Capt Mkt1
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- Words: 766
- Pages: 5
3.
SEBI has recently allowed book building upto what extent ?
1 2 1.5 0.5 9.
The issue price for placement portion and net offer to public are not the same. TRUE / FALSE
18. 1. Overall economic conditions
1. Provided to expand initial capital
2. Minimization of taxes
2. Investors ensures at the time of structuring the deal
3. RS 25000
3. SEBI application fee
4. First stage financing
4. Achieving future liquidity 5. Factor for obtaining value of a firm 6. Voting control
21.
What is the main objective of the promoting Discount and finance house of India (DFHI) ? pg 29 Increasing transactions of money market assets Act as a nodal agency Monitor the money market operations To control inflation by mopping up the liquidity in the money market
29.
How many members are appointed by the central government?
2 3 4 5
34.
42. 33.
The right to buy is called . is an international credit rating company.
1. Inter corporate deposit
1. Sources of funds for finance companies
2. Leasing
2. Hire purchase price less the installments received
3. Stock on hire
3. Service tax imposed on interest
4. Insurance
4. In favor of lessor and lessor's lenders in lease agreement 5. Liquid asset 6. Current liability
43. What are the requirements regarding promoter's contribution and lock in?
In case of IPO, promoters have to necessarily offer at least 20% of the post issue capital In case of listed company promoters shall participate either to extent of 20% of proposed or post issue In case of any issue of capital the minimum contribution shall be locked in for a period of 3 years In case of any issue of capital the minimum contribution shall be locked in for a period of 10 years
44. What are the salient features of Hire Purchase ? Finance company purchases the equipment supplier and lets it on hire During the contract hirer can opt for an early repayment and purchase the asset Hirer may be required to make down payment Hirer buys the asset from the hirer directly
45. The portfolio manager has to place the funds of all their clients in a separate account to be maintained by them with .
48. The setting up of NSE consists of:Set up by IDBI Equity paid up capital of Rs25 crores Started operations in June 1994 There is a trading floor in this exchange
1. MS Verma committee
1. FY 2003 - 03 Dividend Rs187 crores
2. Hero Honda
2. MIBOR introduced
49 3. VSNL 4. Castrol
3. FY 2003 - 03 Dividend Rs172 crores 4. FY 2003 - 03 Dividend Rs145 crores 5. Amendment to SCRA 6. Dual Flotation
1. 0.57
1. Largest foreign Currency deal
2. 0.45
2. FII's total free float sex and NIFTY
50 3. $ 476 mn 4. 10
3. FII free float stock NIFTY companies 4. Global investors pumping funds in India Specific Funds 5. FII current free float sensex company 6. HDFC foreign currency
51. 1. Dutch Auction
1. Siphoning of excess cash by the promoters
2. Open market purchases
2. No minimum price stipulation
3. Companies holding more than 90% equity
3. Can be delisted
4. Share buy back is a way of
4. Returning surplus cash to the shareholders 5. Have to consider buy back 6. Price of the Buy back is done by the shareholders
52. 1. Factors influencing portfolio decisions
1. Portfolio Manager must fulfill the capital adequacy norms
2. Code of conduct- Portfolio Manager
2. Collection of assets
3. SEBI Regulations
3. Observe high standard of integrity and fairness
4. Portfolio
4. Collection of shares and stocks 5. Business and Market risks 6. To make timely decision regarding sale and purchase of securities
The Kumarmangalam Birla report stressed on the importance of with respect to 56 AGM's 53.
1. Factors influencing portfolio decisions
1. Collection of shares and stocks
2. Code of conduct- Portfolio Manager
2. Observe high standard of integrity and fairness
3. SEBI Regulations
3. Business and Market risks
4. Portfolio
4. To make timely decision regarding sale and purchase of securities 5. Portfolio Manager must fulfill the capital adequacy norms 6. Collection of assets
1. Objective of Audit committee
1. Decision making
2. Reasons of failures of corporate governance in spite of norms
2. Should effectively participate in general body meetings
3. Functions of Chief Executive, ED, Managers
3. Lack of profitability
4. Shareholders
4. Look into defaults to depositors creditors shareholders and debenture holders 5. Superficial commitment to vision, mission and values 6. Assisting the board in decision making process
SEBI has recently allowed book building upto what extent ?
