Respiratory Research Rectal, central venous, gastric and bladder pressures versus esophageal pressure for the measurement of cough strength: a prospective clinical comparison --Manuscript Draft-Manuscript Number: Full Title:
Rectal, central venous, gastric and bladder pressures versus esophageal pressure for the measurement of cough strength: a prospective clinical comparison
Article Type:
Research
Funding Information:
Instituto de Salud Carlos III (FIS PI030127)
Abstract:
Background: Cough pressure, an expression of expiratory muscle strength, is usually measured with esophageal or gastric balloons, but these invasive catheters are not always practical nor comfortable for the patient. Because pressure in the thorax and abdomen are expected to be similar during a cough, we hypothesized that measurement at other thoracic or abdominal locations might also be similar as well as useful in clinical scenarios. This study aimed to compare cough pressures measured at thoracic and abdominal sites that could serve as alternatives to esophageal pressures (PES). Methods: Nine patients scheduled for laparotomy were asked to cough as forcefully as possible from total lung capacity in supine position. Three cough maneuvers were performed while PES (the gold standard) as well as gastric, central venous, bladder and rectal pressures (PGA, PCV, PBL, and PREC, respectively) were measured simultaneously. The intraclass correlation coefficient (ICC) was used to evaluate the reliability of the measurements in each patient at each site, and Bland Altman plots were used to evaluate agreement between PES and the measurements at the other sites. Results: Mean(SD) maximum pressures were as follows: PES, 116(29); PGA, 120(35); PCV, 116(30); PBL, 125(36), and PREC, 116(34) cmH2O. The ICCs showed excellent repeatability of the measurements at each different site (p<0.001). The Bland Altman plots showed minimal differences between PES, PGA, PCV, and PREC. PBL was higher than the other pressures in most patients, and the difference between PES and PBL was slightly larger. Conclusions: Cough pressure can be measured in the esophagus, stomach, superior vena cava or rectum, since their values are similar. It can also be measured in the bladder, although the value will be slightly higher. These results potentially facilitate the assessment of dynamic expiratory muscle strength with fewer invasive catheter placements in most hospitalized patients, thus providing an option that will be particularly useful in those undergoing thoracic or abdominal surgery. Trial registration: NCT02957045 registered at November 7, 2016. Retrospectively registered.
Corresponding Author:
Lluís Gallart, M.D., PhD Consorci Parc de Salut MAR de Barcelona SPAIN
Prof Lluís Gallart
Corresponding Author Secondary Information: Corresponding Author's Institution:
Consorci Parc de Salut MAR de Barcelona
Corresponding Author's Secondary Institution: First Author:
Lluís G. Aguilera, M.D.
First Author Secondary Information: Order of Authors:
Lluís G. Aguilera, M.D. Lluís Gallart, M.D., PhD
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TITLE PAGE
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Rectal, central venous, gastric and bladder pressures versus esophageal
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pressure for the measurement of cough strength: a prospective clinical
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comparison
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AUTHORS
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Lluís G. Aguilera1
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[email protected]
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Lluís Gallart1*
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[email protected]
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Juan C. Álvarez1
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[email protected]
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Jordi Vallès1
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[email protected]
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Joaquim Gea2
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[email protected]
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1
Department of Anesthesiology, Parc de Salut MAR, Institut Hospital del Mar
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d'Investigacions Mèdiques (IMIM), Universitat Autònoma de Barcelona (UAB),
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Barcelona, Spain.
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2
Department of Respiratory Medicine, Parc de Salut MAR, Institut Hospital del Mar
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d'Investigacions Mèdiques (IMIM), Universitat Pompeu Fabra (UPF), CIBERES (ISC
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III).
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*Corresponding author:
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Lluís Gallart, MD
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Department of Anesthesiology. Parc de Salut MAR. Faculty of Medicine UAB – UPF.
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Passeig Maritim 25
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08003 Barcelona, Spain.
