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Case 5:05-cv-00334-RMW

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Document 2229

Filed 09/19/2008

Page 1 of 7

GREGORY P. STONE (#78329) KEITH R. D. HAMILTON (#252115) MUNGER, TOLLES & OLSON LLP 355 South Grand Avenue, 35th Floor Los Angeles, CA 90071-1560 Telephone: (213) 683-9100; Facsimile: (213) 687-3702 E-mail: [email protected]; [email protected] BURTON A. GROSS (#166285) CAROLYN HOECKER LUEDTKE (#207976) MIRIAM KIM (#238230) MUNGER, TOLLES & OLSON LLP 560 Mission Street, 27th Floor San Francisco, CA 94105-2907 Telephone: (415) 512-4000; Facsimile: (415) 512-4077 E-mail: [email protected]; [email protected]; [email protected]

10 Attorneys for Plaintiff RAMBUS INC. 11 12

UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA, SAN JOSE DIVISION

13 RAMBUS INC.,

CASE NO.: C 05-00334 RMW

14 Plaintiff, 15 v. 16 HYNIX SEMICONDUCTOR INC., et al., 17

RAMBUS INC.’S OPPOSITION TO SAMSUNG’S SUPPLEMENTAL BRIEF IN SUPPORT OF ITS MOTION IN LIMINE TO EXCLUDE PRIVILEGED DOCUMENTS PRODUCED PURSUANT TO THE COURT’S IMPLIED WAIVER ORDER

Defendants 18

[PUBLIC REDACTED VERSION]

19 Location: Judge:

20

Courtroom 6 Hon. Ronald M. Whyte

21 22

RAMBUS INC., Plaintiff,

23 24 25 26

CASE NO.: C 05-02298 RMW

v. SAMSUNG ELECTRONICS CO., LTD., et al., Defendants

27 28 5970178.1 RAMBUS’S OPPOSITION TO SAMSUNG’S SUPPLEMENTAL BRIEF I/S/O MOTION IN LIMINE TO EXCLUDE PRIVILEGED DOCUMENTS; CASE NOS. 05-00334, 05-02298

Case 5:05-cv-00334-RMW

1

I.

Document 2229

Filed 09/19/2008

Page 2 of 7

INTRODUCTION & SUMMARY OF THE ARGUMENT

2

At the pretrial conference on September 16, 2008, this Court tentatively ruled that

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Samsung had failed to establish elements of the attorney-client privilege for all but three of the 22

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documents that were the subject of Samsung’s motion in limine. As to the remaining 19 exhibits,

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the Court stated that “[m]any of these documents just seem to be reports of what occurred at a

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particular meeting and not something that was prepared for the purposes of providing information

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to the attorney for legal advice.” See H’g Trans., Sept. 16, 2008, at 29:18-23. Samsung has failed to carry its burden of establishing privilege. 1 As this Court previously

8 9

stated, “[t]he attorney-client privilege only protects legal advice provided to a client.” Hynix

10

Semiconductor Inc. v. Rambus Inc., Nos. C 05-20905-RMW, C 05-0334-RMW, C 06-00244-

11

RMW, 2008 WL 350641, at *3 (N.D. Cal. Feb. 2, 2008) (citing United States v. ChevronTexaco

12

Corp., 241 F.Supp. 2d 1065, 1069 (N.D. Cal. 2002) (“2/2/08 Order”)). Samsung’s submission

13

establishes that many of these documents passed through the hands of in-house counsel, but fails

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to explain what legal advice they contain. Indeed, as set forth in detail in Rambus’s opposition to

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Samsung’s motion in limine, any advice transmitted by these documents plainly concerns

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business matters. See Rambus’s Opp’n to Samsung’s Motion in Limine, Docket No. 2183, C 05-

17

00334-RMW, 13-25 (N.D. Cal. Sept. 12, 2008) (“Opp’n to MIL”). This Court has previously

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rejected the argument that such communications relaying business advice or analysis are cloaked

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with the privilege. See 2/2/08 Order, 2008 WL 350641, at *2-*3 (rejecting claims of privilege for

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document sent by Joel Karp to Neil Steinberg at Rambus). Samsung has simply replaced

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generalized assertions from its privilege log with generalized assertions by its own in-house

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counsel that these communications reflect legal opinions or further the provision of legal advice.

