Jm Financial Mutual Fund

JM FINANCIAL MUTUAL FUND Account Statement

Folio No. : 71510133272

Statement Date : 07 Nov 2009

(Non Transferable)

Your Service Center : Karvy Computershare Private Limited Karvy Computershare Private Limited, 8-2-596 Karvy Plaza, Avenue 4, Street No.1 ,Banjara Hills, Hyderabad - 500034 Tel : 040 - 23312454 Fax : 040 - 23311968 E-mail: [email protected]

TEJAS J K S/O T JAYANNA D NO 830/2 DEVANGA PET NEAR KALIKADEVI ROAD DAVANAGERE KARNATAKA PIN : 577001 MOBILE : 9886389010

Name

Nominee1 Nominee2 Nominee3

Ratio 100

SUDHA J K

:

Mode of Holding

Scheme :

KYC Compliant

PAN AJNPT6114E Original Verified

Primary Holder Joint Holder 1 Joint Holder 2

Singly

Status :Individual

JM Money Manager Fund Super Plus Plan - Growth (172)

Unique Client Code : MFJMMF0033 Amount (Rs.)

Date Transaction Type 06/11/2009 Purchase(NAV Dt.06/11/2009) NAV as on 06 Nov 2009 INR 12.7472 Bank Mandate Last Distributor

NAV (Rs.) 12.7472

9,985.00

* Load (Rs.)

** Price (Rs.)

0.0000

12.7472

No. of Units

Balance Units

783.309

Current Value (INR) : 9,985.00

783.309

Mode of Redemption : Cheque

: SAVINGS \ 14003 \ KARNATAKA BANK LTD \ BINNY COMPANY ROAD \ NEAR MADIPET \ DAVANAGERE \ 577001 : BG SE FINANCIALS LTD ( ARN-2119 )

With effect from 24/08/2009, : Entry Load :- NIL for all investments. Exit Load for Normal & SIP/ STP/SWP ( for respective installments ):-NIL. Investments/ registrations of SIP /STP made prior to the above changes would be subject to the load structure and lock-in period as was applicable for installments chosen initially at the time of registration

Thank you for investing in JM Financial Mutual Fund.

Folio Number : 71510133272

PAN Verified

KYC Compliant

IFSC Code :

AJNPT6114E - YES

TEJAS J K

Broker Code :

Joint Holder1 Joint Holder2

Until the Broker code is clearly mentioned in Transaction Slip, this transaction will be considered as Direct

JM Money Manager Fund Super Plus Plan - Growth (172) ADDITIONAL PURCHASE REQUEST

Scheme :

Investment Amount(Rs.)

DD Charges(Rs.)

Net Amount(Rs.) Dated. / Branch & City

Cheque/ D.D. No. /

REDEMPTION REQUEST I/We would like to redeem from the above mentioned Scheme/Plan No. Of Units

All Units

OR OR

Amount (Rs.)( in figure) Amount / units ( in words)

Drawn on Bank

SWITCH REQUEST I/We would like to switch

All Units

OR

No. Of Units

OR

Amount (Rs.)( in figure)

from the above mentioned Scheme

Amount / units ( in words) to Scheme

CHANGE / CORRECTION IN BANK

CHANGE OF ADDRESS & CONTACT

A/C No. SB/CA/NRE/NRO

Address

Bank Name Branch MICR Code

City Phone E- Mail

SIGNATURE(S) Dated

Option

Plan

First Account Holder

PIN Mobile

Second Account Holder

( To be signed by All Unitholders if mode of holding is 'joint' )

Third Account Holder

CA : HY10-17737-07.11.2009 / LA: --

TRANSACTION SLIP

IHNO

DV15 /969074997

Name

End Of Statement

Mode of Holding : Singly

JM FINANCIAL MUTUAL FUND Account Statement

Folio No. : 7159999735

Statement Date : 07 Nov 2009

(Non Transferable)

Your Service Center : Karvy Computershare Private Limited Karvy Computershare Private Limited, 8-2-596 Karvy Plaza, Avenue 4, Street No.1 ,Banjara Hills, Hyderabad - 500034 Tel : 040 - 23312454 Fax : 040 - 23311968 E-mail: [email protected]

S N THIPPESWAMY C/O LIC MUTUAL FUND 1638/2 OPP BESCOM HADAI ROAD DAVANGERE KARNATAKA PIN : 577002

Name

Nominee1 Nominee2 Nominee3

Ratio 100

SAKAMMA

:

Mode of Holding

Scheme :

KYC Compliant

PAN AGAPT2237N Original Verified

Primary Holder Joint Holder 1 Joint Holder 2

Singly

Status :Individual

JM Small & Mid Cap Fund - Regular Growth Plan (202)

Unique Client Code : MFJMMF0050 Amount (Rs.)

