KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam CHAPTER 2.0
INTRODUCTION TO CONTROL SYSTEMS
Control systems can be placed into three broad functional groups:
Monitoring systems, such as Supervisory Control and Data Acquisition (SCADA) systems, which provide information about the process state to the operator; Sequencing systems, used where some process must follow a pre-defined sequence of discrete events; Closed-loop systems, which is widely taught in engineering course, are typically implemented to give some process a set of desired performance characteristics
The history of feedback control system begun as early as in 1769 when James Watt’s steam engine and governor are developed. The Watt stem engine often used to mark the beginning of the Industrial Revolution in England. The revolution of automatic control system continues in which the first ever autonomous rover vehicle, known as Sojourner was invented in 1997. In summary below is the history of feedback control system 1769
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James Watt’s flyball governer
Figure 2.0: James Watt’s flyball governer 1868
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J. C. Maxwell’s model of governer
1927
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H. W. Bode’s feedback amplifiers
1932
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H. Nyquist’s stability theory
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam 1954
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George Devol’s robot design
1970
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State-variable models and optimal control theory
1980
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Robust control system design
1997
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First ever autonomous rover vehicle “Sojourner”
Info: The mobile Sojourner had a mass of 10.5kg and 0.25 square meter solar array
Figure 2.1: Sojourner But before we go into further details, we have to know control systems’ terms and concepts. The frequently used terms and concepts are as follow: Automation Control system
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Controlled variable Manipulated variable Plant
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Processes
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The control of a process by automatic means An interconnection of components forming a system configuration that will provide a desired response Quantity or condition that is measured and controller. Normally it is the output of the system Quantity or condition that is varied by the controller so as to affect the value of the controlled variable A plant is a piece of equipment, perhaps just a set of machine parts functioning together, the purpose of which to perform a particular operation. Any physical object to be controller (such as heating furnace, a chemical reactor etc) is called a plant A process can be defined as a natural, progressively continuing operation or development marked by a
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam
Disturbances
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Feedback control
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Feedforward
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series of gradual changes that succeed one another in a relatively fixed way and lead towards a particular result or end A disturbance is a signal which tends to adversely affect the value of the output of the system. If a disturbance is generated within the system, it is called internal; which an external disturbance is generated outside the system. Feedback control is an operation which in the presence of disturbances, tends to reduce the difference between the output of a system and the reference input and which does so on the basis of the difference. Feedforward has a reference signal which is act as an additional input. Source: AAMI, Fac of Mech Eng., UiTM
Figure 2.2: Input-output configuration of control system (souce: AAMI)
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam
Figure 2.3: Input-output configuration of a closed-loop control system (source: AAMI) 2.1
OPEN LOOP AND CLOSED-LOOP SYSTEMS
2.1.1
Open Loop Control System
A system is said to be an open loop system when the system’s output has no effect on the control action. In open loop system, the output is neither measured nor fed back for comparison with the input.
Figure 2.4: Open loop control system An open loop control system utilizes an actuating device (or controller) to control the process directly without using feedback as shown in Figure 2.4. The advantages and the disadvantages of an open-loop control system is tabulated in table 2.1 below ADVANTAGES Simple and ease of maintenance Less expensive Stability is not a problem Convenient when output is hard to measure
DISADVANTAGES Disturbances and changes in calibration cause errors Output may be different from what is desired
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam 2.1.2
Closed-loop control system
A system that maintains a prescribed relationship between the output and the reference input is called a closed-loop system or a feedback control system. The system uses a measurement of the output and feedback of the signal to compare it with the desired output.
Figure 2.5: Closed loop control system In a closed-loop control system, the actuating error signal, which is the difference between the input signal and the feedback signal, is fed to the controller so as to reduce the error and bring the output of the system to a desired value. 2.1.3
Comparison between open loop and closed-loop control system.
The table below shows the comparison between the two systems: OPEN LOOP System stability is not a major problem, therefore easier to build
Use open loop only when the inputs are known ahead of time and there is no disturbances
2.2
CLOSED LOOP The use of feedback makes the system response relatively insensitive to external disturbances and internal variations in system parameters System stability is a major problem because the system tends to overcorrect errors that can cause oscillations or changing amplitude.