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This is insufficient to sustain Samsung’s burden, especially where the documents demonstrate

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that the privilege does not apply. Accordingly, Samsung’s motion in limine should be denied.

25

///

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///

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1

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In its supplemental brief, Samsung has dropped its assertion of attorney work product immunity for exhibits 9079, 9139, 9334, or 9335. -15970178.1 RAMBUS’S OPPOSITION TO SAMSUNG’S SUPPLEMENTAL BRIEF I/S/O MOTION IN LIMINE TO EXCLUDE PRIVILEGED DOCUMENTS; CASE NOS. 05-00334, 05-02298

Case 5:05-cv-00334-RMW

1 2

II.

Document 2229

Filed 09/19/2008

REDACTED

Page 3 of 7

ARGUMENT “To be privileged, [] legal advice must predominate the communication.” North Pacifica,

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LLC v. City of Pacifica, 274 F.Supp. 2d 1118, 1129 (N.D. Cal. 2003). Additionally, because in-

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house counsel “serve multiple functions within the corporation,” and “frequently serve as integral

5

players in business decisions or activities,” the proponent of the privilege must make “a clear

6

showing that the speaker made the communications for the purpose of obtaining or providing

7

legal advice.” ChevronTexaco Corp., 241 F.Supp.2d at 1076 (citing In re Sealed Case, 737 F.2d

8

94 (D.C. Cir. 1984)). Despite Samsung’s general claims that these memoranda and emails

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transmit privileged communications, the documents on their face are devoid of legal advice and

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clearly demonstrate that in-house counsel prepared or received them for the purpose of rendering

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business analysis and not legal opinions.

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A.

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Samsung’s assertions of privilege over exhibits 9061 or 9129, 9077/A, 9078/A, 9079,

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9081/A, 9126, 9134, 9136, 9137, 9138, 9336, 9337, 10697, and 10698 are based on the false

15

premise that sending an attorney or his representative to a business meeting protects the events of

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that meeting from disclosure. This is not the law. See Matter of Fischel, 557 F.2d 209, 212 (9th

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Cir. 1977) (“[The attorney-client privilege] will not conceal everything said and done in

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connection with an attorney's legal representation of a client in a matter.”); Neuder v. Battelle

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Pac. Nw. Nat’l Lab., 194 F.R.D. 289, 293 (D. D.C. 2000) (“[T]he mere fact that in-house counsel

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is present at a meeting does not shield otherwise unprivileged communications from disclosure.”).

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Samsung broadly claims that these “memoranda and emails reviewing various negotiating

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meetings” were prepared and/or communicated “in furtherance of … rendering of legal advice to

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Samsung …..” Supp. Brief at 4. However, the content of the exhibits establishes that these

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documents simply report what was said at business negotiations.

25 26 27

Factual Summaries of Negotiations Are Not Privileged.

For example,

REDACTED

REDACTED See Opp’n to MIL at 17-18.

REDACTED

REDACTED

28 -25970178.1 RAMBUS’S OPPOSITION TO SAMSUNG’S SUPPLEMENTAL BRIEF I/S/O MOTION IN LIMINE TO EXCLUDE PRIVILEGED DOCUMENTS; CASE NOS. 05-00334, 05-02298

Case 5:05-cv-00334-RMW

Document 2229

Filed 09/19/2008

REDACTED

Page 4 of 7

REDACTED

1

REDACTED

2

Supp. Brief at 5; Decl. of Jay Shim at ¶ 3.

3

REDACTED

4

REDACTED REDACTED

5

REDACTED

6

Given Mr. Shim’s involvement in negotiating a patent

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license with Rambus in August 2000, and the absence of any legal advice in these memoranda, it

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is clear that exhibits 9061 and 9129 were prepared for the purpose of transmitting information so

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that Samsung could make a business decision. They are therefore not privileged.