Date Transaction Type 09/06/2009 Purchase(NAV Dt.09/06/2009) 03/09/2009 Gross Lateral Shift Out(NAV Dt.03/09/2009) 03/09/2009 STT Paid on above (@0.25000%) 03/09/2009 Net Lateral Shift Out(NAV Dt.03/09/2009)

49,000.00

NAV (Rs.) 5.0340

* Load (Rs.)

** Price (Rs.)

0.1133

5.1473

No. of Units 9,519.554

Balance Units 9,519.554

50,326.07

5.3400

-0.0534

5.2866

9,519.554

0.000

126.00

0.000

50,200.07

0.000

** To JM Money Manager Fund Super Plus Plan - Growth Folio No: 7159999735

06/11/2009 Purchase(NAV Dt.06/11/2009)

49,900.00

NAV as on 06 Nov 2009 INR 5.6169 Bank Mandate Last Distributor

5.6169

0.0000

5.6169

8,883.904

Current Value (INR) : 49,900.00

8,883.904

Mode of Redemption : Cheque

: SAVINGS \ 41367 \ CANARA BANK \ P J EXTENSION \ DAVANGERE \ 577002 : R.THIPPESWAMY ( ARN-9458 )

With effect from 24/08/2009 : Entry Load - Nil for all investments. Exit Load for Normal & SIP/ STP/SWP ( for respective installments ) investments- 1% if redeemed within 365 days from the date of allotment. No exit load for inter and intra equity switches except in case of (i) switches by SIP/STP investors within 24 months (for cases registered from 04.01.2008 up to 02.10.2008) and with in 12 months (for cases registered upto 03.01.2008) of respective SIP/STP installments (ii) switches by STP investors (for cases registered from 03.10.2008 upto 31.07.09) within 24 months of respective STP installments (iii) switches by SIP investors (for cases registered from 03.10.2008 upto 31.07.2009) within 12 months of respective SIP installments (iv) switches to/from JM Arbitrage Advantage Fund / JM Nifty Plus Fund / to any equity schemes.Investments/ registrations of SIP /STP made prior to the above changes would be subject to the load structure and lock-in period as was applicable for installments chosen initially at the time of registration

Thank you for investing in JM Financial Mutual Fund.

Folio Number : 7159999735

PAN Verified

KYC Compliant

IFSC Code :

AGAPT2237N - YES

S N THIPPESWAMY

Until the Broker code is clearly mentioned in Transaction Slip, this transaction will be considered as Direct

JM Small & Mid Cap Fund - Regular Growth Plan (202) ADDITIONAL PURCHASE REQUEST

Scheme :

Investment Amount(Rs.)

DD Charges(Rs.)

Net Amount(Rs.) Dated. / Branch & City

Cheque/ D.D. No. /

REDEMPTION REQUEST I/We would like to redeem from the above mentioned Scheme/Plan No. Of Units

All Units

OR OR

Amount (Rs.)( in figure) Amount / units ( in words)

Drawn on Bank

SWITCH REQUEST I/We would like to switch

All Units

OR

No. Of Units

OR

Amount (Rs.)( in figure)

from the above mentioned Scheme

Amount / units ( in words) to Scheme

CHANGE OF ADDRESS & CONTACT

A/C No. SB/CA/NRE/NRO

Address

Bank Name Branch MICR Code

City Phone E- Mail

SIGNATURE(S)

Option

Plan

CHANGE / CORRECTION IN BANK

Dated

DV15 /969075099

Broker Code :

Joint Holder1 Joint Holder2

TRANSACTION SLIP

IHNO

First Account Holder

PIN Mobile

Second Account Holder

( To be signed by All Unitholders if mode of holding is 'joint' )

Third Account Holder

CA : HY10-17737-07.11.2009 / LA: ARN-9458-17.09.09-3

Name

End Of Statement

Mode of Holding : Singly