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Telephone Number: 34 93 248 33 50
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Fax Number: 34 93 248 36 17
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E-mail Address:
[email protected]
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Abstract
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Background: Cough pressure, an expression of expiratory muscle strength, is usually
36
measured with esophageal or gastric balloons, but these invasive catheters are not always
37
practical nor comfortable for the patient. Because pressure in the thorax and abdomen are
38
expected to be similar during a cough, we hypothesized that measurement at other thoracic
39
or abdominal locations might also be similar as well as useful in clinical scenarios. This study
40
aimed to compare cough pressures measured at thoracic and abdominal sites that could
41
serve as alternatives to esophageal pressures (PES).
42
Methods: Nine patients scheduled for laparotomy were asked to cough as forcefully as
43
possible from total lung capacity in supine position. Three cough maneuvers were
44
performed while PES (the gold standard) as well as gastric, central venous, bladder and
45
rectal pressures (PGA, PCV, PBL, and PREC, respectively) were measured simultaneously. The
46
intraclass correlation coefficient (ICC) was used to evaluate the reliability of the
47
measurements in each patient at each site, and Bland Altman plots were used to evaluate
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agreement between PES and the measurements at the other sites.
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Results: Mean (±SD) maximum pressures were as follows: PES, 11629; PGA, 12035; PCV,
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11630; PBL, 12536, and PREC, 11634 cmH2O. The ICCs showed excellent repeatability
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of the measurements at each different site (p<0.001). The Bland Altman plots
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showed minimal differences between PES, PGA, PCV, and PREC. PBL was higher than the
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other pressures in most patients, and the difference between PES and PBL was slightly
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larger.
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Conclusions: Cough pressure can be measured in the esophagus, stomach, superior
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vena cava or rectum, since their values are similar. It can also be measured in the
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bladder, although the value will be slightly higher. These results potentially facilitate the
58
assessment of dynamic expiratory muscle strength with fewer invasive catheter placements
59
in most hospitalized patients, thus providing an option that will be particularly useful in
60
those undergoing thoracic or abdominal surgery.
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Trial registration: NCT02957045 registered at November 7, 2016. Retrospectively
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registered.
63 64
Key words: Respiratory Muscles [A02.633.567.900]
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Abdominal Muscles [A02.633.567.050]
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Cough [C23.888.852.293]
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Laparotomy [E04.406]
68 69 70
Background Cough is a physiological response to airway secretions. Thus, the inability to
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cough forcefully enough to remove secretions would increase the risk of pulmonary
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complications such as atelectasis or pneumonia. This inability is observed in
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neuromuscular or respiratory diseases and is particularly likely after abdominal or
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thoracic surgery, when pain, surgical injury and/or the residual effect of anesthetics
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come into play [1-3].
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Because a cough is a voluntary maneuver that is easy for a patient to produce
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without training, cough pressure measurements at various sites can be obtained
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readily in clinical situations, in contrast to the often used maximum mouth expiratory
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pressure recorded during a static artificial maneuver [4, 5] that must be learned. Cough
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pressure is usually measured with balloon catheters that record maximum gastric or
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esophageal pressures (PGA, PES) [4-6]. It is not always practical to use these catheters,
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however, and they can cause discomfort [4, 7]. Furthermore, they cannot be used in certain
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situations, such as during postoperative recovery from gastrointestinal surgery. Other points
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of measurement that might potentially be used to reflect cough pressure include central
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venous pressure (PCV), which has been used as an alternative to PES [8], and bladder (PBL)
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or rectal (PREC) pressures, which in turn have been used as alternatives to PGA [8-11].
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However, none of these pressures have yet been used to evaluate expiratory muscle
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strength, even though many hospitalized patients have a catheter already placed in the
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superior cava or in the bladder.
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We hypothesized that these catheters could be suitable for measuring cough pressure
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without compromising patient comfort, as occurs with the placement of a gastric or
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esophageal balloon. We also reasoned that placement of a rectal balloon catheter, which
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does not cause the nausea associated with esophageal or gastric balloons, could also
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measure cough pressure comfortably. If these hypotheses are correct, wider clinical use of
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cough pressure to reflect respiratory muscle strength and possible risk of respiratory
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compromise might be facilitated. The aim of this study was to evaluate the use of PCV, ,
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PBL, and PREC as alternatives to PES or PGA for the measurement of cough pressure.
