) Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
MAY
JUNE
JULY
($5.4) 49.1 27.7 12.1
$0.1 47.2 36.5 10.1
$5.3 56.4 35.8 12.1
$5.5 50.5 33.4 13.1
47.2 0.4 -177.5 --
54.2 (0.3) -240.8 --
56.3 3.4 19.9 213.3 --
49.2 0.4 20.0 229.9 --
308.6
388.6
402.5
402.0
17.3 -2.4 2.1 1.5 14.3 37.6
16.3 -13.7 6.1 1.4 15.3 52.8
---279.3 316.9
0.8 --
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
Transfer Eliminations (*)
$
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2009
2008
$ Increase/
% Increase/
(Decrease)
Decrease
-----
$5.5 203.2 133.4 47.4
$18.1 196.7 135.2 49.4
($12.6) 6.5 (1.8) (2.0)
-69.6% 3.3% -1.3% -4.0%
------
206.9 3.9 39.9 861.5 --
209.3 3.5 47.4 431.4 --
(2.4) 0.4 (7.5) 430.1 --
-1.1% 11.4% -15.8% 99.7% --
0.0
--
1,501.7
1,091.0
410.7
37.6%
0.0
--------
34.9 -30.8 16.7 61.6 94.1 238.1
6.1 -89.7 32.8 10.8 101.8 241.2
28.8 -(58.9) (16.1) 50.8 (7.7) (3.1)
472.1% --65.7% -49.1% 470.4% -7.6% -1.3%
-----
---1,408.0
---1,312.4
---95.6
---7.3%
1,646.1
1,553.6
92.5
6.0%
0.5 --
9.7 2.8 2.5 24.3 40.1
5.0 5.7 56.2 40.2 107.6
---391.4
---362.7
---374.6
444.2
402.8
482.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
(144.4)
(462.6)
318.2
68.8%
-(66.9) --
-237.0 (243.2)
-327.2 (276.0)
-(90.2) (32.8)
--27.6% -11.9%
51.2
(57.4)
-112.1%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(8.3)
(55.6)
(0.3)
(80.2)
-39.3 (59.4)
-51.4 (58.7)
-77.7 (61.6)
-135.5 (63.5)
(20.1)
(7.3)
16.1
72.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
(66.9)
(6.2)
($28.4)
($62.9)
$15.8
($8.2)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
($66.9)
($150.6)
(*) Intra-Fund transfer eliminations represent transfers from Capital Projects-Federal funds.
($411.4)
$260.8
63.4%
STATE OF NEW YORK CAPITAL PROJECTS FUNDS - FEDERAL STATEMENT OF RECEIPTS AND DISBURSEMENTS FISCAL YEAR 2009-2010
EXHIBIT "I" FEDERAL
(amounts in millions)
4 Months Ended July 31
FEDERAL
Intra-Fund 2009 APRIL
RECEIPTS: Miscellaneous Receipts Federal Receipts Total Receipts DISBURSEMENTS: Local Assistance Grants: Education Social Services Health and Environment Mental Hygiene Transportation Miscellaneous Total Local Assistance Grants Departmental Operations: Personal Service Non-Personal Service General State Charges Capital Projects Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
$
MAY
JUNE
JULY
-128.4
$0.1 105.7
$0.1 138.3
$0.2 165.9
128.4
105.8
138.4
166.1
----30.3 -30.3
----16.0 -16.0
----19.0 -19.0
----38.9 -38.9
---56.8
---63.8
---124.8
---129.5
87.1
79.8
143.8
168.4
41.3
26.0
(5.4)
(2.3)
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2010 JANUARY
FEBRUARY
MARCH
Transfer Eliminations (*) $
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
2008
$ Increase/ (Decrease)
% Increase/ Decrease
---
$0.4 538.3
$0.1 514.0
$0.3 24.3
300.0% 4.7%
0.0
--
538.7
514.1
24.6
4.8%
0.0
--------
----104.2 -104.2
----122.8 -122.8
----(18.6) -(18.6)
-----15.1% --15.1%
-----
---374.9
---343.7
---31.2
---9.1%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
479.1
466.5
12.6
2.7%
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
59.6
47.6
12.0
25.2%
---
-(4.3)
--
66.9
--
(4.3)
---
---
---
-(66.9)
--
--
--
(66.9)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
66.9
$41.3
$26.0
($5.4)
($69.2)
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$66.9
(*) Intra-Fund transfer eliminations represent transfers to Capital Projects-State funds.
2009
--
$59.6
$43.3
4.3
-100.0%
4.3
100.0%
$16.3
37.6%
STATE OF NEW YORK ENTERPRISE FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT J
4 Months Ended July 31 2009 APRIL ($55.1)
MAY $16.6
JUNE $19.2
JULY ($59.8)
RECEIPTS: Miscellaneous Receipts Federal Receipts (*) (**) Unemployment Taxes
5.3 294.2 492.9
4.4 284.7 415.2
5.5 501.5 283.4
4.6 492.7 369.7
Total Receipts
792.4
704.3
790.4
867.0
0.6 3.0 0.1 717.0
0.3 3.8 0.3 697.3
0.4 3.8 0.1 865.1
0.4 4.6 0.1 780.1
720.7
701.7
869.4
785.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
Excess (Deficiency) of Receipts over Disbursements
71.7
2.6
(79.0)
81.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds
---
---
---
---
--
--
--
--
BEGINNING FUND EQUITY (DEFICITS)
DISBURSEMENTS: Departmental Operations: Personal Service Non-Personal Service General State Charges Unemployment Benefits (**) Total Disbursements
Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses CLOSING CASH BALANCE
AUGUST
0.0
0.0
SEPTEMBER
0.0
0.0
OCTOBER NOVEMBER DECEMBER
0.0
0.0
0.0
0.0
0.0
0.0
2010 JANUARY FEBRUARY
0.0
0.0
0.0
0.0
MARCH
2009 ($55.1)
2008 ($9.9)
19.8 1,573.1 1,561.2
21.8 47.1 843.3
3,154.1
912.2
1.7 15.2 0.6 3,059.5
1.9 15.1 0.3 860.5
0.0
3,077.0
877.8
0.0
77.1
34.4
0.0
0.0
---
---
--
--
71.7
2.6
(79.0)
81.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
77.1
34.4
$16.6
$19.2
($59.8)
$22.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$22.0
$24.5
(*) Due to economic downturn, Governor Patterson signed the Emergency Unemployment Compensation agreement on July 2, 2008, which extended unemployment compensation benefits and resulted in the increase of the Federal Receipts $395 million after the American Recovery and Reinvestment Act disbursements. (**) A summary of American Recovery and Reinvestment Act (ARRA) disbursements is located in Appendix C. (***) The increase in Unemployment Taxes and Benefits is due to an increase in unemployment claims filed because of the economic downturn and a change in accounting treatment of Federal Withholding Taxes deducted from Unemployment Benefits. To provide greater transparency and accountability, Federal Withholding Taxes deducted from Unemployment Benefits will be added to Unemployment Benefits paid and Unemployment Taxes received rather than as a reduction of Unemployment Taxes received. To implement this change, Unemployment Taxes and Benefits were increased by $10.9 million for the month of July 2008 and $40.4 million for the 4 months ended in July 2008 to reflect Withholding Taxes deducted for comparative purposes.