TRANSFER FUNCTION
The transfer function of a linear system is defined as the ratio of the Laplace transform of the output variable to the Laplace transform of the input variable, with all initial conditions assumed to be zero. The Transfer function of a system (or element) represents the relationship describing the dynamics of the system under consideration. A transfer function may be defined only for a linear, stationary (constant parameter) system. A non-stationary system often called a time-varying system, has one or more timevarying parameters, and the Laplace transformation may not be utilized. Furthermore, a transfer function is an input-output description of the behavior of a system. Thus the transfer function description does not include any information concerning the internal structure of the system and its behavior.
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam 2.2.1
The Transfer function of linear systems
The transfer function of a LTI system is defined as the Laplace transform of the impulse response, with all the initial conditions set to zero.
G(s) L[ g (t )] The transfer function is related to the Laplace transform of the input and the output through the following relation:
G( s)
Y ( s) R( s )
where all the initial conditions set to zero, and Y (s) and R(s) are the Laplace transform of y (t ) and
r (t ) respectively.
Although the transfer function of a linear system is defined in terms of the impulse response, in practice, the input-output relation of a linear time-invariant system with continuous–data input is often described by the differential equation, so it is more convenient to derive the transfer function directly from the differential equation.
Let us consider that the input-output relation of a linear time-invariant system is described by the following nth-order differential equation with constant real coefficients:
d n y(t ) d n1 y(t ) dy(t ) d m r (t ) d m1r (t ) dr (t ) a ...... a a y ( t ) b b ..... b1 b0 r (t ) n 1 1 0 m m 1 n n 1 m m 1 dt dt dt dt dt dt
To obtain the transfer function of the linear system that is represented by Eq. (2.3), we simply take the Laplace transform on both sides of the equation and assume zero initial conditions. The result is
s
n
an1s n1 a1s a0 Y(s) bm s m bm1s m1 b1s b0 R(s)
The transfer function between r (t ) and y (t ) is given by:
G( s)
b s m .............. b1 s b0 Y ( s) nm R( s) s an1 s n1 ...... a1 s a0
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam The transfer function is said to be strictly proper if m n . If m n then the transfer function is proper. It is improper if m n .
Characteristic Equation: The characteristic equation of a LTI system is defined as the equation obtained by setting the denominator polynomial of the transfer function to zero. Thus, the characteristic equation of the system described by the Eq. (2.4) is
s n an1s n1 a1s a0 0
Later, we shall show that the stability of a linear single-input single-output system is governed completely by the roots of the characteristic equation.
2.2.2
Transfer function of multivariable system
The definition of a transfer function is easily extended to a system with multiple inputs and outputs. A system of this type is often referred to as a multivariable system. Figure 2.6 shows a control system with two inputs and two outputs.
Figure 2.6: General block representation of a two-input, two-output system
Since the principle of superposition is valid for linear systems, the total effect on any output due to all the inputs acting simultaneously is obtained by adding up the outputs due to each input acting alone. Thus, using transfer function relations we can write the simultaneous equations for the output variables as
Y1 ( s) G11( s) R1 ( s) G12 ( s) R2 ( s) Y2 ( s) G21( s) R1 ( s) G22 ( s) R2 ( s)
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam where G ij (s) is the transfer function relating the ith output to the jth input variable. Thus
Gij
Yi ( s) R j ( s)
In general, for j inputs and i outputs, we can write the simultaneous equations for the output variables as
Y1 ( s) G11( s ) G12 ( s) G1 j ( s ) R1 ( s ) Y ( s) G ( s) G ( s) G ( s ) R ( s ) 22 2j 2 2 21 Yi ( s ) Gi1 ( s ) G i 2 ( s ) Gij ( s ) R j ( s)
It is convenient to express Eq. (2.7) in a matrix-vector form
Y(s) G(s)R(s) where
Y1 ( s ) Y ( s ) Y (s) 2 Yi ( s ) is the i 1 transformed output vector; whereas
R1 ( s ) R ( s) 2 R( s) R j ( s ) is the j 1 transformed input vector; and
G11( s ) G12 ( s ) G1 j ( s ) G ( s ) G ( s ) G ( s ) 21 22 2j G( s) Gi1 ( s ) G i 2 ( s) Gij ( s) is the i j transfer-function matrix.