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For the same reasons, Samsung’s showing regarding exhibits 9079, 9128, 9134, 9138,

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9336, and 9337 is insufficient to establish the attorney-client privilege. Samsung claims that each

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of these was prepared by in-house counsel and summarizes meetings or telephone conversations

13

with third-parties. 2 See Supp. Brief, Exh. 1. However, the face of the documents clearly

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establishes that

REDACTED

15

REDACTED

16

REDACTED

17

REDACTED REDACTED

18

REDACTED

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Although these individuals were in-house lawyers at Samsung, the

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predominant business purpose of these exhibits demonstrates that they were not acting as legal

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advisors when they prepared these memoranda. Accordingly, these exhibits are not privileged.

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See Cuno, Inc. v. Pall Corp., 121 F.R.D. 198, 204 (E.D.N.Y. 1988) (“Where a lawyer mixes legal

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and business advice the communication is not privileged unless ‘the communication is designed

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to meet problems which can fairly be characterized as predominantly legal.’”) (quoting 2 J.

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Weinstein & M. Berger, Weinstein’s Evidence, ¶ 503(a)(1)(01) at 503-22) (citations omitted).

26

2

In addition, Exhibit 9139 is See Donohoe Decl. at ¶ 7.

REDACTED

27 28

REDACTED

REDACTED REDACTED REDACTED

The email contains no legal advice.

-35970178.1 RAMBUS’S OPPOSITION TO SAMSUNG’S SUPPLEMENTAL BRIEF I/S/O MOTION IN LIMINE TO EXCLUDE PRIVILEGED DOCUMENTS; CASE NOS. 05-00334, 05-02298

Case 5:05-cv-00334-RMW

Document 2229

Filed 09/19/2008

Page 5 of 7

REDACTED 1

Moreover, many of these documents do no more than summarize what Rambus said to Samsung,

2

and what Samsung said to Rambus. See, e.g. Exhibit 9079

REDACTED

REDACTED

3 4

The facts of these communications between Rambus and Samsung are not privileged. 3 See

5

Brinton v. Dep’t of State, 636 F.2d 600, 604 (Fed. Cir. 1980) (“When an attorney conveys to his

6

client facts acquired from other persons or sources, those facts are not privileged.”).

7

Samsung cannot reconcile its claims of privilege for Rambus meeting summaries prepared

8

by counsel in 2000 with the fact that it has produced other summaries prepared by counsel in

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2005 without asserting any claim of privilege. Specifically, Samsung produced -- and included

10

on its trial exhibit list -- exhibits 4270, 4272, or 4274, all of which are meeting notes relating to

11

Samsung’s renegotiation of the SDR/DDR License. See Opp’n to MIL at 12 n.12. Samsung does

12

not attempt to justify or even explain this inconsistency in its supplemental brief. Indeed, the

13

tactical disclosure of these documents set against the withholding of the documents at issue in

14

Samsung’s motion in limine is improper and constitutes a waiver. See Starsight Telecast, Inc. v.

15

Gemstar Dev. Corp., 158 F.R.D. 650, 653 (N.D. Cal. 1994) (“A party cannot disclose only those

16

facts beneficial to its case and refuse to disclose, on the grounds of privilege, related facts adverse

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to its position.”).

18

Finally, Samsung’s showing with respect to exhibits prepared by non-attorneys is

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particularly unpersuasive. Samsung claims that exhibits 9077/A, 9078/A, 9081/A, 9136, 9137,

20

10697, and 10698 were

REDACTED

21 22

REDACTED ”4 See Supp. Brief, Exh. 1 at 1-2, 4.