(***)
(***)
STATE OF NEW YORK INTERNAL SERVICE FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT K
4 Months Ended July 31 2009 APRIL $27.4
MAY $36.3
JUNE $20.9
JULY $9.5
43.8
31.3
36.9
30.5
Total Receipts
43.8
31.3
36.9
30.5
DISBURSEMENTS: Departmental Operations: Personal Service Non-Personal Service General State Charges
13.1 27.3 1.7
9.0 33.4 9.5
8.7 47.7 --
9.6 40.9 --
42.1
51.9
56.4
50.5
0.0
0.0
0.0
0.0
0.0
0.0
0.0
1.7
(20.6)
(19.5)
(20.0)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
8.1
15.0 --
5.2
8.1
15.0
(15.4)
(11.4)
(5.0)
0.0
0.0
0.0
0.0
0.0
0.0
$20.9
$9.5
$4.5
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
BEGINNING FUND EQUITY (DEFICITS) RECEIPTS: Miscellaneous Receipts
Total Disbursements
Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES): Transfers from Other Funds Transfers to Other Funds Total Other Financing Sources (Uses)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses ENDING FUND EQUITY(DEFICITS)
7.2 --
5.2 --
7.2
8.9 $36.3
--
AUGUST
0.0
0.0
SEPTEMBER
0.0
0.0
OCTOBER
0.0
0.0
NOVEMBER DECEMBER
0.0
0.0
0.0
0.0
2010 JANUARY
0.0
0.0
FEBRUARY
MARCH
2009 $27.4
2008 ($8.3)
142.5
148.9
142.5
148.9
40.4 149.3 11.2
43.1 137.8 12.4
0.0
200.9
193.3
0.0
(58.4)
(44.4)
35.5 --
33.0 --
0.0
35.5
33.0
0.0
0.0
(22.9)
(11.4)
$0.0
$0.0
$4.5
($19.7)
0.0
0.0
0.0
STATE OF NEW YORK PRIVATE PURPOSE TRUST FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT L
4 Months Ended July 31 2009
2010
APRIL $9.9
MAY $10.1
Miscellaneous Receipts
0.2
0.1
--
0.1
Total Receipts
0.2
0.1
--
0.1
OPENING CASH BALANCE
JUNE $10.1
JULY $10.1
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
0.0
0.0
0.0
DECEMBER JANUARY FEBRUARY
MARCH
2009 $9.9
2008 $9.4
RECEIPTS: 0.0
0.0
0.0
0.0
0.0
0.4
0.5
0.4
0.5
DISBURSEMENTS: Departmental Operations: Personal Service
--
Non-Personal Service
--
--
--
--
General State Charges Total Disbursements
0.1
--
0.1
--
--
--
--
--
--
--
--
0.1 --
0.2 --
--
--
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.1
0.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.3
0.3
Excess (Deficiency) of Receipts over Disbursements
0.2
--
--
0.1
OTHER FINANCING SOURCES (USES): Transfers from Other Funds
--
--
--
--
--
Transfers to Other Funds
--
--
--
--
--
--
--
--
--
--
--
--
Total Other Financing Sources (Uses)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
Excess (Deficiency) of Receipts and Other Financing Sources Over Disbursements and Other Financing Uses
CLOSING CASH BALANCE
0.2 $10.1
-$10.1
-$10.1
0.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.3
0.3
$10.2
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$0.0
$10.2
$9.7
STATE OF NEW YORK PENSION TRUST FUNDS STATEMENT OF CASH FLOW FISCAL YEAR 2009-2010 (amounts in millions)
EXHIBIT M
4 Months Ended July 31 2009
OPENING CASH BALANCE
APRIL ($0.1)
2010 MAY ($0.3)
JUNE ($0.1)
JULY ($1.7)
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER JANUARY FEBRUARY
MARCH
2009 ($0.1)
2008 $ --
RECEIPTS: Miscellaneous Receipts
15.4
5.0
6.8
6.9
Total Receipts
15.4
5.0
6.8
6.9
34.1
33.7
34.1
33.7
Personal Service
6.0
4.0
4.5
Non-Personal Service
2.0
0.8
3.7
4.0
18.5
17.0
1.1
7.6
12.6
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
DISBURSEMENTS: Departmental Operations:
General State Charges Total Disbursements
7.6
--
0.2
--
7.8
4.5
15.6
4.8
8.4
5.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
33.9
34.1
(0.2)
0.2
(1.6)
1.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.2
(0.4)
Excess (Deficiency) of Receipts over Disbursements
OTHER FINANCING SOURCES (USES): Transfers from Other Funds
--
--
--
--
--
Transfers to Other Funds
--
--
--
--
--
--
--
--
--
--
--
--
Total Other Financing Sources (Uses)
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
--
Excess (Deficiency) of Receipts and Other Financing Sources Over Disbursements and Other Financing Uses
CLOSING CASH BALANCE
(0.2)
0.2
(1.6)
1.8
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.2
(0.4)
($0.3)
($0.1)
($1.7)
$0.1
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
$0.1
($0.4)
STATE OF NEW YORK GOVERNMENTAL FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FOR THE MONTH OF JULY 2009 (amounts in millions)
SCHEDULE 1 (continued)
BALANCE 7/1/09 GENERAL FUND 001-Local Assistance Account 003-State Operations Account 004-Tax Stabilization Reserve 005-Contingency Reserve 006-Universal Pre-K Reserve 007-Community Projects 008-Rainy Day Reserve Fund 013-Attica State Employee Victims' 017-Refund Reserve Account 166-Fringe Benefits Escrow 348-Tobacco Revenue Guarantee TOTAL GENERAL FUND
SPECIAL REVENUE FUNDS-STATE_ 019-Mental Health Gifts and Donations 020-Combined Expendable Trust 023-New York Interest on Lawyer Account 024-NYS Archives Partnership Trust 025-Child Performer's Protection 050-Tuition Reimbursement 052-New York State Local Government Records Management Improvement 053-School Tax Relief 054-Charter Schools Stimulus 055-Not-For-Profit Short Term Revolving Loan 056-Hudson River Valley Greenway 059-Rehabilitative Alcohol & Substance Abuse Treatment 061-HCRA Resources 073-Dedicated Mass Transportation Trust 160-State Lottery 221-Combined Student Loan 225-MTA Financial Assistance Fund 300-Sewage Treatment Program Mgmt. & Administration 301-EnCon Special Revenue 302-Conservation 303-Environmental Protection and Oil Spill Compensation 305-Training and Education Program on OSHA 306-Lawyers' Fund for Client Protection 307-Equipment Loan for the Disabled 313-Mass Transportation Operating Assistance 314-Clean Air 318-New York State Infrastructure Trust 321-Legislative Computer Services 328-Biodiversity Stewardship and Research 332-Combined Non-Expendable Trust 333-Winter Sports Education Trust 335-Musical Instrument Revolving 337-Rural Housing Assistance 338-Arts Capital Revolving 339-Miscellaneous State Special Revenue
$
-764.102 ---121.296 ---141.851 -1,027.249
2.308 71.071 20.507 0.318 0.186 3.674 3.770 3.560 3.167 -0.001 0.019 152.080 94.310 362.638 21.582 1.192 (1.392) (7.887) 31.270 1.449 6.183 5.083 0.519 240.299 (3.986) 0.066 10.123 --
RECEIPTS $0.022 2,260.961 -------52.185 -2,313.168
0.015 2.101 0.741 -0.004 0.280
-0.691 623.023
OTHER FINANCING SOURCES (USES)
$1,650.490 829.387 ---10.525 ---194.036 -2,684.438
$1,650.468 (1,305.752) ---12.000 -----356.716
2,684.438 0.015 2.297 7.532 0.021 0.039 0.138
0.883
0.460 0.737
-0.001 ---403.753 54.837 258.495 2.580 2.363
----376.247 61.239 11.647 0.064 --
--
0.586 7.209 2.801 2.573 3.553 1.756 0.014 75.772 3.058