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam 2.3
DEFINITION OF STABILTY
A stable system is defined as a system which gives a bounded output in response to a bounded input.
The concept of stability can be illustrated by considering a circular cone placed on a horizontal surface, as shown in Fig. 2.7 and Fig. 2.8.
Figure 2.7: The stability of a cone. ----------------------------------------------------------------------------------------------------
Figure 2.8: Stability in the s-plane.
The stability of a dynamic system is defined in a similar manner. Let u(t), y(t), and g(t) be the input, output, and impulse response of a linear time-invariant system, respectively. The output of the system is given by the convolution between the input and the system's impulse response. Then
y(t ) u (t ) g ( )d 0
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam This response is bounded (stable system) if and only if the absolute value of the impulse response, g(t), integrated over an infinite range, is finite. That is
0
g ( ) d
Mathematically, Eq. (4.24) is satisfied when the roots of the characteristic equation, or the poles of G(s), are all located in the left-half of the s-plane.
A system is said to be unstable if any of the characteristic equation roots is located in the right-half of the s-plane. When the characteristic equation has simple roots on the j-axis and none in the right-half plane, we refer to the system as marginally stable.
The following table illustrates the stability conditions of a linear continuous system with reference to the locations of the roots of the characteristic equation. STABILITY CONDITION Stable Marginally stable of marginally unstable
Unstable
LOCATION OF THE ROOTS All the roots are in the left-half s-plane At least one simple root and no multiple roots on the j-axis; and no roots in the right-half s-plane. At least one simple root in the right-half splane or at least one multiple-order root on the j-axis.
The following examples illustrate the stability conditions of systems with reference to the poles of the closed-loop transfer function M(s).
M ( s)
20 s 1s 2s 3
Stable
M ( s)
20( s 1) ( s 1)( s 2 2s 2)
Unstable due to the pole at s = 1
M ( s)
20( s 1) ( s 2)( s 2 4)
Marginally stable or marginally unstable due to s = j2.
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam
M ( s) 2.3.1
Unstable due to the multiple-order pole at s = j2.
10 ( s 4) 2 ( s 10) 2
Open loop and Closed loop stability
A system is open-loop stable if the poles of the loop transfer function G(s)H(s) are all in the left hand side of s-plane.
Controller ysp
+
-
H(s)
Plant G(s)
y
e(s)
Figure 2.9: A typical closed-loop system A system is closed0loop stable (or simply stable) if the poles of the closed-loop transfer function (or zeros of 1+G(s)H(s) are all in the left hand side of s-plane 2.4
BASIC CONTROL ACTIONS
The following six basic control actions are very common among industrial automatic controllers: 1. 2. 3. 4. 5. 6. 2.4.1
Two-position or on-off controller Proportional controller Integral controller Proportional-plus-integral controller Proportional-plus-derivative controller Proportional-plus-derivative-plus-integral controller Two-position of on-off control action
In a two-position control system, the actuating element has only two fixed positions which are, in many cases, simply on and off. Two-position or on-off control is relatively simple and inexpensive and, for this reason, is very widely used in both industrial and domestic control systems. Let the output signal from the controller be m(t) and the actuating error signal be e(t). In two position control, the signal m(t) remains at either a maximum or minimum value, depending on whether the actuating error signal is positive or negative, so that 𝑚 𝑡 = 𝑀1 𝑓𝑜𝑟 𝑒(𝑡) > 0 = 𝑀2 𝑓𝑜𝑟 𝑒(𝑡) < 0
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam Where 𝑀1 and 𝑀2 , are constants. The minimum value 𝑀2 , is usually either zero or −𝑀1 . Two-position controllers are generally electrical devices, and an electric, solenoid-operated valve is widely used in such controller. Pneumatic proportional controller with very high gain act as two-position controller and are sometimes called pneumatic two-position controller. Figure 2.10 show the block diagrams for two-position controller. The range through which the actuating error signal must move before the switching occurs is called the differential gap.
