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Upgrade Preparation Session As part of the Customer Facing Training project Tomas Black/SAP Services and Support March, 2015

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Customer Facing Trainer A SAP Support service initiative

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This presentation intends to train SAP customers who are about to upgrade or update their systems, helping to avoid the most common problems registered in SAP Support services. The term "upgrade" is used for a major release change, and "update" is used when applying EHPs over an existing product, when applying Support Packages or when installing an Add-On. The content included on this document express the latest information processed by SAP Support services, as per its date stamp. Content accuracy is assured as much as possible.

Agenda Customer Facing Trainer introduction  Brief description of the new services and scope of the upgrade preparation

Preparation  Reviewing database, operating system and SAP system for the upcoming changes

The SUM tool  Context, usage, news, nZDM

Technical Overview and troubleshooting  Concepts of the different actions initiated by SUM and how to analyze errors

Post processing activities  XPRAs phase runtime and SPAU adjustments.

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Introduction

Introduction Benefits Proactive actions  A considerable number of incidents are worked reactively by customer alongside SAP Support, when software-related errors take place during the maintenance of SAP systems. We were able to track down and classify these interactions, and the outcome showed an impressive 80% of all UPG cases that were already documented or were consulting (how-to) requests. Had customers reached the properly knowledge channels of SAP, most of the incidents would have never existed. Based on that, SAP Support has developed a series of proactive solutions. This Customer Facing Training focus on examining customer systems in all relevant aspects for upgrade scenarios, aiming to eliminate know gaps, problems and limitations.

System Optimization and Tuning  Because the upgrade procedure is such a complex set of tasks that involves almost all ABAP and SAP Java technologies aspects, a direct result of this investigation will be an optimized and tuned system. Going from the operating system level, through the database and ending up on the SAP product, we’ll review and suggest on the most common settings  In the end customers might have a considerable gain in SAP technology knowledge that can side effect to all Application areas, fostering knowledge and ecosystem accountability © 2015 SAP SE or an SAP affiliate company. All rights reserved.

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Preparation

Preparation •

The preparation for an upgrade require many actions:

1.

Check PAM for the OS x HW x SAP product combinations

2.

Setup and configure your database accordingly before starting the upgrade a) o o o o o o

Oracle 1919276: 1171650: 830576: 1431798: 592393: 1738989:

Performance issues when running a SAP Upgrade (general note) Automated Oracle DB parameter check (run the attached scripts to identify missing or faulty parameters) Parameter recommendations for Oracle 10g Oracle 11.2.0: Database Parameter Settings FAQ: Oracle Upgrade/Support Package import hang due to INACTIVE wait event "SQL*Net break/reset client" in Oracle

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Preparation b) MSSQL o o o o o o o o o

1744217: 1237682: 1702408: 1986775: 987961: 363018: 1725220: 1558087: 1054852:

MSSQL: Improving the database performance Configuration Parameters for SQL Server 2008 Configuration Parameters for SQL Server 2012 Configuration Parameters for SQL Server 2014 FAQ: SQL Server I/O performance File management for SQL Server New Trace Flags set and recommended with SQL Server 2012 SQL Server Statistics Maintenance Recommendations for migrations using Microsoft SQL Server

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Preparation c) DB6 (DB2 on Unix/Windows) o o o o

1314750 1456402 1309424 1312006

DB6: DBA Cockpit Correction Collection SAP Basis 7.00 / 7.10 DB6: DBA Cockpit Corrections for SAP Basis 7.02/7.30/7.31 DB6: DBA Cockpit Correction Collection SAP Basis 7.01 / 7.11 DB6: Database Performance Warehouse Master Note

o SAP DB2 document in SCN listing the important notes and documents

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Preparation d) HANA o 1732157:

Collecting diagnosis information for SAP HANA

o SAP SCN Hana and In-Memory Computing troubleshooting document

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Preparation Solution Manager Maintenance Optimizer (MOPZ)  The SUM tool uses a stack XML file generated in MOPZ to determine all dependent packages according to the target version and Support Package levels. This stack file is mandatory.