5.093 2.651 4.857 0.003 0.522 0.002 85.257 3.954 -0.065 --
7.125 1.182 0.001
DISBURSEMENTS
----
0.002 0.001 --0.002 292.148
0.007 0.002 ---714.428
BALANCE 7/31/09 $
-889.924 ---122.771 -----1,012.695
356.716 -------
2.308 70.875 13.716 0.297 0.151 3.816
-------
4.193 2.823 3.168 -0.001 0.019 179.086 87.908 609.486 24.098 3.555 (1.978) (3.168) 31.120
(0.500) -----6.835 -(3.733) --------------
-2.633 3.849 0.507 249.784 (3.090) 0.066 10.188 -7.120 1.181 0.001 --
579.540
0.693 780.283
STATE OF NEW YORK GOVERNMENTAL FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FOR THE MONTH OF JULY 2009 (amounts in millions)
SCHEDULE 1 (continued)
BALANCE 7/1/09 SPECIAL REVENUE FUNDS-STATE (CONTINUED) 340-Court Facilities Incentive Aid 341-Employment Training 342-Homeless Housing and Assistance 345-State University Income 346-Chemical Dependence Service 349-Lake George Park Trust 354-State Police Motor Vehicle Law Enforcement and Motor Vehicle Theft and Insurance Fraud Prevention 355-New York Great Lakes Protection 359-Federal Revenue Maximization 360-Housing Development 362-NYS/DOT Highway Safety Program 365-Vocational Rehabilitation 366-Drinking Water Program Management and Administration 368-NYC County Clerks' Operations Offset 369-Judiciary Data Processing Offset 377-IFR / CUTRA 383-Supplemental Jury Facilities 385-USOC Lake Placid Training 390-Indigent Legal Services 482-Unemployment Insurance Interest and Penalty TOTAL SPECIAL REVENUE FUNDS-STATE SPECIAL REVENUE FUNDS-FEDERAL 261-Federal USDA / Food and Consumer Services 265-Federal Health and Human Services 267-Federal Education 269-Federal DHHS Block Grant 290-Federal Miscellaneous Operating Grants 480-Unemployment Insurance Administration 484-Unemployment Insurance Occupational Training 486-Federal Employment and Training Grants TOTAL SPECIAL REVENUE FUNDS-FEDERAL TOTAL SPECIAL REVENUE FUNDS DEBT SERVICE FUNDS 064-Debt Reduction Reserve 065-State University Educational Facilities 304-Mental Health Services 311-General Obligation Debt Service 315-Grade Crossing Elimination Debt Service 316-State Housing Debt Service 319-Department of Health Income 330-State University Dormitory Income 361-Clean Water/Clean Air 364-Local Government Assistance Tax TOTAL DEBT SERVICE FUNDS
61.459 0.183 --
RECEIPTS 0.020 ---
670.578 6.219 1.569 (21.695) 1.719 0.061 11.169 (0.616) 0.098 (3.210) (17.663) 6.443 85.265
DISBURSEMENTS 28.330 ---
201.757 0.496 0.079
202.555 0.078 0.071
2.948
0.672 0.010
---
-0.007 0.012
0.100 0.228 0.007
1.462 6.199
0.511 1.785 1.310 17.713
--
---
----
-40.404
---
710.184 6.637 1.577
-------
(19.419) 1.709 0.061 11.076 (0.844) 0.103
---------
(3.721) (19.448) 6.595 73.751
--
0.037 20.278 10.465 2,486.491
0.002 4.013 0.797 1,338.402
(0.019) 1,525.582
201.404 3,180.659 212.752 7.300 192.950 22.246 0.300 20.703 3,838.314
156.311 2,808.503 210.795 6.686 115.653 20.361 0.177 23.096 3,341.582
0.012 (517.708) 0.338 (0.690) (7.195) ---(525.243)
5,176.716 5,176.716 0.000 --28.925 543.205 -0.961 6.391 10.798 17.460 180.778 788.518
4,867.164 4,867.164 0.000 ---86.150 -0.110 ----86.260
97.303 97.303 (0.000)
-204.923 2,691.414
--147.714 0.566 --23.833 132.636 1.161 9.724 315.634
0.036 --
BALANCE 7/31/09 33.149 0.183
--
(47.243) 0.998 (12.745) 0.558 164.696 98.601 0.058
--
OTHER FINANCING SOURCES (USES)
--
622.546
--221.286 (456.301) -(0.851) (5.985) (31.413) (18.621) (182.259) (474.144)
0.003 24.291 11.281 2,921.857
(2.138) (144.554) (10.450) 0.482 234.798 100.486 0.181 (2.393) 176.412 3,098.269 3,098.269 --397.925 1.320 --24.239 112.021 -8.243 543.748
STATE OF NEW YORK GOVERNMENTAL FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FOR THE MONTH OF JULY 2009 (amounts in millions)
SCHEDULE 1 (continued)
BALANCE 7/1/09 CAPITAL PROJECTS FUNDS 002-State Capital Projects 072-Dedicated Highway and Bridge Trust 074-SUNY Residence Halls Rehabilitation and Repair 075-New York State Canal System Development 076-Parks Infrastructure 077-Passenger Facility Charge 078-Environmental Protection 079-Clean Water/Clean Air Implementation 080-Hudson River Park 101-Energy Conservation Thru Improved Transportation Bond 103-Park & Recreation Land Acquisition Bond 105-Pure Waters Bond 106-Outdoor Recreation Development Bond 109-Transportation Capital Facilities Bond 115-Environmental Quality Protection Bond 118-Rail Preservation and Development Bond 119-State Housing Bond 121-Rebuild and Renew New York Transportation Bond 123-Transportation Infrastructure Renewal Bond 124-1986 Environmental Quality Bond Act 126-Accelerated Capacity and Transportation Improvement Bond 127-Clean Water/Clean Air Bond 291-Federal Capital Projects 310-Forest Preserve Expansion 312-Hazardous Waste Remedial 317-Pine Barrens 322-Lake Champlain Bridges 327-Suburban Transportation 357-Division for Youth Facilities Improvement 358-Youth Centers Facility 374-Housing Assistance 376-Housing Program 378-Natural Resource Damage 380-DOT Engineering Services 384-State University Capital Projects 387-Miscellaneous Capital Projects 388-CUNY Capital Projects 389-Mental Hygiene Facilities Capital Improvement 399-Correction Facilities Capital Improvement TOTAL CAPITAL PROJECTS FUNDS TOTAL GOVERNMENTAL FUNDS
RECEIPTS
-(92.036) 86.757 2.399 (28.852) 0.014 19.909 (1.192) 0.088 0.164 ---3.392 2.010 --168.428 5.406 15.933 4.308 17.294 (234.886) 0.889 (53.494) --0.501 (2.240) -(12.370) (118.171) 22.104 (16.762) 119.055 24.535 (0.022) (408.598) (45.399) (520.836) $3,513.461
93.102 208.975 0.028 0.001 0.001 --
DISBURSEMENTS 169.088 202.112 5.492 -7.267 --
20.578
12.559 (0.532)
--------------
-------------
---
--166.062 0.001 1.249
----
---------------
(3.827) (66.908) --
2.692 -6.000 34.788 0.032 0.672 2.390 0.173
5.685 1.639 -0.031 0.388 -22.730 45.399 568.090
11.208 19.436 650.595
$8,846.492
$8,288.457
(76.575) 82.293 2.400 (36.118) 0.014 27.928 (0.660) 0.088 0.164
---
--
8.867
--
3.392 2.010
(0.002)
168.351
BALANCE 7/31/09
----
(14.699)
--
2.221
--
75.986 8.598 1.000
--
----
---
OTHER FINANCING SOURCES (USES)
(0.608) --------5.556 -----5.096 ($15.029)
153.729 5.406 15.931 4.308 13.467 (304.083) 0.890 (61.720) --0.501 (2.711) -(18.370) (147.274) 23.711 (11.878) 116.696 24.750 (0.022) (397.076) (19.436) (598.245) $4,056.467
STATE OF NEW YORK PROPRIETARY FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND EQUITY FOR THE MONTH OF JULY 2009 (amounts in millions)
FUND TYPE
FUND EQUITY 7/1/09
RECEIPTS
SCHEDULE 2
DISBURSEMENTS
OTHER FINANCING SOURCES (USES)
FUND EQUITY 7/31/09
