Ipo Filings From The Past Nine Weeks
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Request 5
IPO Filings in the US - Since June 20 2009 Source: peHUB.com Filing Date
Issuer
Current Amt Filed sum of all Mkts (host mil)
Cur- Description rency
Issue Type Description
08/20/2009 WPS Inc 08/20/2009 Dollar General Corp
.050 US 750.000 US
1,000,000.0 Common Shares Common Shares
IPO IPO
08/18/2009 Cell-nique Corp 08/18/2009 AEI
30.000 US 862.500 US
6,000,000.0 Common Shares Ordinary Shares
IPO IPO
08/17/2009 HealthPort Inc
100.000 US
Common Shares
IPO
08/14/2009 Dole Food Co Inc
500.000 US
Common Shares
IPO
08/13/2009 Mirion Technologies Inc
100.000 US
Common Shares
IPO
08/12/2009 Cloud Peak Energy Inc
500.000 US
Common Shares
IPO
08/10/2009 InfrastruX Group Inc
290.000 US
Common Shares
IPO
08/10/2009 Fortinet Inc
100.000 US
Common Shares
IPO
1,150.000 US 75.000 US
Class A Ord Shs Common Shares
IPO IPO
08/05/2009 Hyatt Hotels Corp 08/03/2009 Ancestry.com Inc 07/29/2009 Transwestern Realty Finance 07/29/2009 SolQuest Corp 07/28/2009 RailAmerica Inc
500.000 US .145 US 300.000 US
Common Shares 2,900,000.0 Common Shares Common Shares
IPO IPO IPO
07/27/2009 Bayview Mortgage Capital Inc
500.000 US
Common Shares
IPO
07/24/2009 Ram Power Inc 07/23/2009 VS Holdings Inc
100.000 US 143.750 US
Common Shares Common Shares
IPO IPO
Common Shares
IPO
07/23/2009 JBS USA Holdings Inc
US
Source: Thomson Financial 1.973.622.5200
Request 5
07/22/2009 Game Plan Holdings Inc 07/22/2009 Gallo Solutions Inc 07/21/2009 Banco Santander Brasil SA
4,100,000.0 Common Shares 1,000,000.0 Common Shares ADS
IPO IPO IPO
400.000 US
Common Shares
IPO
69.000 US
Common Shares
IPO
07/14/2009 Ellington Financial LLC 07/13/2009 AG Finl Invest Tr Inc
200.000 US 300.000 US
Ltd Liab Int Common Shares
IPO IPO
07/10/2009 Apollo Coml RE Fin Inc
600.000 US
Common Shares
IPO
07/08/2009 Foursquare Capital Corp
500.000 US
Common Shares
IPO
06/30/2009 ZST Digital Networks Inc 06/30/2009 Colony Financial Inc 06/26/2009 CreXus Investment Corp
1.788 US 500.000 US 500.000 US
550,000.0 Common Shares Common Shares Common Shares
IPO IPO IPO
Common Shares
IPO
07/17/2009 Ladder Capital Rlty Fin Inc 07/17/2009 Addus Homecare Corp
06/22/2009 Spice Global
2.050 US .020 US US
1,000.000 US
*PE-backed companies bolded.
Source: Thomson Financial 1.973.622.5200
Request 5
Named Bookrunner(s)
Target Exchange Market Where Issue Will Be Listed
TF Macro Description
Not Applicable Citi Goldman Sachs & Co Kohlberg Kravis Roberts & Co Merrill Lynch JP Morgan
US US
OTC
Materials Retail
Not Applicable Goldman Sachs & Co Credit Suisse Citi JP Morgan
US US
OTC NYSE
Consumer Staples Energy and Power
Deutsche Bank Securities Corp William Blair & Co
US
NASDQ
Consumer Products and Services
Goldman Sachs & Co Merrill Lynch Deutsche Bank Securities Corp Wells Fargo Bank NA
US
NYSE
Consumer Staples
Credit Suisse Merrill Lynch JP Morgan
US
NASDQ
Industrials
Credit Suisse Morgan Stanley RBC Capital Markets
US
NYSE
Materials
Credit Suisse UBS Investment Bank Morgan Stanley JP Morgan Deutsche Bank Securities Corp
US
NYSE
Industrials
Goldman Sachs & Co Morgan Stanley Merrill Lynch Barclays Capital Not Applicable JP Morgan Citi Deutsche Bank Securities Corp Morgan Stanley
US US
NYSE NASDQ
Media and Entertainment High Technology
US US US
NYSE OTC NYSE
Real Estate Industrials Industrials
Deutsche Bank Securities Corp Morgan Stanley
US
NYSE
Financials
Cormark Securities Inc JP Morgan Merrill Lynch Barclays Capital
US US
TORON NYSE
Energy and Power Financials
JP Morgan Merrill Lynch
US
NYSE
Retail
US
High Technology
Source: Thomson Financial 1.973.622.5200
Request 5
Not Applicable Not Applicable Bank of America Merrill Lynch Credit Suisse UBS Investment Bank
US US US
OTC OTC BMFBO
High Technology Consumer Products and Services Financials