 1887979: Requirements before opening an incident for MOPZ (update your SolMan following this note before generating the XML file)  1600302: MOpz: Copy stack xml with a report (copy the XML file using this report or generate a new stack file for your next upgrade system)  Oficial SAP MOPZ guide

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Preparation SUM upgrade paths  1981278: Software Update Manager 1.0 SP12 [lmt_008] (last SUM version)

 SUM usage paths for SP12 PDF  Old SAPup for other upgrade paths: check for the target NW version. 701 (like EhP4), 702 (EhP5) and 711 (PI/XI).

 2 or even 3 steps-upgrade is OK

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Preparation OS level o Check for space availability on the OS level, especially in /SUM directory; o Mount the medias on the local directory, avoid network /NFS drives; o Consider the architecture of your OS: 32 or 64bit and the impact this has on ACT_UPG phase: note #1630256 o Set up parallelism in SUM according to note #1616401 o Check note #927637, specially the owners of file sapuxuserchk o If possible, set the user limits on Unix-like Oss to unlimited

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Preparation ABAP checks o Check for inactive objects in SE80 o Check SM21 and ST22 o Update if SPAM/SAINT tools to the very last version available o Update SAP kernel to latest patch level stack (not the kernel version!) o Update the transport tools individually (R3trans and tp) o Check if STMS and the background jobs are correctly configured: note #1541076 o Check for orphan update processes as per note #1280546 o Data class missing or misconfigured (KBA #1805195 – tablespaces handling during upgrade)

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Preparation ABAP checks o Perform consistency checks in SM65: 1. 2. 3. 4. 5.

Run Transaction SM65 Select Goto ... Additional tests Select "Consistency check DB Tables" and click execute. Once you get the results check to see if you have any inconsistencies in any of your tables. If there are any inconsistencies reported then run the "Background Processing Analyses" (SM65 .. Goto ... Additional Tests) again. This time check both the "Consistency check DB Tables" and the “Remove Inconsistencies" option. 6. Run this a couple of times until all inconsistencies are removed from the tables.



Make sure you run this SM65 check when the system is quiet and no other batch jobs are running. You'll have to cancel the current batch activities as this would put a lock on the TBTCO table till it finishes. This table may be needed by any other batch job that is running or scheduled to run at the time SM65 checks are running. Customers should also do the TEMSE and spool consistency checks as per note #48400. Remove inconsistencies if any found.

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The SUM tool

The SUM tool  Introduction  Overview  Difference between SUM and SUM with DMO  New SUM GUI  Advanced options and the Near Zero Downtime (nZDM) option

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Configuration to influence downtime

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SUM in advanced pre-configuration to optimize the downtime



Parallel operation of production system and shadow system



Import of the substitution set into the shadow tables during production operation (2nd shadow) enables the following in uptime

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Execute selected time consuming After Import Methods (AIMs)



Activation ABAP loads (SGEN)



Import selected customer transports (available on request, see note 1759080)



near-Zero Downtime Maintenance (nZDM)



Ongoing process improvements, e.g. faster log scanning or optimize main import (TABIM-UPG)

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Quick facts nZDM near-Zero Downtime Maintenance capability (nZDM) to minimize the business downtime significantly in “Advanced Configuration” Unrestricted available after a period of controlled delivery 

Introduction of "Record & Replay" technique for business transactions based on database trigger technology



Minimizes manual effort: all steps run automatically in background



Minimal additional hardware requirements due to shadow-technique, only additional DB space needed (80 – 350 GB)



Is available for all ABAP-based Business Suite products



Ongoing improvements based on customer feedback, e.g. reduction of preprocessing and post-processing phase

SCN-Blog: http://scn.sap.com/docs/DOC-32544 © 2015 SAP SE or an SAP affiliate company. All rights reserved.

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How to activate nZDM in SUM

Chose number of processes for change recording replication (CRR)

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nZDM: Standard procedure vs. downtime procedure in SUM Uptime

Business Downtime SGEN

50 - 60%

Additional runtime: 20-30 %

Uptime

  

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SGEN selected AIMs Customer transports Main import & conversions

Record and replication of changed tables

Ramp up



Add on ,...