ENTERPRISE FUNDS 324-Youth Commissary 325-State Exposition Special 326-Correctional Services Commissary 331-Agency Enterprise 351-Sheltered Workshop 352-Patient Workshop 353-Mental Hygiene Community Stores 450-Industrial Exhibit Authority 481-Unemployment Insurance Benefit TOTAL ENTERPRISE FUNDS
$0.210 1.922 1.947 3.390 2.145 1.117 2.480 1.030 (74.089) (59.848)
$0.013 0.888 3.010 0.198 0.089 0.162 0.163 0.092 862.387 867.002
$0.005 0.295 3.413 0.181 0.488 0.093 0.272 0.356 780.087 785.190
19.207 17.574 0.868 0.054 0.332 (0.098) (17.333) (11.132) 9.472
10.003 13.545 0.067 0.001 0.956
9.731 35.058 0.118
$
-----------
$0.218 2.515 1.544 3.407 1.746 1.186 2.371 0.766 8.211 21.964
INTERNAL SERVICE FUNDS 323-O.G.S. Centralized Services 334-Agency Internal Service 343-Mental Hygiene Revolving 347-Youth Vocational Education 394-Joint Labor/Management Administration 395-Audit and Control Revolving 396-Health Insurance Revolving 397-Correctional Industries Revolving TOTAL INTERNAL SERVICE FUNDS
TOTAL PROPRIETARY FUNDS
($50.376)
--
0.499 5.337 30.408
0.076 0.082 1.024 4.289 50.378
$897.410
$835.568
--
--
15.028
19.479 11.089 0.817 0.055 1.212 (0.180) (17.858) (10.084) 4.530
$15.028
$26.494
15.028 -------
STATE OF NEW YORK FIDUCIARY FUNDS SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES FOR THE MONTH OF JULY 2009 (amounts in millions)
FUND TYPE
FUND BALANCE 7/1/09
SCHEDULE 3
RECEIPTS
DISBURSEMENTS
OTHER FINANCING SOURCES (USES)
FUND BALANCE 7/31/09
PENSION TRUST FUNDS 400-Common Retirement-Administration TOTAL PENSION TRUST FUNDS
($1.718)
$6.925
$5.106
$
--
$0.101
(1.718)
6.925
5.106
--
0.101
2.736 7.371
(0.001) 0.101
0.010 0.015
---
2.725 7.457
10.107
0.100
0.025
--
10.182
PRIVATE PURPOSE TRUST FUNDS 021-Agriculture Producers' Security 022-Milk Producers' Security TOTAL PRIVATE PURPOSE TRUST FUNDS AGENCY FUNDS 129-Private Not-For-Profit School Capital Facilities Financing Reserve 130-School Capital Facilities Financing Reserve 135-Child Performer's Holding 136-Child Performer's Holding II 152-Employees Health Insurance 153-Social Security Contribution 154-Employee Payroll Withholding Escrow 162-Employees Dental Insurance 163-Management Confidential Group Insurance 165-Lottery Prize 167-Health Insurance Reserve Receipts 169-Miscellaneous New York State Agency 175-Elderly Pharmaceutical Insurance Coverage Escrow 176-CUNY Senior College Operating 179-Medicaid Management Information System Escrow 309-Special Education 344-State University Collection 382-SUNY Federal Direct Lending Program
--
-30.214 0.066 0.043 672.457 15.406 68.020 16.591 1.195 90.134 0.075 659.693 2.581 28.750 165.428
4.238
---
--
0.001 0.002 564.011 100.017 362.953 7.966 0.791 119.799
0.001 544.337 117.061 440.714 6.998 0.712 151.278
----------
-34.452 0.065 0.042 652.783 32.450 145.781 15.623 1.116 90.305 0.075 597.611 18.794 33.946 233.724
(31.308)
--
--
--
(42.268) 48.223 201.000 4,227.751 -26.213 (0.048)
19.814 32.010 195.804 4,159.455 ----
TOTAL AGENCY FUNDS
1,831.682
5,726.210
5,562.623
(31.308)
1,963.961
TOTAL FIDUCIARY FUNDS
$1,840.071
$5,733.235
$5,567.754
($31.308)
$1,974.244
-81.029
---------
-107.242 (0.048)
STATE OF NEW YORK SOLE CUSTODY AND INVESTMENT ACCOUNTS STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS FOR THE MONTH OF JULY 2009 (amounts in millions)
FUND TYPE
SCHEDULE 4
BEGINNING BALANCE 7/1/09
RECEIPTS
DISBURSEMENTS
ENDING BALANCE 7/31/09
ACCOUNTS 060-Tobacco Settlement 149-Sole Custody Investment (*) 650-Comptroller's Refund 750-NYS Thruway Authority Operating TOTAL ACCOUNTS
$2.684 1,323.711 -0.169 $1,326.564
$
--
$
--
1,419.054
1,343.666
165.955
165.955
-$1,585.009
-$1,509.621
$2.684 1,399.099 -0.169 $1,401.952
(*) Includes Public Asset Fund resources Chapter 1 of the Laws of 2002 authorized the conversion of Empire Health Choice, d/b/a Empire Blue Cross and Blue Shield from a not-for-profit corporation to a for-profit corporation. Chapter 1 requires, in part, that upon such conversion, assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to a fund designated as the "Public Asset Fund" and 5 percent transferred to a Charitable Foundation - as set forth in (s) 7317 of the Insurance Law. On December 28, 2005, Wellchoice, Inc. (previously known as Empire Blue Cross, Blue Shield) approved a takeover by Wellpoint, Inc. This conversion was also subject to the same Chapter 1 requirements of assigning assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to the "Public Asset Fund". As of July 31, 2009, $15,619,018.02 (representing the remaining balance of the State's 95 percent share of the fair market value of the not-for-profit corporation plus interest) is on deposit in the sole custody account titled Public Asset Fund. In accordance with Section 4301(j)(4)(F) and (O) of the Insurance Law and at the direction of the Director of the Budget, these funds are available for transfer to HCRA Resource Fund (061).
SCHEDULE 5 STATE OF NEW YORK DEBT SERVICE FUNDS STATEMENT OF DIRECT STATE DEBT ACTIVITY FISCAL YEAR ENDED MARCH 31, 2010 DEBT MATURED
DEBT ISSUED
PURPOSE
DEBT OUTSTANDING APRIL 1, 2009
MONTH OF JULY
4 MONTHS ENDED JULY 31, 2009
MONTH OF JULY
INTEREST DISBURSED
4 MONTHS ENDED JULY 31, 2009
DEBT OUTSTANDING JULY 31, 2009
MONTH OF JULY
4 MONTHS ENDED JULY 31, 2009
GENERAL OBLIGATION BONDED DEBT: Accelerated Capacity and Transportation Improvements
$648,961,405.51
$ --
$ --
$531,951.38
$31,736,529.97
$617,224,875.54
$24,745.74
$7,521,976.19
86,783,652.74 75,187,786.89 504,653,063.02 99,179,187.43 75,363,682.79
------
------
3,014,711.45 5,686,003.70 1,270,112.83 1,824,821.92 --
9,765,117.23 15,305,314.04 4,451,078.31 5,984,100.11 132,586.21
77,018,535.51 59,882,472.85 500,201,984.71 93,195,087.32 75,231,096.58
178,968.81 556,948.68 (64,740.47) 92,749.29 (2,463.24)
1,150,593.27 1,149,048.98 2,109,799.30 954,116.41 37,400.71
24,630,987.27
--
--
4,162.34
176,074.23
24,454,913.04
510.41
150,776.19
Environmental Quality Protection (1972): Air Land and Wetlands Water
21,498,402.83 47,541,208.24 125,389,186.41
----
----
1,696,647.00 193,131.82 110,063.39
3,303,164.51 2,313,697.87 2,242,655.91
18,195,238.32 45,227,510.37 123,146,530.50
84,578.13 8,232.82 180,420.96
449,189.40 606,296.78 1,726,736.68
Environmental Quality (1986): Land and Forests Solid Waste Management
60,589,492.07 537,288,426.88
---
---
474,759.52 383,075.80
10,001,198.84 16,920,201.72
50,588,293.23 520,368,225.16
25,271.72 (255,172.39)
730,613.69 2,827,949.97
59,480,151.99 46,002,000.00
---
---
29,554.97 --
5,522,326.17 535,000.00