JP Morgan Wells Fargo Bank NA Jefferies & Co Inc Robert W Baird & Co Inc Credit Suisse JP Morgan Wells Fargo Bank NA JP Morgan Citi Barclays Capital
US
NYSE
Financials
US
NASDQ
Healthcare
US US
NYSE NYSE
Financials Real Estate
US
NYSE
Real Estate
Merrill Lynch Morgan Stanley West Park Capital Merrill Lynch Deutsche Bank Securities Corp Merrill Lynch To Be Announced
US
NYSE
Real Estate
US US US
NYALT NYSE NYSE
Telecommunications Real Estate Real Estate
US
UNKNO
Financials
Source: Thomson Financial 1.973.622.5200
Request 5
TF Mid Description
Metals & Mining Discount and Department Store Retailing
Food and Beverage Power
Other Consumer Products
Agriculture & Livestock
Other Industrials
Metals & Mining
Building/Construction & Engineering Software
Hotels and Lodging Internet Software & Services Residential Building/Construction & Engineering Transportation & Infrastructure
Other Financials
Power Other Financials
Food & Beverage Retailing
Source: Thomson Financial 1.973.622.5200
Request 5
Internet Software & Services Professional Services Banks
Other Financials Healthcare Providers & Services (HMOs) Other Financials REITs REITs
REITs Telecommunications Equipment Real Estate Management & Development REITs Other Financials
Source: Thomson Financial 1.973.622.5200
Session Details
Request 1 2 3 4 5
Hits 35 35 32
Request Description DATABASE: US Common Stock in Registration (FC) Dates: Filing Date: 06/20/2009 to 8/21/2009 (Custom) (Calendar) Original IPO: Select All Original IPOs Transaction Status: INPROGRESS, MANDATED Closed-end Fund/Trust: Exclude All Closed-end Fund/Trusts Custom Report: Expected Deals (Columnar) Billing Ref # : Capture File : capt.26082 Session Name :
Source: Thomson Financial 1.973.622.5200
IPO Filings in the US - Since June 20 2009 Source: peHUB.com Filing Date
Issuer
Current Amt Filed sum of all Mkts (host mil)
Cur- Description rency
Issue Type Description
08/20/2009 WPS Inc 08/20/2009 Dollar General Corp
.050 US 750.000 US
1,000,000.0 Common Shares Common Shares
IPO IPO
08/18/2009 Cell-nique Corp 08/18/2009 AEI
30.000 US 862.500 US
6,000,000.0 Common Shares Ordinary Shares
IPO IPO
08/17/2009 HealthPort Inc
100.000 US
Common Shares
IPO
08/14/2009 Dole Food Co Inc
500.000 US
Common Shares
IPO
08/13/2009 Mirion Technologies Inc
100.000 US
Common Shares
IPO
08/12/2009 Cloud Peak Energy Inc
500.000 US
Common Shares
IPO
08/10/2009 InfrastruX Group Inc
290.000 US
Common Shares
IPO
08/10/2009 Fortinet Inc
100.000 US
Common Shares
IPO
1,150.000 US 75.000 US
Class A Ord Shs Common Shares
IPO IPO
08/05/2009 Hyatt Hotels Corp 08/03/2009 Ancestry.com Inc 07/29/2009 Transwestern Realty Finance 07/29/2009 SolQuest Corp 07/28/2009 RailAmerica Inc
500.000 US .145 US 300.000 US
Common Shares 2,900,000.0 Common Shares Common Shares
IPO IPO IPO
07/27/2009 Bayview Mortgage Capital Inc
500.000 US
Common Shares
IPO
07/24/2009 Ram Power Inc 07/23/2009 VS Holdings Inc
100.000 US 143.750 US
Common Shares Common Shares
IPO IPO
Common Shares
IPO
07/23/2009 JBS USA Holdings Inc
US
Source: Thomson Financial 1.973.622.5200
Request 5
07/22/2009 Game Plan Holdings Inc 07/22/2009 Gallo Solutions Inc 07/21/2009 Banco Santander Brasil SA
4,100,000.0 Common Shares 1,000,000.0 Common Shares ADS
IPO IPO IPO
400.000 US
Common Shares
IPO
69.000 US
Common Shares
IPO
07/14/2009 Ellington Financial LLC 07/13/2009 AG Finl Invest Tr Inc
200.000 US 300.000 US
Ltd Liab Int Common Shares
IPO IPO
07/10/2009 Apollo Coml RE Fin Inc
600.000 US
Common Shares
IPO
07/08/2009 Foursquare Capital Corp
500.000 US
Common Shares
IPO
06/30/2009 ZST Digital Networks Inc 06/30/2009 Colony Financial Inc 06/26/2009 CreXus Investment Corp
1.788 US 500.000 US 500.000 US
550,000.0 Common Shares Common Shares Common Shares
IPO IPO IPO
Common Shares
IPO
07/17/2009 Ladder Capital Rlty Fin Inc 07/17/2009 Addus Homecare Corp
06/22/2009 Spice Global
2.050 US .020 US US
1,000.000 US
*PE-backed companies bolded.
