Oxidative Stress & Autism A Paradigm for Effective Treatment
Allen T. Lewis, MD, FAAP Medical Director, Pfeiffer Treatment Center Warrenville, Illinois
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Questions • What is autism?
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• How did it happen? • What can be done?
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An Axial Approach
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• Axis I • Axis II • Axis III • Axis IV • Axis V
Clinical Disorders Personality Disorders & Mental Retardation General Medical Conditions Psychosocial & Environmental Problems Global Assessment of Functioning
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A Preponderance of Autisms Social interaction:
• poor eye contact • inability to regulate social interaction • inability to develop age appropriate relationships
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Language:
• delay or lack of spoken language • abnormal or absence of imitative play
Symbolic or imaginative play:
• rituals • repetitive mannerisms (aka “stims”) • restricted areas of interest
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Three Strikes Drs. Hornig and Lipkin describe in animal model studies a 3 strike concept of potential cause for neurodevelopmental disorders. It is a triad of (1) genetic susceptibility in light of (2) critically timed environmental insults of (3) sufficient severity and quantity that trigger the disease process that manifests as a neurodevelopmental disorder (i.e. PDD, ASD, etc.).
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Understanding a Disease Process What does it look like? • Diagnostic criteria • Level of functioning
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• Clinical manifestations
What is broken? • Genetic & Epigenetic influences • Physiology/ Biochemistry • Review of systems
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Manifestations of an Illness
• Physical • Behavioral • Developmental • Neuropsychiatric
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Mechanisms of an Illness • Organ Systems • brain, bowel, etc.
• General metabolic processes © HRI/PTC 2008 – All Rights Reserved
• Oxidative stress & inflammation
• Individual Biochemical Pathways • trace metals, methylation, pyrrole chemistry
• Systemic, regional or local • global brain effects or specific regions.
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A Biologically Impaired Brain Primary Brain Dysfunction – Abnormalities in structure and/or maturation – Genetic predisposition for Axis 1 symptoms
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Acquired Brain Dysfunction – Metabolic, biochemical and nutritional imbalances – Oxidative stress and Metallothionein dysfunction
=> Resulting in Sensory Integration Dysfunction Disorganized processing of sensory, biochemical, or neuropsychiatric signals leading to abnormal behavior, learning and development.
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More than the Brain
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• • • • • •
Gastrointestinal Neurologic Immune Autoimmune Metabolic Biochemical
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Paradigm of Autism
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ASD is a medical illness - with a biologically impaired brain, - commonly associated with multiple medical problems and organ systems, - with genetic and acquired factors - leading to abnormal behavior, learning, and development - that is treatable.
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Why Oxidative Stress?
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What is Oxidative Stress?
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• An excess of chemical free-radicals that can damage proteins and essential fats, as well as disrupt normal cellular processes. • Oxygen free radicals are one of many free radicals that lead to oxidative damage. Nitrogen species and ionized metals are also important free radicals.
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Consequences of Ox Stress • Inflammation • Poor immune function
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• Neurodegeneration • Impaired methylation and other cellular processes • Increased sensitivity to toxic influences • Depletion of glutathione and metallothionein
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Severity of Oxidative Injury Both genetic susceptibility and the severity of the environmental insult likely determines the degree to which the injury is manifest: (1) Mild injury results in PDD or speech delay. (2) Severe injury results in lower functioning ASD or mutism.
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Timing of Oxidative Injury • Early injury => ASD
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Delayed or impaired maturation resulting in immature brain cells and developmental delay
• Late or cumulative injury => Alzheimer’s Disease Degeneration of mature cells and thereby loss of previously established normal brain function.
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Evidence of Oxidative Stress
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Vascular Damage in the Kidney
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Study of treatment-naive patients with autism vs. age matched controls: • Evidence of increased oxidative markers in the urine. • Evidence of oxidative damage to vascular tissues. Yao Y et al. Altered vascular phenotype in autism: correlation with oxidative stress. Arch Neurol. 2006 Aug;63(8):1161-4.
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Implications of Vascular Study
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• Increased oxidative damage of fats, vascular tissues, and other molecules may be present in many tissues and organs of the body, i.e. brain, bowel. • Antioxidant therapy may be helpful for patients with ASD.