98 99 100
Methods Patients Adult patients scheduled for open-midline laparotomy for colon cancer surgery,
101 102
which required placement of central venous and bladder catheters were enrolled
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prospectively. Exclusion criteria included rectal surgery, chronic obstructive
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pulmonary disease [12], neuromuscular disorders [1], chronic pain, and factors that
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could impede an adequate recording of the research protocol variables. The study was approved by the clinical research ethics committee of Parc de Salut
106 107
Mar (CEIC-Parc de Salut Mar) and by the Spanish Agency for Medicines and Health Products
108
(AEMPS). All patients signed an informed consent form before entering the study, and we
109
provided each with an insurance policy to cover care in the event of adverse events of the
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procedures.
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Interventions and measurements All patients underwent forced spirometry measurement (Datospir 500, SIBEL,
112 113
Barcelona, Spain) the day before surgery. Reference values were those for a Mediterranean
114
population [12]. An epidural catheter was placed for postoperative analgesia but no epidural
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drugs were administered before the study. Pressures were measured with catheters placed in esophagus, stomach, superior vena
116 117
cava, bladder and rectum as follows:
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-
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PES and PGA were measured with compliance balloon catheters (esophageal catheter Jaeger 720199, Viasys Healthcare, Hoechberg, Germany) as previously described [5].
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The catheters were introduced nasally under local anesthesia and the balloons were
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filled with 1-2 mL of air.
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PCV was measured from the distal port of a double-lumen catheter (CV-26702-E, Arrow,
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Erding, Germany) placed through the subclavian or internal jugular veins [13]. Correct
124
positioning was checked with the PCV waveform [14].
125
-
drained and 50 mL of a 0.9% saline solution was instilled [8, 11, 15].
126 127 128 129
PBL was measured with a transurethral (Foley) catheter inserted after the bladder was
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PREC was measured with a compliance balloon inserted 10 cm inside the rectum and filled with 5 mL of air [10]. All the pressure curves were displayed on a screen and recorded with a data
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acquisition system (Acknowledge and MP100, Biopac, Santa Barbara, CA, USA) for off-line
131
analysis. Patients lay in supine position and all the pressure transducers were calibrated and
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aligned with the axillary midline.
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The correct placement of all catheters was assessed by asking the patient to perform
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a sharp sniff and a cough maneuver while the researcher monitored the signal on the
135
computer screen [5]. Once all catheters were inserted and after a 3-minute resting period,
136
baseline respiratory pattern and pressures were recorded.
137
Cough pressure was then measured at all points. Patients were asked, always by the
138
same researcher (L.G.A.), to cough as forcefully as possible [5] from total lung capacity
139
(TLC). The pressures generated by three valid maneuvers, separated by pauses of 5–10
140
seconds, were recorded as the difference between the baseline pressure at relaxed end-
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expiratory lung volume and the peak pressure attained during each cough from TLC, as
142
previously described [4, 6].
143
Soon after the end of the protocol, the patients were asked to indicate which
144
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catheters caused the least and the most discomfort.
145 146
Statistical analysis The sample size was calculated to provide a statistical power of 80% based on
147 148
the range of cough pressure values obtained at the different sites during an earlier
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study [6]. Reliability of the cough pressure measurements across the three maneuvers of
150 151
each site were evaluated with the intraclass correlation coefficient (ICC). Likewise,
152
agreement between PGA, PCV, PBL and PREC and the gold-standard (PES) was evaluated
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with Bland-Altman plots [16]. PES rather than PGA was chosen as the gold standard
154
because the former is measured in the chest, where a cough effort becomes
155
effective. The measures for comparison were chosen by identifying the cough during
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which each patient produced the highest PES. That value was then compared to the
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pressures generated by the patient during the same maneuver at each of the other
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sites.
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A p value of <0.05 was considered statistically significant in the ICC analysis.
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Statistical analysis was performed using IBM SPSS (IBM, Armonk, NY, USA) and
161
STATA (STATA Corp., College Station, TX, USA) software.
