Crest Transfer Form[1]

  • November 2019
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410 CREST transfer form

CREST TRANSFER

24/10/07

15:19

Page 1

Above this line for Registrar's use

Counter Location Stamp

Barcode or reference

SDRN Above this line for completion by the depositing system-user only.

Consideration Money

Certificate(s) lodged with Registrar (To be completed by Registrar)

Name of Undertaking. Description of Security. Amount of shares or other security in words

Figures

In the name(s) of

Designation (if any)

Please complete form in type or in block capitals.

Name(s) of registered holder(s) should be given in full; the address should be given where there is only one holder.

Please Sign Here

If the transfer is not made by the registered holder(s) insert also the name(s) and capacity (e.g. executor(s)) of the person(s) making the transfer.

¥

Full name(s) of the person(s) to whom the security is transferred. Such person(s) must be a systemmember. Reference to the Registrar in this form means the registrar or registration agent of the undertaking, not the Registrar of Companies at Companies House.

Balance certificate(s) required

I/We hereby transfer the above security out of the name(s) aforesaid into the name(s) of the system-member set out below and request that the necessary entries be made in the undertaking's own register of member. Signature(s) of transferor(s) 1 ........................................................................ 2 ........................................................................ 3 ........................................................................ 4 ........................................................................

A body corporate should execute this transfer under its common seal or otherwise in accordance with applicable statutory requirements.

TD WATERHOUSE NOMINEES (EUROPE) LIMITED EXCHANGE COURT DUNCOMBE STREET LEEDS LS1 4AX

Stamp of depositing system-user

TD WATERHOUSE NOMINEES (EUROPE) LIMITED EXCHANGE COURT DUNCOMBE STREET LEEDS LS1 4AX Date Participant ID 277 Member Account ID SMKTNOMS

CRESTCo Limited is delivering this transfer at the direction and on behalf of the depositing system-user whose stamp appears herein and does not in any manner or to any extent warrant or represent the validity, genuineness or correctness of the transfer instructions contained herein or the genuineness of the signature(s) of the transferor(s). The depositing system-user be delivering this transfer to CRESTCo Limited authorises CRESTCo Limited to deliver this transfer for registration and agrees to be deemed for all purposes to be the person(s) actually so delivering the transfer for registration. This form should be used only for a transfer of a certificated unit of a security to a CREST member to be held by a CREST member in uncertificated form. It should not be used for conversion of a unit held by a CREST member into uncertificated form. The CREST rules require that this form be used for the transfer of a unit of a certificated security to a CREST member to be held by that member in uncertificated form. Any such transfer on this form is exempt from stamp duty. TDW RLS2 CRST TRANS V2

410 CREST transfer form

24/10/07

15:19

Page 2

PLEASE FIND INSTRUCTIONS IN SHADED AREAS FOR COMPLETION OF ATTACHED FORM XXXXXXX Please enter your account Number…………………………….……..….

CREST TRANSFER

Above this line for Registrar's use

Counter Location Stamp

Barcode or reference

E

SDRN

Above this line for completion by the depositing system-user only.

Certificate(s) lodged with Registrar

Consideration Money

(To be completed by Registrar)

Enter Name of Stock eg Royal Bank of Scotland

Description of Security.

Enter stock description eg Ord. 25p

Name(s) of registered holder(s) should be given in full; the address should be given where there is only one holder.

Please Sign Here

If the transfer is not made by the registered holder(s) insert also the name(s) and capacity (e.g. executor(s)) of the person(s) making the transfer.

Figures

Amount you wish to transfer in words eg One Hundred

Eg 100

In the name(s) of

Enter your name (s) as it appears on the share certificate Enter your current address and any previous addresses that are noted on the share certificate

I/We hereby transfer the above security out of the name(s) aforesaid into the name(s) of the system-member set out below and request that the necessary entries be made in the undertaking's own register of member. Signature(s) of transferor(s)

All named holders must sign the Crest Transfer Form

1 ........................................................................ 2 ........................................................................ 3 ........................................................................ 4 ........................................................................

EX

¥

Amount of shares or other security in words

AM

Please complete form in type or in block capitals.

Full name(s) of the person(s) to whom the security is transferred. Such person(s) must be a systemmember.

Reference to the Registrar in this form means the registrar or registration agent of the undertaking, not the Registrar of Companies at Companies House.

PL

Name of Undertaking.

A body corporate should execute this transfer under its common seal or otherwise in accordance with applicable statutory requirements.

TD WATERHOUSE NOMINEES (EUROPE) LIMITED EXCHANGE COURT DUNCOMBE STREET LEEDS LS1 4AX

Designation (if any)

Enter any designate named on the certificate Balance certificate(s) required

Stamp of depositing system-user

TD WATERHOUSE NOMINEES (EUROPE) LIMITED EXCHANGE COURT DUNCOMBE STREET LEEDS LS1 4AX Date Participant ID 277 Member Account ID SMKTNOMS

CRESTCo Limited is delivering this transfer at the direction and on behalf of the depositing system-user whose stamp appears herein and does not in any manner or to any extent warrant or represent the validity, genuineness or correctness of the transfer instructions contained herein or the genuineness of the signature(s) of the transferor(s). The depositing system-user be delivering this transfer to CRESTCo Limited authorises CRESTCo Limited to deliver this transfer for registration and agrees to be deemed for all purposes to be the person(s) actually so delivering the transfer for registration. This form should be used only for a transfer of a certificated unit of a security to a CREST member to be held by a CREST member in uncertificated form. It should not be used for conversion of a unit held by a CREST member into uncertificated form. The CREST rules require that this form be used for the transfer of a unit of a certificated security to a CREST member to be held by that member in uncertificated form. Any such transfer on this form is exempt from stamp duty. TDW RLS2 CRST TRANS INSTRUCT V2

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