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WBC/Leukocyte Study
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Study of treatment-naive patients with autism vs. age matched control: • Increased oxidative stress in the white blood cell (WBC). • Increased inflammation. • Decreased immune function. • Significant disturbance in methylation. Suh J et al. Altered Sulfur Amino Acid Metabolism in Immune Cells of Children Diagnosed with Autism. Am J Biochem Biotechnol. 2008 4(2); 105-113.
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Implications of WBC Study • Similar disturbances in cellular function extend beyond the kidney to another tissue. • Oxidative stress plays an important role in the disruption of normal cellular processes. • Biochemical abnormalities exist in autism.
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Neuroinflammation
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Study of autism and control brain tissue for evidence of immune-mediated differences. • Evidence of active neuroinflammation of the cerebral cortex, white matter and cerebellum of autism brain tissue. • Evidence of a proinflammatory response in the cerebrospinal fluid of patients with autism. Vargas D et al. Neuroglial activation and neuroinflammation in the brain of patients with autism. Ann Neurol. 2005 57 (1); 67-81.
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Oxidative Injured Brain
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Study of autism brain samples for evidence of oxidative injury in comparison to control brain samples. • Direct evidence of oxidative damage was found in all samples of autism brain and in no control sample. Evans T el at. The Autistic Phenotype Exhibits a remarkably Localized Modification of Brain Protein by Products of Free Radical-Induced Lipid Oxidation. Am J Biochem Biotechnol 2008. 4(2); 61-72.
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Implications of Ox Brain Injury • Oxidative injury of proteins in the brain would likely be associated with neurologic abnormalities. • Oxidative injury of brain tissue likely plays a role in autism. • A better understanding of oxidative injury in the brain and other tissues is needed and would likely lead to improvements in the treatment of autism.
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What can be done?
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Goals of Treatment
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• • • •
Identification of broken systems. Restoration of normal function. Protection from re-injury. Promotion of normal physical, emotional, and mental health. • Thereby, establish more normal learning and development.
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Pieces of the Autism Puzzle
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• • • • •
Neurologic Psychiatric Gastrointestinal Immunologic Biochemical
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Nutrients and Neurotransmission
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The Brain is a Chemical Factory • Zinc is required for GABA synthesis • Vitamin B6 is required for Serotonin (5-HT) synthesis • Copper (Cu++) is a cofactor in the conversion of Dopamine (DA) to Norepinephrine (NE) • The Methyl:Folate ratio impacts the levels of Dopamine, Norepinephrine and Serotonin
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Biochemical Individuality Matters
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Due to genetics and epigenetic influences individuals may be - deficient in several nutrients, as well as - overloaded in others. Multiple vitamins are rarely effective, as they may - contribute to nutrient excess for those with pre-existing overload (i.e. copper, folate) and/or - induce another nutrient imbalance.
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Targeted Treatment with Nutrients
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•
Genetic nutrient deficiency may require many times the RDA to achieve normalization/optimization.
• Genetic overloads may require biochemical therapy to eliminate the nutrient excess. • Treatment focuses on correcting specific imbalances that manifest with specific clinical symptoms.
