Fifth Cir Cover And Ecverpts

CERTICATE OF INTERESTED PERSONS The undersigned Pro se of record certifies that the following listed persons and entities as described in the Fifth Circuit Local Rule 28.2.1 have an interest in the outcome of this case. These representations are made in order that the Judges of this court may evaluate possible disqualification or recusal. Appellant Carolyn R. Dawson; Pro se 1802 Pecan Forest Drive Missouri City, Texas 77459 [email protected] Plaintiff-Appellant TEL: 713-340-4908 FAX: 832-413-0258 Appellee(s)

Attorney(s)

The Bank of New York, Mellon fka The Bank of New York, as Trustee for the Benefit of the CWABS, Inc., Asset-Backed Certificates, Series 2006-SD1 and New Penn Financial LLC dba Shellpoint Mortgage Servicing

C. Charles Townsend; SBN: 24028053. Alysia N. Carlson: SBN 24082977 Monica Summers; SBN 24083594 AKERMAN, LLP 2001 Ross Avenue, Suite 3600 Dallas, TX 75201 TEL: 214-720-4300 FAX: 214-981-9339 Email: [email protected] [email protected]

The undersigned Pro se of record certifies that the following listed persons and entities as described herein of Rule 28.2.1 have an interest in the outcome of this case. These representations are made in order that the judges of this court may evaluate possible disqualification or recusal. (Here list names of all such persons and entities and identify their connection and interest.)

______________________ CAROLYN R. DAWSON, Pro se 1802 Pecan Forest Drive Missouri City, TX 77569 Tel: (281) 809-5824

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STATEMENT REGARDING ORAL ARGUMENT Oral argument would not significantly benefit the Court’s decision making process. The undisputed facts and legal arguments concerning the Bank of New York, Mellon and Shellpoint Mortgage Servicing decisions regarding their wrongful foreclosure of Appellant’s property are thoroughly presented in this Appeal from the record.

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TABLE OF CONTENTS CERTIFICATE OF INTERESTED PARTIES................................................................................i STATEMENT REGARDING ORAL ARGUMENT.................................................................…ii TABLE OF CONTENTS...............................................................................................................iii TABLE OF AUTHORITIES.....................................................................................................iv-vi JURISDICTIONAL STATEMENT................................................................................................1 STATEMENT OF THE ISSUES PRESENTED FOR REVIEW...............................................1-7 STATEMENT OF THE CASE..................................................................................................7-16 SUMMARY OF ARUGMENT…………………………………………………....................16-23 ARGUMENT (include Standard of Review)...........................................................................24-36 CONCLUSION........................................................................................................................36-38 CERTIFICATE OF SERVICE.....................................................................................................39 CERTIFICATE OF COMPLIANCE............................................................................................40

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TABLE OF AUTHORITIES CASES Aguero v. Ramirez, 70 S.W.3d 372, 374…………………………………………………………24 City of Des Moines v. Puget Sound Reg'l Council, 98 Wash. App. 23, 988 P.2d 27, 35 (1999)…..............................................................................................14 David D. Ericson v. Resurgent Capital Services, 5th Cir., dated 7/15/2015……………………..37 De Nubilo v. United States, 343 F.2d 455 (2d Cir. N.Y. 1965)………………………………….14 Distributorship Antitrust Litigation, 532 F.2d 64, 67 (8th Cir. Mo. 1976)……………………...14 FTC case # CV10-4193…………………………………………………………………2,22,25,24 Glaski v. Bank of America, NA 218 Cal. Rptr. 4th 1079 (201)…………………………………...17 In re Bass, 171 F. 3d 1016, 1021 (5th Cir. 1999)………………………………………………...13 In re Cessna Distributorship Antitrust Litigation, 532 F.2d 64, 67 (8th Cir. Mo. 1976)………..14 Joyce A. Leggette, v. Washington Mutual Bank, FA, et al, case # 3-03-cv-02909-D, in the U.S. Dist.Court,Northern District of Texas, Dallas Division…….2,4,7 Karam v. Brown, 407 S.W.3d 464 (Tex.App.—El Paso 2013, no. pet.)………………………..26 Liberty Bank of Seattle, Inc. v. Henderson, 75 Wash. App. 546, 548, 559-60, 878 P.2d 1259 (1994), review denied, 126 Wash. 2d 1002, 891 P.2d 37 (1995)………………………………..14 Lujan v. Defenders of Wildlife, 504 U.S. 555 (1992)……………………………………………30 N.Y Estates, Trusts and Powers Law §§ 7-1.18.7-2.4…………………………………………...17 Radio Corp. v. Hazeltine Research, 401 U.S. 321 (U.S. 1971) Id. at 330-331; In re Cessna…..14 Reinagel v. Deutsche Bank National Trust Co735 F.3d at 225, 228…………………………….25 Saldivar v. JPMorgan Chase, 2013 WL2452699 (BKY. SD Tex. 6/15/130……………………17