162 163
Results
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Participants
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Eleven patients initially consented to participate in the study, but one withdrew
166
consent as catheters were about to be inserted. Data from one patient were lost
167
because of technical problems. Thus, we analyzed data for nine patients. Their
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characteristics are summarized in Table 1. No adverse events were observed during
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the insertion of the catheters. Table 1 Demographic, anthropometric and functional data Age (yrs)
62 10
Gender (male/female)
6/3
ASA class (I/II/III)
0/9/0
Height (cm)
164 7
Weight (kg)
65 9
FEV1 (L/min)
3.2 0.9
FEV1 (% pred)
90 8
FVC (L)
2.7 0.7
FVC (% pred)
93 11
FEV1/FVC (%)
87 16
Data are presented as mean ± standard deviation or number of subjects. ASA = American Society of Anesthesiologists physical status classification system, FEV1 = forced expiratory volume in one second, FVC = forced vital capacity, %pred = percentage of the predicted value. 170 171 172 173 174 175
Test results The cough pressure curves for all sites were congruent. Figure 1 shows the pressure curves for patient number 4.
(Figure 1 should appear here)
The highest mean ± SD cough PES was 116 29 cmH2O. The mean cough
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pressures recorded at the same time as the highest PES values were as follows: PGA, 120 35
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cmH2O; PCV, 116 30 cmH2O; PBL, 125 36 cmH2O; and PREC, 116 34 cmH2O. Individual
179
measurements recorded for patients at each site are shown in Table 2.
(Table 2 should appear here)
180 181
The ICCs between these cough pressures overall showed excellent repeatability
182 183
between the three maneuvers performed by each patient (p <0.001) (Table 3).
184
Table 3 Repeatability of cough pressure measurement at different sites ICC
CI 95%
p value
PES
0.888
0.665 – 0.972
<0.001
PGA
0.905
0.730 – 0.976
<0.001
PCV
0.884
0.665 – 0.971
<0.001
PBL
0.906
0.718 – 0.976
<0.001
PREC
0.896
0.626 – 0.975
<0.001
ICC = intraclass correlation coefficient, CI = confidence interval, PES = esophageal pressure, PGA = gastric pressure, PCV = central venous pressure, PBL = bladder pressure, PREC = rectal pressure. 185 186
The mean (CI limits) differences between cough PES and measurements at other sites
187
were as follows: PGA, –4.2 (95% CI, –12.3, 3.9) cmH2O; PCV, 0.3 (95% CI, –5.2, 5.7) cmH2O;
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PBL, –8.7 (95% CI, –17.3, –0.17.0) cmH2O; and PREC, –0.1 (95% CI, –8.2, 8.1) cmH2O.
189
Bland-Altman plots of these differences are shown in Figure 2. PCV and PREC were the
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alternative-site pressures that showed the best agreement, with mean differences close to
191
zero and lower and upper CI limits that were about 5% and 7% of mean values,
192
respectively. The mean difference between PES and PBL was slightly larger, and both the
193
difference and the CI limits were negative values.
(Figure 2 should appear here)
194 195 196
The rectal catheter was the least unpleasant for all the patients, whereas the ones
197
introduced nasally into the esophagus and stomach were the most uncomfortable for seven
198
patients (four men and three women). The bladder catheter was the most uncomfortable
199
for two men.
200 201 202
Discussion This study demonstrates that cough pressure can be measured with central
203
venous or rectal catheters as alternatives to conventional esophageal balloon
204
catheters. Bladder catheters could also be used although recorded PBL values were
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slightly higher than the gold-standard PES values.
206
The ICC analysis indicated excellent repeatability between measurements at the
207
same site, evidence of the precision of cough pressure measurements at each of the
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sites. The Bland-Altman plots demonstrated very small mean differences between PES
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and PGA, PCV and PREC. The plots therefore suggest the alternative measurements are
210
accurate. Thus, PCV or PREC would be valid candidates to choose as surrogates for PES.
211
The greater difference between PBL and PES, on the other hand, shows that pressure
212
behaves differently at the bladder. Furthermore, given that PBL was usually higher
213
than PES and both the mean difference in these two values and the CI limits were
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214
negative, we can conclude that PBL was precise but less accurate than pressure
215
measurements at the other alternative sites. This slight but systematic difference
216
between PES and PBL would mean that the bladder catheter would be the last-choice
217
alternative to the esophageal catheter. PBL could nevertheless be useful in
218
hospitalized patients who already have a bladder catheter in place, so as to avoid
219
placing an additional one.