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Differential Diagnosis of Biochemistry • Pyrrole Disorder • Disordered Metal Metabolism - Copper Excess - Zinc Deficiency • Folic Acid-responsive Methylation (aka Low Histamine)
• Methionine-responsive Methylation (aka High Histamine)
• Metallothionein dysfunction Bringing Balance to the World – One Person
Pyrrole Disorder
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Clinical Features:
Metabolic Consequences:
• • • •
• • •
Anxiety Fear Mood Swings Stress Intolerance:
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Emotional, biochemical, & physical
• •
Misperceptions Sensory issues: Light, sound, and tactile
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• • •
Increased oxidative stress Vitamin B-6 Deficiency Impaired serotonin synthesis Zinc deficiency Low blood arachindonic acid levels Physiologic stress
Increased risk of PTSD related triggers
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Copper Excess
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Clinical Features:
Metabolic Consequences:
• • • • • •
• •
Hyperactivity Temper Tantrums Learning problems Agitation Tinnitus Depression (dysthymic or refractory)
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Post-partum Depression
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•
Increased oxidative stress Increased inflammatory responses and stresses Increased Norepinephrine effects due to increased conversion from Dopamine Increased strain on zinc requirements
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Zinc Deficiency
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Clinical Features:
Metabolic Consequences:
• •
•
• • • • • • •
Explosive temper Poor memory and mental lethargy Poor and delayed growth Frequent infections Poor wound healing Acne Diarrhea Hypogeusia White spots on finger nails
• • • •
Reduced defense against oxidative stress Decreased GABA formation Altered copper homeostasis Impaired cell-mediated immunity Poor energy
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Low Blood Histamine
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Clinical Features:
Metabolic Consequences:
• • • • • • •
• • •
Generalized anxiety Depression Panic Agitation & paranoia Racing thoughts Underachievement Good response to benzodiazepine medication • History of significant side effects with SSRI or antihistaminic medications
Folate deficiency Over-methylation Tendency to high dopamine, serotonin and norepinephrine
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Elevated Blood Histamine
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Clinical Features:
Metabolic Consequences:
• • • • • • • •
• • •
ADHD OCD, perfectionism Blank mind Rumination Addictive behavior Seasonal allergies Migraine headaches A history of good response to SSRI medication.
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Methyl Deficiency Under-methylation Low levels of dopamine and serotonin. Intolerance to higher doses of folic acid.
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Metallothionein
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Short, linear, cysteine-rich proteins present in all tissues of the body that are required for trace metal metabolism and other functions: •
MT I & II are present in all tissues and regulate zinc and copper; thereby cell transcription, immune function and more. Furthermore, MT I & II are in high concentrations in the intestinal and blood-brain barriers protecting the body and brain from penetration of toxic metals.
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MT III is present mainly in the brain and acts as a neuronalgrowth-inhibitory factor in the development, organization, and apoptosis of brain cells.
•
MT IV is present primarily in the GI tract and regulates stomach acid pH, and taste/texture discrimination by the tongue.
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Metallothionein Dysfunction Disturbances in zinc and copper are directly related to MT dysfunction.
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Quantitative depletion: Zinc is one of the primary inducers of MT; therefore, zinc depletion leads to lower levels of MT, decreased zinc transport and zinc delivery to target tissues. Functional Impairment: Excess copper displaces zinc from MT and thereby reduces zinc availability to tissues.
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MT Dysfunction in Autism Brain Structure and Function
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• impaired pruning during development • impaired functioning in tissues with high MT concentrations - Purkinjie cells, hippocampus, amygdala, pineal body and inferior olives.
Impaired immune modulation and T cell function Impaired digestive enzyme function Impaired functioning of the Blood Brain Barrier and the barrier function of the bowel wall Impaired or crippled protection from oxidative stress
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Increased Oxidative Stress
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Pro-oxidant Influences:
Overwhelmed Defenses:
• • • • •
• • •
Elevated Copper Emotional Stress Environmental toxins Immune abnormalities Physical injury
• •
Glutathione Deficiency Zinc deficiency Impaired metallothionein function Selenium deficiency Malnutrition
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Pfeiffer Research on ASD
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The Pfeiffer Treatment Center has evaluated approximately 20,000 patients, 5,500 with ASD, since 1989. Analysis of this data has shown: – – – – –
Undermethylation in Autism, 1999. Elevated copper/zinc in autism, 2000 Elevated unbound copper in autism, 2001 Metallothionein deficiency in autism, 2001 & 2003 Confirmation of these biochemical imbalances in treatmentnaïve patients with autism, 2003 – Oxidative Stress in Autism, 2006 & 2008
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Pfeiffer Assessment • Comprehensive medical evaluation focusing on the differential diagnosis of biochemistry and associated medical conditions. • Thorough laboratory assessment of biochemistry and other conditions if needed. • Development of individualized nutrient program to address biochemical needs. • Monitoring of response to treatment and reassessment every 6-12 months.
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Contact Information
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Allen T. Lewis, MD, FAAP Medical Director Pfeiffer Treatment Center 4575 Weaver Parkway
630-505-0300 630-836-0667 (fax)
Warrenville, IL 60555
[email protected]
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