Uptime Validation

Downtime steps now in uptime:

Technical Cust. Downtime Trsp.

Backup

NEW 2nd shadow operation

Backup

Shadow system instance is created in the background

Shadow operation

Business Downtime Ramp down

nZDM/SUM

Installation Preparation

obsolete

nZDM: technical downtime savings:

Ramp up

Customer transports Add on,...

Technical Downtime

Validation

Shadow operation

Backup

Installation Preparation

Backup

Ramp down

UPG/EHPi

Uptime

SGEN not needed anymore

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Maintenance downtime improvements already realized reference customer example 1:00 • • •

4:30



1:00

18:15

11:15 9:00

2:30

4:00

9:15 1:00

2:15 2:15

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Technical Overview

Technical overview SUM initiates 4 different actions during an upgrade:

1.

run ABAP programs

2.

triggers background jobs

3.

starts DB import actions via tp and R3trans

4.

loads data from DVDs via R3load

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Technical overview – main picture user interface

main programs

User interaction & SAPup output

ABAP programs

UI (admin)

SAPup

tools used during upgrade

tp starts

R3load

DB

SLC

SAP system

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Technical overview – job phases: control flow external programs

within SAP system RFC

SAPup

function module schedules

read & write

job write

logfiles in DIR_PUT/log

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Technical overview – transport phases control flow

datafile SAPup

start read

tp start

R3trans read & write

import

write

write

logfiles in DIR_PUT/log © 2015 SAP SE or an SAP affiliate company. All rights reserved.

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Technical overview – transport phases control flow (ACT, XPRA) jobs within SAP system

external programs

SAPup

start

tp

start

sapevt trigger

RDDIMPDP write schedules

read & write write

logfiles in DIR_PUT/log © 2015 SAP SE or an SAP affiliate company. All rights reserved.

RDD*

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Technical overview – bulk import phases control flow

datafile from CD SAPup

start

read

R3load read & write import write

logfiles in DIR_PUT/log © 2015 SAP SE or an SAP affiliate company. All rights reserved.

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Technical overview – troubleshooting Main log file: SAPupConsole.log

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Technical overview – logfiles of job phases During a JOB phase the following kind of logfiles are written : .LOG RFC login, start and check of a backgroundjob .<SID> where is not a transport logfile can be the logfile of a background job .ELG error collected from the previous log .SAV .LOG and .ELG from previous runs

Example for phase PARCONV_UPG : PDDIT020.LOG RFC logon ADDBIND.PR2 logfile of backgroundjob JOB_RDDIT020 PDDIT020.ELG condensed errors from ADDBIND.PR2 (PDDIT020.SAV) .LOG and .ELG from previous runs.

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Technical overview – logfiles of job phases: troubleshooting 1. Does SAPup finish with „errors found in logfile“? No: check #2 Yes: check the .ELG and the logfile of the backgound job.

2. Could SAPup logon to the SAP system? (Check the .LOG file) Yes: check #3 No (ie. error during logon): check if DDIC could logon in 000 with the given password. 3. Did the RFC call return successful? Yes: check #4 No (ie. RFC error): Check the authorisations for DDIC in 000. Check the SAP system (SM21, ST11 rfc traces, ST22).

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Technical overview – logfiles of job phases: troubleshooting 4. Did the job finish sucessful (SM37)? Yes: nothing to do. No: Find the corresponding work process (button ‚Job Details‘) Check the corresponding dev_w* file in ST11 or on the OS level, directory …/work

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Technical overview – logfiles of transport phases: logfiles SAPup calls tp with a special transport profile (TPPARAM). Logfiles of SAPup :  TP.ECO or SAPup.ECO  *.ELG

stdout of tp, collected error lines from transport logs.

Logfiles of tp :  ULOG...  ALOG  SLOG

Tp call inclusive used transport profile, finished steps (request, returncode), details of tp call.

Logfiles of R3trans :  SAPI*  SAPH*

(main) import logs, dictionary import logs.

Logfiles of transport background jobs :  SAPA* activation logs,  DS distribution,  N or NCONV conversion. © 2015 SAP SE or an SAP affiliate company. All rights reserved.

