Capital Mkt1

LIST OF ATTEMPTED QUESTIONS AND ANSWERS (Capital market-1)

1

Question Correct Answer

What was the turning point in the working of Indian capital markets? Establishment of NSE

Your Answer

Establishment of NSE

Multiple Choice Single Answer Question

What is meant by a takeover ?

Correct Answer

Acquirer takes over the control of the target company

Your Answer

Acquirer takes over the control of the target company

Multiple Choice Single Answer Question Correct Answer

Which company was responsible for spreading the equity culture in India ? Reliance Industries

Your Answer

Reliance Industries

True/False Question Correct Answer

DRR is treated as part of general reserve for consideration of bonus issue of proposals. True

Your Answer

True

True/False Question

Bidder cannot revise his bids.

Correct Answer

False

Your Answer

True

Select The Blank Question Correct Answer

In the book building process pricing is determined on the basis of ________. Investor feedback

Your Answer

Investor feedback

True/False Question Correct Answer

A portfolio manager need not necessarily sell or purchase securities separately for each client. False

Your Answer

False

Multiple Choice Single Answer Question

What do you understand by capital markets ?

Correct Answer

Market for long term funds and investments in long term instruments

Multiple Choice Single Answer Question

Under Sections 11 B how many promoters were debarred?

Correct Answer

2

Your Answer

2

2

Match The Following Question

Correct Answer

Shareholders

Should effectively participate in general body meetings Objective of Audit Look into defaults committee to depositors creditors shareholders and debenture holders Reasons of failures Superficial of corporate commitment to governance in spite vision, mission and of norms values Functions of Chief Assisting the board Executive, ED, in decision making Managers process

Match The Following Question Correct Answer First stage Provided to financing expand initial capital Overall Factor for economic obtaining conditions value of a firm Minimization of Investors taxes ensures at the time of structuring the deal RS 25000 SEBI application fee

Your Answer Should effectively participate in general body meetings Look into defaults to depositors creditors shareholders and debenture holders Superficial commitment to vision, mission and values Assisting the board in decision making process

Your Answer Provided to expand initial capital Factor for obtaining value of a firm Investors ensures at the time of structuring the deal SEBI application fee

3