53,957,825.82 45,467,000.00
12,360.11 67,672.50
776,268.49 1,045,255.00
30,318.00
--
--
--
Clean Water/Clean Air: Air Quality Safe Drinking Water Water Solid Waste Environmental Restoration Energy Conservation Through Improved Transportation: Rapid Transit and Rail Freight
Housing: Low Cost Middle Income Outdoor Recreation Development Park and Recreation Land Acquisition
--
40,224.71
---
818.59
40,224.71
--
--
--
Pure Waters
91,335,778.20
--
--
77,082.37
Rail Preservation Development
16,583,059.70
--
--
--
Rebuild and Renew New York Transportation: Highway Facilities Canals and Waterways Aviation Rail and Port Mass Transit - Dept. of Transportation Mass Transit - Metropolitan Transportation Authority
323,061,087.80 7,737,683.52 16,170,986.25 39,388,920.99 11,921,084.46 322,321,343.08
-------
-------
-------
Rebuild New York-Transportation Infrastructure Renewal: Highways, Parkways, and Bridges Ports, Canals, and Waterways Rapid Transit, Rail, and Aviation
5,432,361.75 126,438.48 23,663,282.84
----
----
292,133.68 -19,516.02
292,133.68 14,912.47 264,059.82
5,140,228.07 111,526.01 23,399,223.02
14,422.71 -13,139.37
17,771.98 2,491.49 362,612.94
Transportation Capital Facilities: Aviation Mass Transportation
27,107,010.12 25,210,785.49
---
---
22,271.81 --
1,050,275.18 348.57
26,056,734.94 25,210,436.92
16,672.31 --
397,620.14 178,209.96
$3,322,678,999.46
$ --
$ --
$15,630,000.00
$113,530,000.00
$3,209,148,999.46
$1,032,979.40
$23,546,548.85
Total General Obligation Bonded Debt
--
30,318.00
88,136,395.42
319,842.38
16,263,217.32
--
125,871.19
323,061,087.80 7,737,683.52 16,170,986.25 39,388,920.99 11,921,084.46 322,321,343.08
-------
-------
-------
78,661.94
--
3,199,382.78
1,225,131.50
STATE OF NEW YORK DEBT SERVICE FUNDS FINANCING AGREEMENTS FOR THE FOUR (4) MONTHS ENDED JULY 31, 2009
SCHEDULE 5a
DEBT REDUCTION RESERVE FUND (064) Special Contractual Financing Obligations: Managed by Office of General Services: Department of Trans Region 1 Schenectady Hampton Plaza Subtotal Payments to Public Authorities: City University Construction Community Enhancement Facilities Program Dormitory Authority Energy Research & Development Authority Environmental Facilities Corporation Housing Finance Agency Local Government Assistance Corporation Metropolitan Transportation Authority: Transit and Commuter Rail Projects Triborough Bridge & Tunnel Authority: Javits Convention Center Project Thruway Authority Urban Development Corporation: Correctional Facilities Center for Industrial Innovation at RPI Syracuse University Science and Technology Center Cornell Univer. Supercomputer Center Columbia Univer. Telecommunications Center Clarkson University Debt Reduction Reserve University Facilities Grant 95 Refunding Youth Facilities Economic Development Housing Sports Facility South Mall State Facilities and Equipment Consolidated Service Contract Refunding Subtotal Total Disbursements for Special Contractual Financing Obligations
$
GENERAL DEBT SERVICE (311-01)
DEPARTMENT OF HEALTH INCOME (319)
$
153,451,070 -208,439,389 --749,703 --
--
82,493,859
--
--
--
---
2,518,177 234,211,850
---
---
---
30,811,440 409,200
---
---
$
--------------
465,475 620,000 4,630,000 228,265 -403,322 1,537,031 ----49,123,654 $770,092,435
------------$14,847,374
------------$4,149,177
$
--
$770,108,163
$14,847,374
$4,149,177
$
----
$
--------
--14,847,374 -----
$
REVENUE BOND TAX (311-02)
$15,728 -$15,728
$
----
MENTAL HEALTH SERVICES (304)
----
$
$
LOCAL GOVERNMENT ASSISTANCE TAX (364)
$
------4,149,177
-----------
$
----
--26,996,561 -17,936,899 301,780 --
STATE UNIVERSITY DORMITORY INCOME (330)
$ $
----
COMBINED TOTALS 4 MONTHS ENDED JULY 31 2009 2008
$15,728 -$15,728
$ INCREASE / (DECREASE)
$75,452 -$75,452
($59,724) -($59,724) 26,028,532 -(10,306,189) -5,593,308 (2,716,721) (16,352,711)
--50,611,853 -----
153,451,070 -300,895,177 -17,936,899 1,051,483 4,149,177
127,422,538 -311,201,366 -12,343,591 3,768,204 20,501,888
--
--
82,493,859
82,381,608
---
---
---
2,518,177 234,211,850
3,762,531 220,748,000
(1,244,354) 13,463,850
---
---
---
30,811,440 409,200
79,770,790 509,981
(48,959,350) (100,781)
112,251
$
--------------
-------25,281,775 ----$70,517,015
------------$50,611,853
465,475 620,000 4,630,000 228,265 -403,322 1,537,031 25,281,775 ---49,123,654 $910,217,854
514,075 492,000 3,715,000 243,312 -514,239 1,949,893 22,513,825 ---5,658,314 $898,011,155
(48,600) 128,000 915,000 (15,047) -(110,917) (412,862) 2,767,950 ---43,465,340 $12,206,699
$
--
$70,517,015
$50,611,853
$910,233,582
$898,086,607
$12,146,975
SUMMARY OF THE OPERATING FUND INVESTMENTS FOR THE MONTH OF JULY 2009 AS REQUIRED OF THE STATE COMPTROLLER (amounts in millions) FISCAL YEAR TO DATE
JULY 2009
PRIOR FYTD JULY 2008
SHORT TERM INVESTMENT POOL AVERAGE DAILY INVESTMENT BALANCE* AVERAGE YIELD* TOTAL INVESTMENT EARNINGS DESCRIPTION GOVT. AGENCY BILLS/NOTES REPURCHASE AGREEMENTS COMMERCIAL PAPER CERTIFICATES OF DEPOSIT/SAVINGS 0% COMPENSATING BALANCE CD's
*Does not include 0% Compensating Balance CD's.
$6,689.0 0.324% $2.221
$6,709.4 0.367% $10.002 PAR AMOUNT $0.0 $37.0 $2,776.4 $3,613.7 $913.0 $7,340.1
$11,571.4 2.248% $86.938
STATE OF NEW YORK OFFICE OF THE STATE COMPTROLLER DIVISION OF PAYROLL, ACCOUNTING, AND REVENUE SERVICES BUREAU OF STATE ACCOUNTING OPERATIONS COMPTROLLER'S MONTHLY REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING FISCAL YEAR 2009-2010
APPENDIX - TABLE OF CONTENTS
HCRA Resources Fund - Statement of Receipts and Disbursements by Object
Appendix A
HCRA Resources Fund - Statement of Program Disbursements
Appendix B
American Recovery and Reinvestment Act of 2009 - Schedule of Disbursements of Federal Awards
Appendix C
HCRA Public Goods Pool - Statement of Cash Flow
Appendix D
HCRA Medicaid Disproportionate Share - Statement of Cash Flow
Appendix E
Public Authority Off Budget Spending Report
Appendix F
STATE OF NEW YORK HCRA RESOURCES FUND STATEMENT OF RECEIPTS AND DISBURSEMENTS BY OBJECT FISCAL YEAR 2009-2010
OPENING CASH BALANCE RECEIPTS: Cigarette Tax State Share of NYC Cigarette Tax STIP Interest Public Asset Transfers Indigent Care Pool Public Goods Pool Hospital Excess Liability Pool Miscellaneous Total Receipts DISBURSEMENTS: Grants - Social Service Medical Assistance Payments Grants - Health Grants - Mental Hygiene Grants - Miscellaneous Interest - Late Payments Personal Service Non-Personal Service Employee Benefits/Indirect Costs Appropriated Transfers Transfers to 339-ES Total Disbursements OPERATING TRANSFERS: Transfers to 002 Transfers to 003 Transfers to 339-AP Total Operating Transfers Total Disbursements and Transfers CLOSING CASH BALANCE