First, Samsung can point to nothing to address the fact that these documents are summaries of

23 3

24 25 26 27 28

Samsung’s claims of privilege for these documents are inconsistent with Samsung’s failure to assert privilege over a host of other attorney-client communications that it produced without objection. For example, on August 14, 2000, outside counsel David Healey sent Charles Donohoe a copy of the Infineon complaint, see Exhibit 9067, but Samsung has never claimed that this non-privileged document became privileged by virtue of the fact that it was exchanged between two attorneys representing Samsung. 4

REDACTED

REDACTED

Compare Exhibits 9077/A & 9078/A with

Exhibits 9081/A, 10697 & 10698.

-45970178.1 RAMBUS’S OPPOSITION TO SAMSUNG’S SUPPLEMENTAL BRIEF I/S/O MOTION IN LIMINE TO EXCLUDE PRIVILEGED DOCUMENTS; CASE NOS. 05-00334, 05-02298

Case 5:05-cv-00334-RMW

Document 2229

Filed 09/19/2008

REDACTED

Page 6 of 7

1

what Samsung said to Rambus and what Rambus said to Samsung. These communications are

2

clearly not privileged, and a written account of the communications does not become privileged

3

because it is prepared at the direction of an attorney. Second, communications from a non-

4

attorney acting as a business advisor are not protected by the privilege. Samsung claims that

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exhibits such as 9081/A were prepared

REDACTED

6

REDACTED

7

under this theory, everything that an employee of the legal department reported to Samsung’s

8

management regarding business meetings would be privileged. Supp. Brief at 4. This is contrary

9

to law, and because Samsung has not demonstrated what legal advice is contained in these

10

but

exhibits, its claims of privilege fail.

11

B.

The Deposition Excerpts Are Not Privileged.

12

Samsung relegates its claim that various deposition designations from Rambus are

13

privileged and should be precluded to a footnote. See Supp. Brief at 1 n.2. The generalized

14

statement that all testimony necessarily stands or falls with the Court’s decision on the documents

15

is misleading and wrong. At a minimum, Samsung needs to make a particularized showing with

16

respect to each designation. Moreover, all of Samsung’s challenges to the deposition testimony

17

as privileged fail because Samsung’s counsel did not raise a privilege objection to any of the

18

questions at issue in Exhibit 2. Indeed, such objections would not have been appropriate because

19

the questions do not elicit privileged information.

20

Samsung’s challenge to the Han Yong Uhm testimony at pages 34:7-35:10 is particularly

21

misplaced. See Supp. Brief, Exh. 2 at 3. Mr. Uhm was not a lawyer in 2000 during the Rambus

22

license negotiations. See Supp. Brief, Exh. 1

23

REDACTED In this passage of his testimony,

REDACTED REDACTED

REDACTED

24

REDACTED

25 26

This testimony satisfies none of the requirements for protection as privileged.

27

///

28

/// -55970178.1 RAMBUS’S OPPOSITION TO SAMSUNG’S SUPPLEMENTAL BRIEF I/S/O MOTION IN LIMINE TO EXCLUDE PRIVILEGED DOCUMENTS; CASE NOS. 05-00334, 05-02298

Case 5:05-cv-00334-RMW

1 2

III.

Document 2229

Filed 09/19/2008

Page 7 of 7

CONCLUSION Rambus maintains that the privilege for any document produced pursuant to the implied

3

waiver orders has been lost for the reasons set forth in Rambus’s opposition papers and at the

4

hearing on September 16, 2008. However, if the Court holds that the scope of the implied waiver

5

of privilege was limited, then it should find that the documents and testimony at issue in

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Samsung’s motion are not privileged and should be allowed at trial.

7 8

DATED: September 19, 2008

MUNGER, TOLLES & OLSON LLP

9 10 11 12 13

By:

/s/ Keith R. D. Hamilton Keith R. D. Hamilton

Attorneys for Plaintiff RAMBUS INC.

14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -65970178.1 RAMBUS’S OPPOSITION TO SAMSUNG’S SUPPLEMENTAL BRIEF I/S/O MOTION IN LIMINE TO EXCLUDE PRIVILEGED DOCUMENTS; CASE NOS. 05-00334, 05-02298

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