Cm2

LIST OF ATTEMPTED QUESTIONS AND ANSWERS

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PROMOTERS DEBARRED

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TRUE/FALSE QUESTION

FEBRUARY UTI SOUGHT PERMISSION OF SEBI TO CLOSE 7 ASSURED PLANS PREMATURELY. CORRECT ANSWER TRUE YOUR ANSWER

TRUE

MULTIPLE CHOICE MULTIPLE ANSWER QUESTION THE SETTING UP OF NSE CONSISTS OF:CORRECT ANSWER SET UP BY IDBI , EQUITY PAID UP CAPITAL OF RS25 CRORES , STARTED OPERATIONS IN JUNE 1994 YOUR ANSWER SET UP BY IDBI , EQUITY PAID UP CAPITAL OF RS25 CRORES , STARTED OPERATIONS IN JUNE 1994 MULTIPLE CHOICE MULTIPLE ANSWER QUESTION WHAT ARE THE NORMS FOR APPROVAL OF HOUSING FINANCE COMPANIES BY NHB? CORRECT ANSWER MINIMUM PAID UP CAPITAL 1 CRORE , AT LEAST 2 DIRECTORS , ANY APPOINTMENT OF AUDITORS YOUR ANSWER MINIMUM PAID UP CAPITAL 1 CRORE , AT LEAST 2 DIRECTORS , ANY APPOINTMENT OF AUDITORS TRUE/FALSE QUESTION

EMPLOYEE STOCK OPTION SCHEME GRANTED TO THE EMPLOYEE IS TRANSFERABLE.

CORRECT ANSWER FALSE YOUR ANSWER

FALSE

MULTIPLE CHOICE MULTIPLE ANSWER QUESTION WHAT ARE THE LIMITATIONS OF REFINANCE FACILITY? CORRECT ANSWER CANNOT EXCEED 5 TIMES NOF , NOT TO EXCEED 50% OF TOTAL LOAN FUNDS OF HFC'S , NOT TO EXCEED 15 % OF NOF OF NHB YOUR ANSWER CANNOT EXCEED 5 TIMES NOF , NOT TO EXCEED 50% OF TOTAL LOAN FUNDS OF HFC'S , NOT TO EXCEED 15 % OF NOF OF NHB SELECT THE BLANK QUESTION NO MUTUAL FUND UNDER ALL ITS SCHEMES SHOULD OWN MORE THAN ________ OF ANY COMPANY'S PAID UP CAPITAL CARRYING VOTING RIGHTS. CORRECT ANSWER 0.1 YOUR ANSWER

0.1

SELECT THE BLANK QUESTION IT IS THE RESPONSIBILITY OF THE ________ TO ENSURE THE TIMELY REFUNDS AND ALLOTMENTS OF THE SECURITIES. CORRECT ANSWER LEAD MANAGERS YOUR ANSWER

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LEAD MANAGERS

Acquisition finance, which provide funding for acquiring another company are often closely held or fairly owned. True False Choose Any One. What is the main objective of credit appraisal ? a) Assess the repayment capacity b) Assess the borrowing capacity c) Assess the installment being paid d) Assess the age of the person borrowing Choose all that Apply. During the budget 2003 - 04, Finance Minister made some announcements which he hopes will make investors think in terms of returning to stock market :a) No capital gains tax on investment made in equity after 1/3/03 held for 1 year b) Removal of income tax on dividends in the hands of receiver c) Companies to pay tax at 40 % d) Investors income tax on dividend reduced to 12.5% Choose Any One. 19. How many registration of issues were cancelled in the recent past? a) 1 b) 2 c) 3 d) 4 True / False The issue price for placement portion and net offer to public are not the same. True False Choose Any One. What was the objective of setting up the Securities Trading corporation of India Ltd? a) To issue treasury bills b) To manage call money markets c) To promote secondary market in government securities d) To strengthen the capital markets Choose Any One. 47. What is the limit for aggregate investment of FII's NRI's and OCB's? a) 0.3 b) 0.25 c) 0.15 d) 0.35 Choose Any One. Since when have the Indian Stock markets risen ? a) 37834 b) 38139 c) 38200 d) 37775 Choose Any One. When did the trading in foreign currency options start in India? a) 37809 b) 37810

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c) 37829 d) 37817 Choose Any One. Renewal of portfolio fund on maturity shall be deemed as a fresh placement for a minimum period of :a) 3 months b) 6 months c) 1 year d) 2 years

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