Fraud Risk Management Boot Camp

25 - 26 November 2009, Hotel Rendezvous, Singapore

2-Day Informational Sharing Session:

Fraud Risk Management Boot Camp

(A CSI World Headquarters Certified Program) Proudly brought to you by : ICFE Consultancy Group Pte Ltd International Cybercrime & Forensics Examiners

www.icfe-cg.com

Secure yourself an immediate advantage at the upcoming Financial Institutions Fraud (FIF) Forum on 1st Dec 09 when you register today! Call Kelvin Chung at 6222 9861 or Joanne Su at +65 9069 5489 for more information on FIF Forum

Receive a certificate in FRM accredited by CSI World Headquarters In partnership with CSI World Headquarters www.csi-world-hq.org

Approved CPD Provider CSI Members enjoy 16 units of CPE Credits

CSI World Headquarters Training Professionals Globally

AIA Members stand to receive 14 units of CPD hours by attending this seminar

Tel : (65) 6222 9860 | Fax: (65) 6222 9865 | www.icfe-cg.com

| [email protected]

SPECIALLY TAILORED IN-HOUSE TRAINING is now available! For more information, please contact Ariel Tan at +65 6222 9864 or email [email protected] Tel : (65) 6222 9860 | Fax: (65) 6222 9865 |

www.icfe-cg.com | [email protected]

MESSAGE FROM WORKSHOP LEADER Dear Delegates, Corporate fraud costs businesses hundreds of millions of dollars each year. It affects livelihoods and is a common cause of corporate failure. It is the responsibility of the board of directors to prevent fraud by putting in places the appropriate controls and review procedures. This program shows you why Accounting Information System (AIS) Threats are ever increasing. Control risks have also increased in the last few years because there are computers and servers everywhere, and information is available to an unprecedented number of workers. Distributed computer networks make data available to many users, and these networks are harder to control than centralized mainframe systems. With the introduction of 3 levels of COSO and value driven ERM, things should be under control. Recent events at SATYAM proves that in reality things are getting out of control. So, what went wrong ? Is it time to train the auditors ? Recognising the challenges that organisations are facing in combating Fraud, CSI In Practice is pleased to present this 2-days Workshop on Enterprise Fraud Risk Management. This will serve as an excellent opportunity to learn how best to conduct an internal investigation to protect your organization and step up on controls to deter fraud.

** Register by 23 Oct 2009 for an EARLY BIRD DISCOUNT! WHO SHOULD ATTEND • Anti-Fraud Managers

• Company Directors

• Fraud Investigators

• Risk Management & Regulatory Managers

• Legal & Compliance Managers

• Internal Auditors & Audit Managers

• CFOs & VPs Finance

• Internal Control Officers

• Financial Controllers & Accountants

• Company Secretaries

• CEOs & MDs

• Procurement/Purchasing Managers

• COO’s • CIO’s

• IT Auditors • E-Banking & MIS Managers & all who involved in Corporate Transparency & Governance

Tel : (65) 6222 9860 | Fax: (65) 6222 9865 | www.icfe-cg.com | [email protected]

SPECIALLY TAILORED IN-HOUSE TRAINING is now available!

For more information, please contact Ariel Tan at +65 6222 9864 or email [email protected] Tel : (65) 6222 9860 | Fax: (65) 6222 9865 |

Course Outline (Day 1) • • • • • • • • •

• • • • • • • • • • • • •

•

What is Enterprise Fraud The Fraud Tree Asset Misappropriation Corruption Financial Statement Fraud What is Enterprise Fraud Risk Management (EFRM)? What is the current model? Why is the current model defective? What is the relationship between Internal Audit. Compliance, Risk management and the Investigation Unit? Why is Compliance not suited in handling EFRM Why is EFRM not an integral part of internal audit Why you must not depend on the “external” auditors Why is Risk Management not into Fraud Risk The skill set and the training that is required for EFRM Why is it that you must not outsource EFRM to the “external” audit firm How to get started in Enterprise Fraud Risk Management? Lesson learned from the COSO based approach Establishing the “Tone at the Top” Determining the ethical values in an organization through participative Determining “Fraud by Area “& determining “Fraud by Scheme” The inherent limitations in Internal Controls in preventing fraud Understanding different fraud scheme in enterprise fraud General Discussion & Question Session

www.icfe-cg.com | [email protected]