Figure 2.10: Two-position controller 2.4.2
Proportional controller
For a controller with proportional control action, the relationship between the output of the controller m(t) and the actuating error signal e(t) is 𝑚 𝑡 = 𝐾𝑝 𝑒(𝑡) or, in Laplace Transform 𝑀(𝑠) = 𝐾𝑝 𝐸(𝑠) Where 𝐾𝑝 , is termed the proportional sensitivity or the gain.
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam Whatever the actual mechanism may be and whatever the form of the operating power, the proportional controller is essentially an amplifier with and adjustable gain. The proportional action has the following two properties: 1. Reduce rise time 2. Does not eliminate steady state error Example 2.1: Given a system consist of mass-spring and damper
x
k
M
F
b The second order PDE is: Taking the LT The TF is therefore: Let M=1kg, b=10N.s/m, k=20 N/m & F(s)=1, therefore X(s) / F(s): From the Transfer Function, the DC gain is: Corresponding to the steady state error of: The settling time is: Open Loop Response 0.05 0.045 0.04 0.035 Displacement (m)
a) b) c) d) e) f) g)
0.03 0.025 0.02 0.015 0.01 0.005 0 0
0.2
0.4
0.6
0.8
1 Time (sec)
1.2
1.4
1.6
1.8
2
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam P control (K) reduces the rise time, increases the overshoot and reduces the steady state error. h) The closed-loop transfer function of the system with P controller is X(s)/F(s)=G/(1+G): i) Let the P gain (K) equal 300 Closed Loop Step : K = 300 1.4
1.2
Displacement (m)
1
0.8
0.6
0.4
0.2
0 0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
2
Time (sec)
Rise time and ss error reduced, slightly reduced settling time but increased overshoot. 2.4.3
Integral controller
In a controller with integral control action, the value of the controller output m(t) is changed at a rate proportional to, the actuating error signal e(t). That is
Therefore;
𝑑𝑚(𝑡) = 𝐾𝑖 𝑒(𝑡) 𝑑𝑡 𝑡 𝑚 𝑡 = 𝐾𝑖 0 𝑒 𝑡 𝑑𝑡
Where 𝐾𝑖 is an adjustable constant. The transfer function of the integral controller is 𝑀(𝑠) 𝐾𝑖 = 𝐸(𝑠) 𝑠 If the value of e(t) is doubled, then the value of m(t) varies twice as fast. For zero actuating error, the value of m(t) remains stationary.
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam The integral controller has the following properties: 1. Proportional controllers often give a steady-state error. Integral controller arose from trying to add a “reset” term to the control signal to eliminate steady state error. In other words, the integral controller “resets” the bias error from the P controller. 2. Gives large gain at low frequencies resulting in “beating down” load disturbances. 3. May make the transient response worse. 4. Controller phase starts out at -90° and increases to 0° at the break frequency. This phase lag can be compensated by derivative action. The integral controller act as “automatic reset” as shown in figure 2.11
load disturbance ysp
+
e
K
-
1 sTi
u
plant
y
Figure 2.11: Automatic reset action Almost always used in conjunction with P control.
K load disturbance ysp +
-
e
K
1 sTi
u
plant
y
Figure 2.12: PI control The integral term may be expressed in (i) 𝑇𝑖 and (ii) 𝑘𝑖 The integral term 𝑇𝑖 is known as the integral time constant. 𝑇𝑖 = ∞ corresponds to pure (proportional) gain. The integral term 𝑘𝑖 is known as integral gain (e.g: in MATLAB) The relationship between 𝑇𝑖 and 𝑘𝑖 is as follows: 𝑘𝑖 𝐾 = 𝑠 𝑇𝑖 𝑠
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam Example 2.2: a) I control reduces the rise time, increases both settling time and overshoot, and eliminates the steady-state error b) The closed-loop transfer function of the system with a PI controller is: X(s)/F(s) = ______________ . c) Let k = 30 and ki = 70. P gain (k) was reduced because the I controller also reduces the rise time and increases the overshoot as does the P controller (double effect). Closed Loop Step : K = 30, Ki = 70 1.4
1.2
Displacement (m)
1
0.8
0.6
0.4
0.2
0 0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
2
Time (sec)
2.4.4
Derivative controller
Introducing a derivative controller will add damping and in doing so: 1. increases system stability (add phase lead) 2. reduces overshoot 3. generally improves transient response A derivative controller may able to provide anticipative action but derivative action can make the system become noisy. Almost always used in conjunction with P control.