Source: Thomson Financial 1.973.622.5200
Request 5
Named Bookrunner(s)
Target Exchange Market Where Issue Will Be Listed
TF Macro Description
Not Applicable Citi Goldman Sachs & Co Kohlberg Kravis Roberts & Co Merrill Lynch JP Morgan
US US
OTC
Materials Retail
Not Applicable Goldman Sachs & Co Credit Suisse Citi JP Morgan
US US
OTC NYSE
Consumer Staples Energy and Power
Deutsche Bank Securities Corp William Blair & Co
US
NASDQ
Consumer Products and Services
Goldman Sachs & Co Merrill Lynch Deutsche Bank Securities Corp Wells Fargo Bank NA
US
NYSE
Consumer Staples
Credit Suisse Merrill Lynch JP Morgan
US
NASDQ
Industrials
Credit Suisse Morgan Stanley RBC Capital Markets
US
NYSE
Materials
Credit Suisse UBS Investment Bank Morgan Stanley JP Morgan Deutsche Bank Securities Corp
US
NYSE
Industrials
Goldman Sachs & Co Morgan Stanley Merrill Lynch Barclays Capital Not Applicable JP Morgan Citi Deutsche Bank Securities Corp Morgan Stanley
US US
NYSE NASDQ
Media and Entertainment High Technology
US US US
NYSE OTC NYSE
Real Estate Industrials Industrials
Deutsche Bank Securities Corp Morgan Stanley
US
NYSE
Financials
Cormark Securities Inc JP Morgan Merrill Lynch Barclays Capital
US US
TORON NYSE
Energy and Power Financials
JP Morgan Merrill Lynch
US
NYSE
Retail
US
High Technology
Source: Thomson Financial 1.973.622.5200
Request 5
Not Applicable Not Applicable Bank of America Merrill Lynch Credit Suisse UBS Investment Bank
US US US
OTC OTC BMFBO
High Technology Consumer Products and Services Financials
JP Morgan Wells Fargo Bank NA Jefferies & Co Inc Robert W Baird & Co Inc Credit Suisse JP Morgan Wells Fargo Bank NA JP Morgan Citi Barclays Capital
US
NYSE
Financials
US
NASDQ
Healthcare
US US
NYSE NYSE
Financials Real Estate
US
NYSE
Real Estate
Merrill Lynch Morgan Stanley West Park Capital Merrill Lynch Deutsche Bank Securities Corp Merrill Lynch To Be Announced
US
NYSE
Real Estate
US US US
NYALT NYSE NYSE
Telecommunications Real Estate Real Estate
US
UNKNO
Financials
Source: Thomson Financial 1.973.622.5200
Request 5
TF Mid Description
Metals & Mining Discount and Department Store Retailing
Food and Beverage Power
Other Consumer Products
Agriculture & Livestock
Other Industrials
Metals & Mining
Building/Construction & Engineering Software
Hotels and Lodging Internet Software & Services Residential Building/Construction & Engineering Transportation & Infrastructure
Other Financials
Power Other Financials
Food & Beverage Retailing
Source: Thomson Financial 1.973.622.5200
Request 5
Internet Software & Services Professional Services Banks
Other Financials Healthcare Providers & Services (HMOs) Other Financials REITs REITs
REITs Telecommunications Equipment Real Estate Management & Development REITs Other Financials
Source: Thomson Financial 1.973.622.5200
Session Details
Request 1 2 3 4 5
Hits 35 35 32
Request Description DATABASE: US Common Stock in Registration (FC) Dates: Filing Date: 06/20/2009 to 8/21/2009 (Custom) (Calendar) Original IPO: Select All Original IPOs Transaction Status: INPROGRESS, MANDATED Closed-end Fund/Trust: Exclude All Closed-end Fund/Trusts Custom Report: Expected Deals (Columnar) Billing Ref # : Capture File : capt.26082 Session Name :
Source: Thomson Financial 1.973.622.5200
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