Course Outline (Day 2) • Learn how to work with Internal Audit • Understand the limitations of the internal audit function • Understand that Internal Audit is not "public Enemy No.1". • Objective test in distinguishing the “makers” from the “fakers” • Why you must not depend on the “external’ auditors to do EFRM • Understanding the five primary objectives of EFRM: • Prevention • Deterrence • Disruption • Identification • Civil action/criminal prosecution • Video Screening • Step by Step Fraud Detection • Investigation and Resolution • Investigative methods • Covert Investigative method • Concealment Investigative method • Inquiry Investigative method • Conversion Investigative method • General Discussion & Question Session

2 Tea Breaks and 1 Lunch Break will be provided for both days Interested in other courses? Download our EVENT CALENDER at www.icfe-cg.com

Suspect a fraud? Consult a Certified Fraud Examiner at (65) 6222 9860 or email [email protected]

Tel : (65) 6222 9860 | Fax: (65) 6222 9865 | www.icfe-cg.com | [email protected]

Call today for a COMPLIMENTARY CONSULTATION! No Obligations. Tel : (65) 6222 9860 | Fax: (65) 6222 9865 | www.icfe-cg.com | [email protected]

About Our Workshop Leader

Tommy Seah

• The only Regent Emeritus of the Association of Certified Fraud Examiners (ACFE) within the Asia Pacific • Chairperson Emeritus of CSI World Headquarters • World Class Financial Management Expert • Double Firsts in Financial Management and Accountancy (U.K.) • Chartered Banker, International Accountant, FCPA (USA), CSOXP • Member of Advisory Board to SOX Institute (N.Y.) • Member of Singapore Institute of Directors To say that Tommy is a man of many talents would be an understatement. He is one of those people that you would like to meet in person. Unassuming, straight talking, funny, sincere, ruthlessly honest, experienced and helpful would be some of the usual comments about him. Tommy is the only Singaporean that has ever achieved a Double First in the English Accountancy Examination for Financial Management and in the Accountancy Finals. He is also a US qualified Forensic Accountant, a Chartered Banker, a System Auditor and a Certified Fraud Examiner. He has taught Financial Management in both the ACCA and the post-graduate ACCA Certification and MBA business finance for many years in Singapore and abroad. Notwithstanding the fact that he is exceedingly well known in the Financial and Economic Crime circle as a Number One Fraud Buster, his first love is Financial Management. In 2005, he was appointed as Compliance Adviser to a US$25 billion Asset Management Company. In the following year he was invited to be the FEC Adviser to a European financial institution. He conducts Asset and Liability Management Executive Coaching sessions to some of the most established Financial Institutions in the region. He is also a member of The Board of Regents of the Association of Certified Fraud Examiners Board based in Texas, USA. Tommy created history when he was elected to the ACFE World Headquarters Board of Regents, first as a member and subsequently as its Vice Chairman. He is the only Asian that sits on the American Board of Regents. Today, he spends a substantial amount of his time advising financial institutions in sound Financial Management through public speaking and private coaching. His most notable accomplishment thus far is in giving bank practitioners a firm grip on Managing for Value methodology. He founded CSI World Headquarters in Singapore one whole year before the global financial crisis came to pass and systemic risk became a household word. He intends to built CSI World Headquarters into a global classification and certification body preventing systemic risk and using Digital Forensics as a tool in fraud investigation. For his contribution in the area of high finance, he was honored as a course Professor of Economics by the CIOD, Shanghai, Greater China. Tommy is also the author of “101 Methods of Money Laundering” & “Sound Financial Management”. His hobbies include sharing his knowledge on Computer Digital Forensics and fighting terrorists in money laundering.