APPENDIX A
4 Months Ended July 31, 2009
2009 APRIL
MAY
JUNE
JULY
$239,963,585
$204,479,921
$299,679,153
$152,079,890
$239,963,585
85,019,652 5,896,000 158,585 -1,103 287,893,002 -12,261
74,639,227 6,435,000 86,022 -403 398,081,296 -25
83,659,918 7,404,000 115,405 95,000,000 734 318,275,622 -7,867
82,626,286 6,640,000 89,746 -368 314,341,402 -55,276
325,945,083 26,375,000 449,758 95,000,000 2,608 1,318,591,322 -75,429
378,980,603
479,241,973
504,463,546
403,753,078
1,766,439,200
155,337 329,114,794 77,101,511 -128,164 2,434 1,399,108 5,433,318 1,129,601
57,752 479,135,526 (101,873,402) -224,739 1,398 980,827 5,497,881 18,020
44,908 558,317,945 69,958,490 -391,961 352 791,000 8,357,125 701,028
104,350 307,228,279 65,735,524 -162,838 849 911,891 2,102,942 --
362,347 1,673,796,544 110,922,123 -907,702 5,033 4,082,826 21,391,266 1,848,649
-414,464,267
-----
-384,042,741
-----
-638,562,809
13,500,000 --13,500,000
500,000
500,000
376,746,673
1,813,816,490
-----
13,500,000 --13,500,000
414,464,267
384,042,741
652,062,809
376,746,673
1,827,316,490
$204,479,921
$299,679,153
$152,079,890
$179,086,295
$179,086,295
STATE OF NEW YORK HCRA RESOURCES FUND STATEMENT OF PROGRAM DISBURSEMENTS FISCAL YEAR 2009-2010
Program/Purpose COMMUNITY SERVICES PROGRAM LONG TERM CARE INSUR EDUC/OUTREACH ADMIN & GRANTS MGMT HCRA RESOURCE LONG TERM CARE INSUR EDUC/OUTREACH ADULT HOMES PROGRAM ADULT HOME RESIDENT COUNCIL PROJECT ADMIN & EXECUTIVE DIRECTION PROGRAM HEALTH CARE DELIVERY ADMINISTRATION HEALTH OCCUPATION DEVELOP/WORK DEMO HEALTH WORKFORCE RETRAINING PROGRAM PILOT HEALTH INSURANCE ACCOUNT PRIMARY CARE INITIATIVES MONITORING AIDS INSTITUTE PROGRAM HEALTH CARE SERVICES ACCOUNT HOSPITAL BASED GRANTS PROGRAM MATERNAL & CHILD HIV SERVICES OPERATIONAL SUPPORT FOR AIDS HOUSING CENTER FOR COMMUNITY HEALTH PROGRAM HEALTH CARE SERVICES ACCOUNT HOSPITAL BASED GRANTS PROGRAM TOBACCO CONTROL & CANCER SERVICES OFFICE OF HEALTH SYSTEMS MANAGEMENT EMERGENCY MEDICAL SERVICES ACCOUNT HEALTH CARE SERVICES ACCOUNT QUALITY INCENTIVE PAYMENT HEALTH CARE FINANCING PROGRAM PROVIDER COLLECTION MONITORING ACCOUNT OFFICE OF HEALTH INSURANCE PROGRAM FAMILY HEALTH PLUS MEDICAID FRAUD HOTLINE/ADMIN. MEDICAL ASSISTANCE PROGRAM BREAST & CERVICAL CANCER GRANTS D&TC RATES FOR R&R GRANTS (4) DISABLED PERSONS GRANTS FAMILY HEALTH PLUS GRANTS HOME CARE RATES HOME HEALTH R&R RATES GRANTS (5) HOME HEALTH WORKFORCE RECRUITMENT MEDICAL ASSISTANCE - INDIGENT CARE FUND MEDICAL ASSISTANCE - PAYMENTS GRANTS NASSAU & SUFFOLK HOSPITAL DIST GRANTS NON-PUBLIC GENERAL HOSP RATES FOR R&R (6) NON-PUBLIC NH RATES FOR R&R GRANTS (7) NURSING HOME FINANCIAL ASSIST GRANTS NYC MEDICAID GRANTS NYC NON-PUBLIC HOSP MEANINGFUL ACCESS NYC PERSONAL CARE WRR RATES GRANTS (8) PERSONAL CARE WRR RATES GRANTS (9) PHARMACY SERVICES GRANT PHYSICIAN SERVICES GRANT PRIORITY RESTORATION GRANTS PUBLIC HOSPITAL RATES - SECTION 2807C SUPPLEMENTAL MED INS PAYMENTS GRANTS SUPPLEMENTAL RURAL HOSPITAL RATES ENHANCED COMMUNITY SERVICES PROGRAM ENHANCED COMMUNITY SERVICES ACCOUNT OFFICE OF LONG TERM CARE ADULT HOME INITIATIVES ENHANCING ABILITIES & LIFE EXPERIENCE ELDERLY PHARMACEUTICAL INS COVERAGE PRG ELDERLY PHARMACEUTICAL INSURANCE COVER PAYBILLS CHILD HEALTH INSURANCE PROGRAM CHILD HEALTH INSURANCE
APPENDIX B
$
Appropriation Amount (1) 2,771,607
Segregation Amount $
April Disbursements $
2,771,607
May Disbursements $
128,163
June Disbursements $
212,739
$ 391,961
Total Disbursements 4 Months Ending July 31, 2009 (3)
July Disbursements $ 162,838
895,701
50,000 45,000
--
120,000
--
--
--
--
--
--
--
120,000 12,000
12,000
12,801,000 739,630 1,141,355 2,294,055 2,462,770 1,134,895
46,243 67,531 81,920 181,047 84,298
20,108 22,947 20,095 64,238 28,145
19,809 27,562 152,833 76,827 33,233
17,312 23,125 36,185 64,967 28,145
103,472 141,165 291,033 387,079 173,821
166,053,526 11,089,797 8,978,390 1,916,500
4,918,523 398,301 77,205 155,337
2,701,419 549,924 247,254 57,752
5,664,869 222,880 145,334 44,908
13,981,394 791,167 554,108 104,350
27,266,205 1,962,272 1,023,901 362,347
66,120,698 20,280,823 4,425,307
1,395,838 1,320,384 343,147
4,554,794 505,347 159,249
4,206,073 1,056,985 308,436
4,791,272 776,585 158,488
14,947,977 3,659,301 969,320
45,509,503 11,240,000 2,750,000
1,256,599 ---
1,185,105 ---
1,253,469 ---
1,715,095 ---
188,955,213
119,505,261
74,511,518 5,410,268 ---
11,336,800 5,972,455
568,876
117,438
150,615
124,071
961,000
12,256,860 1,102,500
659,093 22,492
540,359 7,162
739,852 35,675
206,619 7,162
2,145,923 72,491
3,780,000 3,050,000 42,300,000 1,047,000,000 8,000,000 100,000,000 37,000,000 1,846,300,000 207,700,000 5,000,000 41,300,000 21,600,000 15,000,000 249,400,000 38,000,000 136,000,000 11,200,000 1,864,280,000 153,360,000 24,000,000 48,000,000 122,400,000 7,000,000
-------141,414,794 38,000,000 --------127,000,000 ---22,700,000 --
---22,000,000 ---137,735,526 34,000,000 --------285,400,000 ------
-------88,617,945 10,000,000 ----124,700,000 ---335,000,000 ------
---172,200,000 ---88,828,279 ---------46,200,000 ------
---194,200,000 ---456,596,544 82,000,000 ----124,700,000 ---793,600,000 ---22,700,000 --
500,000
500,000
17,063,000
6,730,190,000
1,000,000 1,000,000
--
--
--
3,592,850 2,659,195
---
---
---
---
267,375,000
6,885,058
--
--
--
327,468,280
24,107,075
8,623,480 ---
582,300,000 6,885,058
1,513,800 955,241,400 18,892,030
29,426,245
35,051,536
107,476,886
STATE OF NEW YORK HCRA RESOURCES FUND STATEMENT OF PROGRAM DISBURSEMENTS FISCAL YEAR 2009-2010