1 2 1.5 0.5 9.
The issue price for placement portion and net offer to public are not the same. TRUE / FALSE
18. 1. Overall economic conditions
1. Provided to expand initial capital
2. Minimization of taxes
2. Investors ensures at the time of structuring the deal
3. RS 25000
3. SEBI application fee
4. First stage financing
4. Achieving future liquidity 5. Factor for obtaining value of a firm 6. Voting control
21.
What is the main objective of the promoting Discount and finance house of India (DFHI) ? pg 29 Increasing transactions of money market assets Act as a nodal agency Monitor the money market operations To control inflation by mopping up the liquidity in the money market
29.
How many members are appointed by the central government?
2 3 4 5
34.
42. 33.
The right to buy is called . is an international credit rating company.
1. Inter corporate deposit
1. Sources of funds for finance companies
2. Leasing
2. Hire purchase price less the installments received
3. Stock on hire
3. Service tax imposed on interest
4. Insurance
4. In favor of lessor and lessor's lenders in lease agreement 5. Liquid asset 6. Current liability
43. What are the requirements regarding promoter's contribution and lock in?
In case of IPO, promoters have to necessarily offer at least 20% of the post issue capital In case of listed company promoters shall participate either to extent of 20% of proposed or post issue In case of any issue of capital the minimum contribution shall be locked in for a period of 3 years In case of any issue of capital the minimum contribution shall be locked in for a period of 10 years
44. What are the salient features of Hire Purchase ? Finance company purchases the equipment supplier and lets it on hire During the contract hirer can opt for an early repayment and purchase the asset Hirer may be required to make down payment Hirer buys the asset from the hirer directly
45. The portfolio manager has to place the funds of all their clients in a separate account to be maintained by them with .
48. The setting up of NSE consists of:Set up by IDBI Equity paid up capital of Rs25 crores Started operations in June 1994 There is a trading floor in this exchange
1. MS Verma committee
1. FY 2003 - 03 Dividend Rs187 crores
2. Hero Honda
2. MIBOR introduced
49 3. VSNL 4. Castrol
3. FY 2003 - 03 Dividend Rs172 crores 4. FY 2003 - 03 Dividend Rs145 crores 5. Amendment to SCRA 6. Dual Flotation
1. 0.57
1. Largest foreign Currency deal
2. 0.45
2. FII's total free float sex and NIFTY
50 3. $ 476 mn 4. 10
3. FII free float stock NIFTY companies 4. Global investors pumping funds in India Specific Funds 5. FII current free float sensex company 6. HDFC foreign currency
51. 1. Dutch Auction
1. Siphoning of excess cash by the promoters
2. Open market purchases
2. No minimum price stipulation
3. Companies holding more than 90% equity
3. Can be delisted
4. Share buy back is a way of
4. Returning surplus cash to the shareholders 5. Have to consider buy back 6. Price of the Buy back is done by the shareholders
52. 1. Factors influencing portfolio decisions
1. Portfolio Manager must fulfill the capital adequacy norms
2. Code of conduct- Portfolio Manager
2. Collection of assets
3. SEBI Regulations
3. Observe high standard of integrity and fairness
4. Portfolio
4. Collection of shares and stocks 5. Business and Market risks 6. To make timely decision regarding sale and purchase of securities
The Kumarmangalam Birla report stressed on the importance of with respect to 56 AGM's 53.
1. Factors influencing portfolio decisions
1. Collection of shares and stocks
2. Code of conduct- Portfolio Manager
2. Observe high standard of integrity and fairness
3. SEBI Regulations
3. Business and Market risks
4. Portfolio
4. To make timely decision regarding sale and purchase of securities 5. Portfolio Manager must fulfill the capital adequacy norms 6. Collection of assets
1. Objective of Audit committee
1. Decision making
2. Reasons of failures of corporate governance in spite of norms
2. Should effectively participate in general body meetings
3. Functions of Chief Executive, ED, Managers
3. Lack of profitability
4. Shareholders
4. Look into defaults to depositors creditors shareholders and debenture holders 5. Superficial commitment to vision, mission and values 6. Assisting the board in decision making process
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