220
Although PGA has been used widely to reflect cough pressure in studies of
221
respiratory muscle strength [4-6, 17] and was measured at the same time as PES in
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this study, we designated PES as the gold standard in the Bland-Altman analysis
223
because it is recorded in the chest, where cough effort takes place. Cough pressures
224
have fluctuated in previous studies of expiratory muscle strength measured with PES
225
or PGA [4, 6, 17-19] because the study populations varied. Higher cough pressures are
226
observed in young, male, and tall subjects as well as in chronic coughers. We
227
measured cough pressure in a specific surgical population, accounting for differences
228
between our results and previously reported values.
229
Our study was performed under conditions relevant to clinical situations.
230
Patients were in supine position, in which the pressure transducers were all at the
231
same approximate level, favoring reliable comparison between measurement sites.
232
Patients carrying central venous or Foley (bladder) catheters are usually confined to
233
a bed. The cough maneuver was performed from TLC in order to achieve a
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standardized test measurement [4] and because it is usual to take a deep breath
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before a cough [5]. Maximum levels of respiratory muscle strength and hence
236
pressure are expected from TLC [5, 20].
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The practical implication of our study is that cough pressure can be measured
238
using the technique that best fits the clinical condition of an individual patient. A
239
central venous catheter would be the first choice if one has been inserted. A bladder
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catheter could also be used provided the clinician bears in mind the small systematic
241
difference between PBL and PES discussed above. If no catheter has been inserted, a
242
good choice would be a rectal catheter, which our patients found to be the least
243
uncomfortable. Esophageal pressure remains the gold standard, but its main
244
disadvantage, that the insertion of a balloon catheter through the nose causes
245
discomfort [4], was confirmed by our patients. In addition, discomfort can cause
246
esophageal contractions that can impede correct measurement in a considerable
247
percentage of patients [7]. For these reasons, esophageal and gastric balloons
248
should probably be reserved for selected patients or volunteers under experimental
249
conditions.
250
One limitation of our study is that the results probably cannot be extrapolated
251
to patients with chronic cough, in whom voluntary cough pressure can be higher
252
than in healthy individuals [17]. In addition, the results possibly cannot be
253
extrapolated to scenarios in which cough is triggered by nerve stimulation [21] or to
254
patient types we excluded. Similar results might well be obtained in these scenarios,
255
but further studies would be needed to confirm that hypothesis.
256
Our results facilitate further investigation and patient management in many
257
settings. An important scenario is the postoperative period after abdominal or
258
thoracic surgery, where cough effort is reduced [1-3] and where patients are at risk
259
of respiratory complications [22].
260
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Conclusions Pressure generated with a cough maneuver from TLC in supine position can be
263
measured in the esophagus, stomach, superior vena cava, or rectum indistinctly.
264
Bladder catheters could also be used, although the recorded pressures would usually
265
be slightly higher than PES. These results support assessing expiratory muscle
266
strength for clinical or research purposes without using an additional invasive
267
catheter in most hospitalized patients. If no invasive catheter has already been
268
placed for clinical purposes, a minimally invasive catheter can be chosen for
269
assessing cough pressure.
270 271
List of abbreviations
272 273
ASA: American Society of Anesthesiologists physical status classification system; CI:
274
confidence interval; FEV1: forced expiratory volume in one second; FVC: forced vital
275
capacity; ICC: Intraclass Correlation Coefficient; PCV: central venous pressure; PES:
276
esophageal pressure; PGA: gastric pressure; PREC: rectal pressure; PBL: bladder pressure; TLC:
277
total lung capacity.
278 279
Declarations
280
Ethics approval and consent to participate
281
This study was approved by our institutional review board (the clinical research ethics
282
committee of Parc de Salut Mar –CEIC-Parc de Salut Mar), reference number 031554. It
283
was also approved by the Spanish Agency for Medicines and Health Products (AEMPS),
284
reference number 040073.