Program/Purpose HEALTH CARE REFORM ACT PROGRAM ADAP/HIV UNINSURED CARE (HRI) (10) AREA HEALTH CARE CENTERS ASSEMBLY PRIORITY DISTRIBUTIONS AUDIT SERVICE PAYER/PROVIDER COMPLIANCE CANCER RELATED SERVICES CATASTROPHIC HEALTH CARE EXPENSE COMMISSIONER EMERGENCY DISTRIBUTIONS COMMISSIONER'S PRIORITY POOL DISTRIB. DIAGNOSTIC & TREAT CTR UNCOMPENSAT CARE DISEASE MANAGEMENT DEMO PROGRAM DIVERSITY IN MEDICINE/POST BACCALAUREAT GRADUATE MEDICAL EDUCATION DISTRIB HEALTH CARE STABILIZATION PROGRAM HEALTH FACILITY RESTRUCTURING HEALTH MAINTENANCE ORG (HMO) DIRECT PAY HEALTH WORKFORCE RETRAINING HEALTHY NY - ADMINISTRATION HEALTHY NY - ENTERTAINMENT WORKERS HEALTHY NY - GROUP PROGRAM INDIVIDUAL SUBSIDY PROGRAM INFERTILITY GRANT PROGRAM INFERTILITY SRVCS TREATMENTS & PROC LONG TERM CARE DELIVERY DEMO PROJECTS LONG TERM CARE DEMO PROJECTS LONG TERM CARE INSUR EDUC/OUTREACH MINORITY PARTICIPATION MED EDUC NYS AREA HEALTH EDUCATION CENTER (AHEC) OTHER MEDICAL SCHOOL PAY FOR PERFORMANCE INITIATIVES PHYSICIAN LOAN REPAYMENT PROGRAM GRANTS PHYSICIAN PRACTICE SUPPORT PROGRAM PHYSICIANS EXCESS MEDICAL MALPRACTICE POISON CONTROL CENTERS POOL ADMINISTRATOR-SERVICES & EXPENSES PRIMARY HEALTH CARE SERVICES ROSWELL PARK CANCER INSTITUTE RURAL HEALTH CARE ACCESS DEVELOP RURAL HEALTH CARE DELIVERY DEVELOP RURAL HEALTH NETWORK DEVELOPMENT SCHOOL BASED HEALTH CENTERS SCHOOL BASED HEALTH CLINICS SECTION 405.4 HOSPITAL AUDITS SENATE PRIORITY DISTRIBUTIONS SUPPLEMENTAL GRADUATE MEDICAL EDUCATION TELEMEDICINE DEMONSTRATION PROGRAM TOBACCO USE PREVENTION & CONTROL WORKER RECRUIT/RETAIN PUBLIC HOSPITALS WORKER/RECRUIT/RETAIN PUBLIC RHCF (11) TOTAL Transfer to the General Fund - State Purposes Account (for administration of the program) TOTAL APPROPRIATED AMOUNT
APPENDIX B (continued)
$
Appropriation Amount (1) 2,596,830,067
Segregation Amount $
$
11,302,813,145 (2) $
$
11,303,683,035
$ 11,760,000 788,000 29,577,000 12,034,000 47,048,002 3,111,420 3,480,000 71,643,000 101,740,620 3,750,000 3,920,000 198,240,000 28,000,000 39,200,000 39,200,000 142,280,000 1,438,226 503,059 122,161,378 1,551,130 2,830,000 15,059,619 956,244 750,000 2,626,960 215,000 3,000,000 1,160,000 9,407,859 392,000 980,000 127,400,000 7,400,000 12,371,000 3,260,000 113,825,000 20,255,000 6,100,000 14,100,000 3,196,000 6,392,000 3,240,000 30,794,347 36,480,000 2,950,566 134,434,151 44,060,000 3,650,000 8,470,882,576 $
April Disbursements $ --670,470 292,558 489,860 -500,000 96,160 27,804,305 720,289 --(178,160) --2,914,951 -----1,240,328 60,770 -3,933 ---252,958 -------261,589 -582,427 (30,000) -339,190 --271,695 6,359,020 --414,464,267 $
869,890
(1) Includes amounts appropriated in 2009 as well as prior year appropriations that were reappropriated in the SFY 2009 budget chapters. (2) Unsegregated appropriation total is $2,831,930,569. (3) Disbursements from the HCRA Resource Fund includes direct grant payments to program beneficiaries, services and expenses for administration of grant programs, and transfers to the Public Goods Pool to finance payments made by the State’s fiscal agent. (4) Full title is: Diagnostic and Treatment Center Rates Increase for Recruitment and Retention of Health Care Workers (5) Full title is: Home Health Recruitment and Retention Rates Grants (6) Full title is: Non-Public General Hospital Rates for Recruitment and Retention of Health Care Workers (7) Full title is: Non-Public Nursing Home Rates for Recruitment and Retention of Health Care Workers (8) Full title is: NYC Personal Care Workforce Recruitment and Retention Rates Grants (9) Full title is: Personal Care Workforce Recruitment and Retention Rates Grants (10) Full title is: Aids Drug Assistance Program/Human Immunodeficiency Virus - Uninsured Care - Health Research Incorporated. (11) Full title is: Workers Recruitment and Retention of Residential Health Care Facilities
May Disbursements $ ----1,087,479 -200,000 (600) 6,814,745 ----19,600,000 (39,200,000) 1,134,694 (1,438,226) (502,712) (122,161,378) --97,163 --2,362 ---178,924 ----454,307 --628,796 -232,491 30,000 -198,737 ---7,652,328 --384,042,741 $
June Disbursements $ ---322,795 750,678 --267,064 19,078,132 290,000 978,299 ----2,279,734 ------74,789 -11,303 ---4,705 ---2,387,817 463,769 ----216,992 --322,947 61,000 --8,777,274 --638,562,809 $
Total Disbursements 4 Months Ending July 31, 2009 (3)
July Disbursements $ --55,555 240,699 979,407 ----------348,429 ----------1,435,584 -3,210 -------739,137 -1,474,321 ----975,000 (35) 4,172,668 --376,746,673 $
--726,025 856,052 3,307,424 -700,000 362,624 53,697,182 1,010,289 978,299 -(178,160) 19,600,000 (39,200,000) 6,677,808 (1,438,226) (502,712) (122,161,378) --1,337,491 135,559 -17,598 -1,435,584 -439,797 ---2,387,817 918,076 --1,629,522 -2,506,231 --860,874 61,000 975,000 271,660 26,961,290 --1,813,816,490
APPENDIX C
State of New York Schedule of Disbursements of Federal Awards - July 2009 American Recovery and Reinvestment Act of 2009 Federal CFDA No. Federal Agency Food and Nutrition Services 10.568 Department of Agriculture 93.705 93.707
Health and Human Services Health and Human Services
July Disbursements
Program $
Emergency Food Assistance Program (Administrative Costs) Aging Home-Delivered Nutrition Services for States Aging Congregate Nutrition Services for States
10.561
Department of Agriculture
84.390
Department of Education
93.658 93.659 93.778
Health and Human Services Health and Human Services Health and Human Services
Labor 17.225 17.258 17.259 17.260
Department of Labor Department of Labor Department of Labor Department of Labor
Transportation 20.205 Department of Transportation
1,550,447.00 48,669.71 46,036.50 1,645,153.21
--
5,468,978.00
72,332.00
12,127,423.00
2,038.00
2,038.00
5,362,988.00 12,408,580.00 536,177,050.33 554,022,988.33
10,563,599.00 12,408,580.00 3,181,400,354.16 3,221,970,972.16
421,857,038.78 911,240.20 3,493,701.07 1,659,113.37 427,921,093.42
1,144,385,690.75 1,767,476.74 4,967,094.63 3,685,468.51 1,154,805,730.63
1,975.00
1,975.00
Subtotal
1,975.00
1,975.00
Subtotal
7,334,386.18 7,334,386.18
9,283,487.59 9,283,487.59
Special Supplemental Nutrition Program for Women, Infants & Children (WIC) State Administrative Matching Grants for the Supplemental Nutrition Assistance Program Rehabilitation Services - Vocational Rehabilitation Grants to States, Recovery Act Foster Care- Title IV-E Adoption Assistance Medical Assistance Program (FMAP) * Subtotal Unemployment Insurance Workforce Investment Act - Adult Program Workforce Investment Act - Youth Activities Workforce Investment Act - Dislocated Workers Subtotal
Public Protection 16.802 Department of Justice
950,424.00 $ 48,669.71 46,036.50 1,045,130.21
Subtotal Health and Social Services 10.557 Department of Agriculture
Life-to-Date Disbursements
Recovery Act - State Victim Compensation Formula Grant Program
Highway Planning and Construction
TOTAL DISBURSEMENTS $
990,325,573.14 $
4,387,707,318.59
* For Federal funds, Federal CMIA regulations require that we draw funds from the US Treasury as checks are 'cleared' instead of when 'issued'. Because of the manner in which we charge federal funds as payments clear our account, there is a timing delay for recording Medicaid payments based on clearances (rather than issuances). For reporting purposes $24,792,000.00 in outstanding checks are included as Medicaid payments.