Trainer In Attendance

Mr Stanley Chia

• Certified Fraud Examiner (CFE) with the Association of Certified Fraud Examiners (ACFE) • Certified Member (CAMS) with Association of Certified Anti-Money Laundering Specialists (ACAMS) • Certified System Investigator (CSI) with the CSI World Headquarters • Member of GRC Group New York • Member of International Compliance Association (ICA) He also holds a Master of Commerce, specializing in Business Law from The University of New South Wales. He obtained his Bachelor of Economics, majoring in Money & Banking and Accounting in 2001 from The University of Western Australia. Stanley is the Managing Director of ICFE Consultancy Group Pte Ltd, a think-tank company that provides multi-consultancy solutions to companies world-wide. He specializes in investigative interviewing & profiling techniques and has handled numerous cases for both local and foreign financial institutions. He is also well versed in financial products knowledge, fraud examination techniques and compliance methodologies. Stanley has worked for large financial institutions like AIA Insurance, Singapore Exchange and United Overseas Bank where he was involved in anti-money laundering, compliance, enforcement and fraud investigation work. To date, he has investigated more than 100 fraud and compliance-related cases and some of them involved over US$1M. Important Notice “ Due to the interactive nature of the learning session, the sequence and contents of the program maybe vary according to the needs of the participants. The speaker reserves the right and the privilege to conduct the program in the manner which he thinks to be in the best interest of the majority of the participants. Please ensure that you understand this completely so as to prevent any form of unrealistic expectation and or disappointment in a public enrolment program that was not tailored to your specific need. Please inform the organizer in advance if you are not agreeable or do not completely understand the above term and we will review your enrolment accordingly. ”

Fraud Risk Management Boot Camp (A CSI World Headquarters Certified Program) 25 - 26 Nov 2009, Hotel Rendezvous, Singapore

How to Register Fax : (65) 6222 9865 Tel : (65) 6222 9860 Email : [email protected] : www.icfe-cg.com Web Post To: ICFE Consultancy Group Pte Ltd 6 Eu Tong Sen Street, #05-13, The Central, Singapore 059817 Participant Details

Contact Person

Name: Dr / Mr / Mrs / Ms ___________________________________

Name: ___________________________

Company Name:

Company Designation:

________________________________________

Company Designation:

___________________________________

_____________

Email: ___________________________

Company Address: _______________________________________

Tel No.: ___________________________

Participant’s Email: _______________________________________

Fax No.: __________________________

Contact Person: _________________________________________ Tel No.: ____________________ Fax No.: ____________________ ............................................................................................................... I have read and understood the booking terms & conditions.

Course Fee SGD 1100* (2-Day) - Public SGD 900* (2-Day) - Government Sector Category

Signature________________

Date_____________________

Preferred Mode of Payment By Cheque (Please cross cheque made payable to ICFE Consultancy Group Pte Ltd and mail your payment together with this registration form to the Company address stated in the “How to Register” box above. Telegraphic Transfer (Singapore & Other Delegates) DBS Bank Account No.: 100-901448-2 (DBS Current Account) Account Name: ICFE Consultancy Group Pte Ltd Swift Code: DBSSSGSG

Important Notice

Discount

Early Bird** Corporate (3 or more pax)

5% 15%

ACSI (Associate) CSI (Certified)

10% 15%

** Register by 23 October 2009 for an EARLY BIRD DISCOUNT!

Call us at +65 6222 9860 to find out more information! * Does not include accomodation

Receive a certificate in FRM accredited by CSI World Headquarters! Contact Joanne Su at +65 9069 5489 or email to [email protected] for more details about the membership.

IMPORTANT NOTICE: Payments are required with registration and must be received prior to the Coaching Session to guarantee your place. Walk-in delegates will only be admitted on the basis of space availability at the Coaching Session and with immediate full payment. CANCELLATIONS & TRANSFERS: If you are unable to attend, a substitute delegate is welcome at no extra charge. Please provide the name and the title of the substitute delegate at least 2 days prior to the program. A refund less 10% administrative charge will be made for cancellation received in writing 10 working days before the program date. A complete set of program documentation and a 50% refund will be given for cancellation made 3 working days before the program date. Regrettably, no refund can be made for cancellation made on and/or after the program. A complete set of documentation will however be posted to you. The organizer reserves the right to make any amendments and/or changes to the program, venue, speaker replacements and/or topics if warranted by circumstances beyond its control. DISCLAIMER: Due to the interactive nature of the learning session, the sequence and contents of the program may be vary according to the needs of the participants. The speaker reserves the right and the privilege to conduct the program in the manner which he thinks to be in the best interest of the majority of the participants. Please ensure that you understand this completely so as to prevent any form of unrealistic expectation and or disappointment in a public enrolment program that was not tailored to your specific need. Please inform the organizer in advance if you are not agreeable or do not completely understand the above term and we will cancel your enrolment accordingly.

Tel : (65) 6222 9860 | Fax: (65) 6222 9865 | www.icfe-cg.com | [email protected]