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TABLE OF AUTHORITIES (condt.) Southcenter Joint Venture v. National Democratic Policy Comm., 113 Wash. 2d 413, 418, 780 P.2d 1282 (1989);………………………………………………………………………….14 Zenith Radio Corp. v. Hazeltine Research, 401 U.S. 321 (U.S. 1971) Id. at 330-331…………..14 RULES AND STATUTES Fed. R. Civ. Prac. Rem. Code § 12.002(a)………………………………………………………24 Fed. R. Civ. P. 15(a).………………………………………………………………………….....14 Fed. R. Civ. P. Rule 41…………………………………………………………………………..31 C.F.R. § 1024.35; 1024.41(3)(i)(D)(2)..……………………………………………………3,21,35 12 CFR 34.83…………………………………………………………………………………22,27 15 U.S.C. § 53(b)………………………………………………………………………………...35 26 U.S.C. § 856…………………………………………………………………………………..22 28 U.S.C. § 1292(b) § 1291(i)......................................................................................................1,7 28 U.S.C. 1331 § 1337………………………………………………………………………..1,5,7 28 U.S.C .§ 1442 ………………………………………………………………………................7 28 U.S.C. § 1441……….………………………………………………………………........1,5,13 Article XVI; Texas Constitution………………………………………………………………..1,8 Article III………………………………………………………………………………………....6 Fair Debt Collection Practice Act; FDCPA………………………………………………….20,35

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TABLE OF AUTHORITIES (condt.) Rule 5……………………………………………………………………………………………..5 Rule 11 & 13…………………………………………………………………………………31,32 Section 37.01, Penal Code………………………………………………………………………24 Tex. Civ. P. Rule 320…………………………………………………………………………….5 Tex. Civ. P. Rule 510…………………………………………………………………………….1 Tex. Bus. Com. Code 23.08…………………………………………………………………….37 Tex. Bus. Com. Code 21A(B).………………………………………………………………….36 Title 2, Chap 51.002…………………………………………………………………………….25 Texas Property Code Title 4, Chapter 24; 24.001-5…………………………………………….11 Sherman Act 1890, the Clayton Act, 1914, and Federal Trade Commission Act 1914………..36

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CASE NO. ________________________________________________________________________ IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT ________________________________________________________________________ CAROLYN R. DAWSON Plaintiff-Appellant, v. The BANK OF NEW YORK, MELLON; fka THE BANK OF NEW YORK, as TRUSTEE for the Benefit of the Certificateholders of the CWABS, Inc., Asset Backed Certificates, Series 2006-SD1; et al Shellpoint Mortgage Servicing, Defendant-Appellees, _______________________________________________________________________ On Appeal from the United States District Court For the Southern District of Texas Case No. 4:18-CV-2846 _______________________________________________________________________ PLAINTIFF-APPELLANT RECORD EXCERPTS _______________________________________________________________________

Carolyn R. Dawson, Pro se 1802 Pecan Forest Drive Missouri City, TX 77459 Tel: (713) 340-4908 Fax: (8232-413-0258 [email protected]

Dated: April 20, 2019

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On Appeal from the United States District Court For the Southern District of Texas Houston Division, Civil No. 4:18-cv-02846 PLAINTIFF-APPELLANT – CAROLYN R. DAWSON TABLE OF CONTENTS RECORD EXCERPTS Tab No,

Description

ROA Page No.