load disturbance ysp
c
+ -
KTd s 1+sTd /N
Figure 2.12: PD control The integral term may be expressed in (i) 𝑇𝑑 and (ii) 𝑘𝑑 The integral term 𝑇𝑑 is known as the derivative time constant.
plant
y
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam
The integral term 𝑘𝑑 is known as derivative gain (e.g: in MATLAB) The relationship between 𝑇𝑑 and 𝑘𝑑 is as follows: 𝑘𝑑 𝑠 = 𝐾𝑇𝑑 𝑠 Example 2.3: a) D control reduces both settling time and overshoot. b) The closed-loop transfer function of the system with a PD controller is: X(s)/F(s)=______________ c) Let k = 300 and kd = 10. Closed Loop Step : K = 300, Kd = 10 1.4
1.2
Displacement (m)
1
0.8
0.6
0.4
0.2
0 0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
Time (sec)
d) Reduced overshoot and settling time, small effect on rise time and ss error
2
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam
Closed Loop Step : K = 350, Ki = 300, Kd = 50
1.2
Displacement (m)
1
0.8
0.6
0.4
0.2
0 0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
2
Time (sec)
2.4.5
PID controller
In some system the commonly implemented controller consist of the P, I and D control action. We call this type of controller as PID controller. Tds
1/(Tis) ysp + -
e
K
u
G(s)
y
Figure 2.13: PID control The standard form of PID controller according to ISA (Instrument Society of America) is as follows:
𝐺𝑐 𝑠 = 𝐾(1 + Or
𝐺𝑐 𝑠 = 𝐾 +
𝑘𝑖 𝑠
1 + 𝑇𝑑 𝑠) 𝑠𝑇𝑖 + 𝑘𝑑 𝑠
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam Example 2.4: a) The closed-loop transfer function of the system with a PID controller is: X(s)/F(s) = (kd s2 +ks+ki )/(s3 + (10+kd)s2 + (20+k)s + ki ) b) Let k = 350, ki = 300 and kd = 50. Closed Loop Step : K = 350, Ki = 300, Kd = 50
1.2
Displacement (m)
1
0.8
0.6
0.4
0.2
0 0
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
2
Time (sec)
c) No overshoot, fast rise and settling time and no steady-state error 2.4.6
PID tuning
Introducing the P, I and D controller has certainly proven to contribute some effect to our system’s response. These effects are summarized as in table below. CLOSED LOOP RESPONSE K
Decrease
Increase
SETTLING TIME Small change
𝐾 𝑇𝑖 𝑘𝑑 = 𝐾𝑇𝑑
Decrease
Increase
Increase
Eliminate
Small change
Decrease
Decrease
Small change
𝑘𝑖 =
RISE TIME
OVERSHOOT
SS ERROR Decrease
When you are designing a PID controller for a given system, follow the steps shown below to obtain a desired response. 1. Obtain an open-loop response and determine what needs to be improved 2. Add a proportional control to improve the rise time 3. Add a derivative control to improve the overshoot 4. Add an integral control to eliminate the steady-state error 5. Adjust each of K, Ki, and Kd until you obtain a desired overall response referring to the table shown previously to find out which controller controls what characteristics.
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KJM597 Control Systems Faculty of Mechanical Engineering UiTM Shah Alam 6. It is not necessary to implement all three controllers (P, I & D) into a single system. For example, if a PI controller gives a good enough response, then you don't need to add D control to the system. Simple is better.
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