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285
All patients signed an informed consent form before being enrolled the study.
286
Consent for publication
287
Not applicable
288
Availability of data and material
289
The datasets used and/or analyzed during the current study are available from the
290
corresponding author on reasonable request.
291
Competing interests
292
The authors declare that they have no competing interests
293
Funding
294
Supported by Spanish Health Ministry’s research fund (Fondo de Investigaciones
295
Sanitarias, reference FIS PI030127) and CIBERES, Instituto de Salud Carlos III
296
(ISCIII), Spain.
297
Authors' contributions
298
L.G.A contributed to all parts of the design, analysis and reporting, and conducted
299
the research protocol. L.G. proposed the initial aim of the study, analyzed data, and
300
wrote the manuscript. J.C.A. helped conduct the research protocol and collect data.
301
J.V. supervised data collection and analysis. J.G. advised and critically reviewed the
302
manuscript. All authors approved the final manuscript and guarantee its integrity.
303
Acknowledgments
304
We thank the nurses of the surgical area of Hospital del Mar, Barcelona, for
305
supporting our clinical management of patients and the staff of the Scientific &
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306
Technical Services of the IMIM, Barcelona, for their cooperation. Mary Ellen Kerans
307
gave advice on English language expression in a late version of the manuscript.
308 309 310
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Figure legends and Table 2
368
Fig 1. Waveforms at all five measurement sites. Congruent waveforms
369
recorded for patient No. 4 at all five measurement sites. PCV = central venous
370
pressure; PES = esophageal pressure; PGA = gastric pressure; PBL = bladder pressure;
371
PREC = rectal pressure.
372
Fig 2. Bland-Altman plots between PES and the alternative sites. Bland-
373
Altman plots showing agreement between cough pressures measured at the
374
esophagus (PES) and the alternative sites. Values are expressed in cmH2O. PCV =
375
central venous pressure; PES = esophageal pressure; PGA = gastric pressure; PBL =
376
bladder pressure; PREC = rectal pressure.
377
378
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65
Table 2 Measurements of cough pressure at five sites Maneuver Patient No. 1
2
3
4
5
PES
PGA
PCV
PBL
PREC
1
85.3
97.4
97.6
95.9
87
2
84.6
85.2
93.8
92
82.7
3
83.2
95
90.9
95.4
88.9
1
58.2
52.9
65.8
55.4
51.3
2
77.3
78
79.2
83.1
74.6
3
73.8
56.7
72.5
59.6
55.1
1
132.8
128.8
127.9
141.1
114.5
2
137.7
132.5
144.4
153.6
121.5
3
147.9
146.2
143.8
160.8
135.2
1
81.7
82.1
82.3
84.2
81.2
2
85.5
89.2
95
90.4
88.9
3
104
93.2
101.9
95.1
92.1
1
74.6
70
66.6
78.2
69.3
2
91.9
90.1
85.3
91
89.4
3
91.3
83.1
91.2
100.6
82.6
No.
6 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 379 52 53 54 55 56 57 58 59 60 61 62 63 64 65
7
8
9
1
102.9
101.9
99.8
111.9
100.1
2
108.3
104.6
105.3
115.5
102.9
3
112.4
105.3
101.9
117.7
102.9
1
110.5
116.5
106.9
128.1
115.9
2
125.9
140.3
121.7
150.4
138.5
3
118.5
131.3
114.9
142
131
1
148.5
168.8
156.5
167.9
143.3
2
132.5
152.2
137.7
158
146.9
3
148.8
167.3
154
152.8
162.4
1
121.6
128.4
123.1
137.15
127.2
2
152.9
166.4
158.5
178.25
164.9
3
140.9
159.8
143.9
169.65
157.5
Values are in cmH2O. Bold-face values identify the maneuver that generated the highest PES. PES = esophageal pressure, PGA = gastric pressure, PCV = central venous pressure, PBL = bladder pressure, PREC = rectal pressure.
Figure 1
PCV
PES PGA PBL PREC
Click here to download Figure Aguilera Fig. 1.pptx
Figure 2
Click here to download Figure Aguilera Fig. 2.pptx
Measured pressures
Mean difference between measurements
95% IC