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Technical overview – logfiles of transport phases: troubleshooting Did a tool write a error message into its logfile ? (Check the .ELG file) Yes (an error line appears in ELG): Check the corresponding original logfile mentioned in the ELG.  R3trans import : In most cases during import phases it is related to DB problems and a DB error message is found in the import log.  Activation error : Check the object in transaction SE11.  XPRA error or short dump : Check the report documentation of the XPRA.

No (ELG of a transport phase does not contain error lines): Check if tp did finish correct (ECO file). Check logfiles written by tp for errors (esp. SLOG). © 2015 SAP SE or an SAP affiliate company. All rights reserved.

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Post processing

Post-processing: XPRAs and SPAU • EXecution of PRograms After Import XPRA or "Report after Put" is an ABAP program or Function Module that is executed during a transport request import sequence, the import of a Support Package and during Upgrades/Enhancement Package installations. The reports that are executed during XPRA are application-related conversions, adjustments, data mergers or alignments for the conversion of release-specific SAP-shipped customizing that need to be adjusted during the upgrade. The runtime of the XPRA phase differs from one application component to another - however XPRAs are used by all SAP modules and applications. The XPRA phase reports are run as one of the last steps of the upgrade. However, due to the fact that table content is adjusted, the XPRA phase needs to behttp://wiki.scn.sap.com/wiki/display/TechTSG/XPRAS+phases done at application downtime. XPRA can also run as part of the activation of extension sets and IS add-ons. XPRAs use jobs RDDEXECL, seen in SM37 Note #1947874 contains a comprehensive analysis of performance issues in XPRAs

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Post-processing: XPRAs and SPAU • SPAU



Must be run after the 1st system upgrade of the landscape (usually DEV)



Generates transport request which will be used on the next systems (QAS and PRD)

http://wiki.scn.sap.com/wiki/display/TechTSG/XPRAS+phases • 14-day expire period

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Post-processing: XPRAs and SPAU SPDD and SPAU in upgrades

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Special “SPAU” request



DEV  QAS  PRD



Avoid duplicated work

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Resources and references

• Oficial SAP Systems Upgrade and Update troubleshooting Wiki • SCN Software Logistics Space • SUM download, guide, notes and related documents • Upgrade newsletter (received via e-mail, also attached to this presentation)

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Thank you Contact information: Tomas Black Upgrade Support Engineer SAP Labs Latin America, São Leopoldo. Brazil © 2015 SAP SE or an SAP affiliate company. All rights reserved.

© 2015 SAP SE or an SAP affiliate company. All rights reserved. No part of this publication may be reproduced or transmitted in any form or for any purpose without the express permission of SAP SE or an SAP affiliate company. SAP and other SAP products and services mentioned herein as well as their respective logos are trademarks or registered trademarks of SAP SE (or an SAP affiliate company) in Germany and other countries. Please see http://global12.sap.com/corporate-en/legal/copyright/index.epx for additional trademark information and notices. Some software products marketed by SAP SE and its distributors contain proprietary software components of other software vendors. National product specifications may vary. These materials are provided by SAP SE or an SAP affiliate company for informational purposes only, without representation or warranty of any kind, and SAP SE or its affiliated companies shall not be liable for errors or omissions with respect to the materials. The only warranties for SAP SE or SAP affiliate company products and services are those that are set forth in the express warranty statements accompanying such products and services, if any. Nothing herein should be construed as constituting an additional warranty. In particular, SAP SE or its affiliated companies have no obligation to pursue any course of business outlined in this document or any related presentation, or to develop or release any functionality mentioned therein. This document, or any related presentation, and SAP SE’s or its affiliated companies’ strategy and possible future developments, products, and/or platform directions and functionality are all subject to change and may be changed by SAP SE or its affiliated companies at any time for any reason without notice. The information in this document is not a commitment, promise, or legal obligation to deliver any material, code, or functionality. All forwardlooking statements are subject to various risks and uncertainties that could cause actual results to differ materially from expectations. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of their dates, and they should not be relied upon in making purchasing decisions.

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