APPENDIX D STATE OF NEW YORK - STATEMENT OF CASH FLOW - PUBLIC GOODS POOL FISCAL YEAR 2009-2010
OPENING CASH BALANCE RECEIPTS: Patient Services Covered Lives Provider Assessments 1% Assessments DASNY- MOE/Recast receivables Interest Income Other Total Receipts DISBURSEMENTS: Program Disbursements: Diagnostic and Treatment Centers Rural Health Care Initiatives Poison Control Cancer Related Services Health Work Force Retraining Program Minority Partnership in Medical Education Grants GME Distributions Health Care Recruitment & Retention Poison Control Centers School Based Health Center Grants Professional Education Pool Distributions DSH Cap "pop-up" Total Program Disbursements Administrative Expenses Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Transfers from Other Pools: Tobacco Control and Insurance Initiatives Medicaid Disproportionate Share Health Facility Assessment Fund Hospital Regional Pool Contribution Statewide Bad Debt & Charity Care Pool Transfers From State Funds: 061-HCRA Resources Fund Other Total Other Financing Sources Transfers to Other Pools: Medicaid Disproportionate Share Tobacco Control & Insurance Initiatives Health Facility Assessment Fund Escrow Other Transfers to State Funds: 061-HCRA Resources Fund 061-IN Indigent Care Fund (matched) 061-IN Indigent Care Fund (non-matched) Other Total Other Financing Uses Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses CLOSING CASH BALANCE Source: HCRA - Office of Pool Administration
1st Quarter April-June
2009 JULY
$ 184,277,333.13
$ 206,704,455.64
568,849,458.27 367,270,056.55 13,018,654.96 76,690,876.78 0.00 41,146.10 694,165.69 1,026,564,358.35
0.00 0.00 (2,387,817.00) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 (2,387,817.00) 0.00 (2,387,817.00)
2009-2010 $
211,123,809.61 103,288,511.06 5,167,790.38 24,813,167.00 0.00 14,007.12 (764,034.72)
184,277,333.13
779,973,267.88 470,558,567.61 18,186,445.34 101,504,043.78 0.00 55,153.22 (69,869.03)
343,643,250.45
1,370,207,608.80
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
0.00 0.00 (2,387,817.00) 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 (2,387,817.00)
0.00
0.00
0.00
(2,387,817.00)
1,024,176,541.35
343,643,250.45
1,367,819,791.80
0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00
2,387,817.00 0.00 2,387,817.00
0.00 0.00 0.00
2,387,817.00 0.00 2,387,817.00
0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00
(1,278,592,869.19) 272,351,770.38 2,103,862.97 0.00 (1,004,137,235.84)
(403,066,658.16) 87,919,630.59 805,625.25 0.00 (314,341,402.32)
(1,681,659,527.35) 360,271,400.97 2,909,488.22 0.00 (1,318,478,638.16)
22,427,122.51
29,301,848.13
$ 206,704,455.64
$ 236,006,303.77
51,728,970.64 $
236,006,303.77
APPENDIX E STATE OF NEW YORK - STATEMENT OF CASH FLOW - MEDICAID DISPROPORTIONATE SHARE FISCAL YEAR 2009-2010
1st Quarter April-June OPENING CASH BALANCE RECEIPTS: Interest Income Total Receipts
$
Investment Purchases Total Disbursements Excess (Deficiency) of Receipts over Disbursements OTHER FINANCING SOURCES (USES): Transfers from Other Pools: Tobacco Control and Insurance Initiatives Public Goods Pool Health Facility Assessment Fund Transfers From State Funds: 061-IN HCRA Resources Indigent Care - Matched 061-IN HCRA Resources Indigent Care - Unmatched 265-Federal DHHS Fund Other Total Other Financing Sources Transfers to Other Pools: Public Goods Pool Other Transfers to State Funds: 061-HCRA Resources Fund Total Other Financing Uses
$
367.78
$
1,103.14 1,872.91 1,872.91
(265,037,182.94) (8,207,210.97) 100,244.09 (273,144,149.82)
(88,356,791.74) 0.00 68,697.05 (88,288,094.69)
(353,393,974.68) (8,207,210.97) 168,941.14 (361,432,244.51)
0.00 (273,144,149.82)
0.00 (88,288,094.69)
0.00 (361,432,244.51)
(273,142,644.78)
(88,287,726.82)
(361,430,371.60)
0.00 0.00 0.00
0.00 0.00 0.00
0.00 0.00 0.00
136,175,885.20 792,379.44 136,175,885.18 0.00 273,144,149.82
43,959,815.30 368,464.10 43,959,815.29 0.00 88,288,094.69
180,135,700.50 1,160,843.54 180,135,700.47 0.00 361,432,244.51
0.00 0.00
0.00 0.00
0.00 0.00
(367.78) (367.78)
(735.36) $
2009-2010
367.87 367.87
(2,240.40) (2,240.40)
Excess (Deficiency) of Receipts and Other Financing Sources over Disbursements and Other Financing Uses
Source: HCRA - Office of Pool Administration
1,103.14 1,505.04 1,505.04
DISBURSEMENTS: Program Disbursements: Indigent Care High Need Indigent Care Other Total Program Disbursements
CLOSING CASH BALANCE
2009 JULY
367.78
(2,608.18) (2,608.18)
0.09 $
367.87
(735.27) $
367.87
APPENDIX F SUMMARY OF OFF-BUDGET SPENDING REPORT DISBURSED APRIL '09 (000) DORMITORY AUTHORITY: Education - All Other Education - EXCEL Department of Health - All Other Department of Health - Oxford Judicial Institutes (Pace) CEFAP Regional Development: CCAP Multi-modal GenNYsis RESTORE CUNY Senior Colleges CUNY Community Colleges SUNY Dormitories Upstate Community Colleges Mental Health Mental Retardation Alcoholism & Alcohol Abuse TOTAL DORMITORY AUTHORITY:
EMPIRE STATE DEVELOPMENT CORP: Regional Development: Centers of Excellence CCAP Empire Opportunity CEFAP SEMATECH State Facilities and Equipment TOTAL EMPIRE STATE DEVELOPMENT CORP: THRUWAY AUTHORITY: CHIPS SHIPS Marchiselli Multi-modal TOTAL THRUWAY AUTHORITY: TOTAL OFF-BUDGET: TOTAL CEFAP ECONOMIC DEVELOPMENT: Total CCAP Total Multi-modal Total GenNYsis Total RESTORE Total Centers for Excellence Total Empire Opportunity Total Economic Development
DISBURSED MAY '09 (000)
DISBURSED JUNE '09 (000)
DISBURSED JULY '09 (000)
DISBURSED AUG '09 (000)
DISBURSED SEPT '09 (000)
DISBURSED OCT '09 (000)
DISBURSED NOV '09 (000)
DISBURSED DEC '09 (000)
DISBURSED JAN '10 (000)
DISBURSED FEB '10 (000)
DISBURSED MAR '10 (000)
DISBURSED TOTAL 09-10 (000)
625 47,685 57 --763
-15,068 ---522
21 35,405 62 --196
-------
-------
-------
-------
-------
-------
-------
-------
-------
646 98,158 119 --1,481
2,525 2,040 3,376 -57,318 12,258 14,694 4,297 12,626 4,846 320 163,430
562 10 883
1,657 98 263 -51,663 12,532 22,955 7,998 17,371 5,792 204 156,217
-------------
-------------
-------------
-------------
-------------
-------------
-------------
-------------
-------------
4,744 2,148 4,522
278 516
794
--------
--------
--------
--------
--------
--------
--------
--------
--------
24,789 -9,852 191 34,832
------
------
------
------
------
------
------
------
------
24,789 -9,852 191 34,832
-12,372 3,450 4,399 2,875 3,369 1,901 4 45,415
25 200 --
334 762 --
100 -(56) 269
------
9 --1,105
------
-----
-121,353 28,240 42,048 15,170 33,366 12,539 528 365,062
637 1,478 -109 -(56) 2,168
163,699
46,520
191,843
--
--
--
--
--
--
--
--
--
402,062
863
531
196
--
--
--
--
--
--
--
--
--
1,590
2,725 2,040 3,376 -25 -8,166
1,324 10 883 -334 -2,551
2,173 98 263 -278 -2,812
--------
--------
--------
--------
--------
--------
--------
--------
--------
6,222 2,148 4,522 -637 -13,529
The Division of the Budget (DOB) is responsible for organizing and presenting the above schedule of ‘Off Budget Spending’. Such reported disbursements are drawn from unaudited financial data provided by public authorities. Although the Office of the State Comptroller (OSC) has no reason to believe this information to be unreliable, it is important to note that these program disbursements are financed with public authority bond proceeds deposited directly into public authority accounts and all disbursements are made without any oversight by the OSC. Therefore, and pursuant to the provisions of Chapter 60, §16, of the Laws of 2006; this schedule is provided for information only.
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