1

Docket Sheet, dated November 05, 2018

1-5

2

Notice of Appeal, dated April 09, 2019

372

3

Order Initial Conference Set, dated August 22, 2018

208

4

Management Order, dated September 12, 2018

406

5

Order on Annoyance, dated September 21, 2018

365

6

Opinion on Detainer and Obedience, dated September 21, 2018

366

7

Appeal Transcript (excerpts), dated September 21, 2018

441, 451, 454, 458

8

Order of Dismissal and Preclusion, dated March 05, 2018

228

9

Order on Denial, dated March 24, 2014

246

10

Temporary Restraining Order, dated August 06, 2018

11

Final Judgment

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74-75

CERTIFICATE OF SERVICE ___________________ Appellant certify that on April 20, 2019; a copy of her Record Excerpts/Exhibits in paper and electronic form with proof of service was emailed and placed in the U.S. Mail on April 29, 2019, to the party below: C. Charles Townsend; SBN: 24028053. Alysia N. Carlson: SBN 24082977 Monica Summers, SBN 24083594; FBN: 1760115 AKERMAN, LLP 2001 Ross Avenue, Suite 3600 Dallas, TX 75201 TEL: 214-720-4300 FAX: 214-981-9339 Email: [email protected] [email protected] Certified Mail Receipt: #70171450000151176675

_______________________ Carolyn R. Dawson

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CASE NO. ________________________________________________________________________ IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT ________________________________________________________________________ CAROLYN R. DAWSON Plaintiff-Appellant, v. The BANK OF NEW YORK, MELLON; fka THE BANK OF NEW YORK, as TRUSTEE for the Benefit of the Certificateholders of the CWABS, Inc., Asset Backed Certificates, Series 2006-SD1; et al Shellpoint Mortgage Servicing, Defendant-Appellees, _______________________________________________________________________ On Appeal from the United States District Court For the Southern District of Texas Case No. 4:18-CV-2846 _______________________________________________________________________ PLAINTIFF-APPELLANT BRIEF _______________________________________________________________________

Carolyn R. Dawson, Pro se 1802 Pecan Forest Drive Missouri City, TX 77459 Tel: (713) 340-4908 Fax: (8232-413-0258 [email protected]

Dated: April 20, 2019

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CERTIFICATE OF SERVICE I hereby certify that on April 20, 2019, one true and correct copies of the foregoing Appellant’s Brief have been served on Appellees by placing the same in the United States Mail, certified, postage prepaid, addressed to: C. Charles Townsend; SBN: 24028053. Alysia N. Carlson: SBN 24082977 Monica Summers; SBN 24083594 AKERMAN, LLP 2001 Ross Avenue, Suite 3600 Dallas, TX 75201 TEL: 214-720-4300 FAX: 214-981-9339 Email: [email protected] [email protected] [email protected] CERTIFIED RETURN RECEIPT #70171450000151176675

__________________________

Carolyn R. Dawson

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CERTIFICATE OF COMPLIANCE 1. This Appeal complies with the type-volume limitation of Fed. R. App .R. 32(a)(7)(B) because: This Appeal contains 12,230; words, excluding the parts of the brief exempted by Fed. R. App. P. 32(a)(7)(B)(iii); (pages 1-30).

2. This Appeal complies with the typeface requirements of Fed. R. App .P. 32(a)(5) and the type style requirements of Fed.R.App.P.32(a)(6) because: This Appeal has been prepared in a proportionally spaced typeface using Microsoft Word in Times New Roman, 14 point font for text and 12 point Font for footnotes.

__________________________ Carolyn R. Dawson, Pro Se

Dated: April 20, 2019

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