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EE 539A

Integrated Optics and Optical MEMS 7 ― Optical MEMS: Applications in Optical Fiber Communications, Part II

Optical Crossconnect (Optical Switch)

Lih Y. Lin EE 539A

7b-2

Purpose: Optical Network Provisioning In the current core network, provisioning of 2.5Gb/s or 10 Gb/s connections is a paper-mediated process that takes weeks This process should be automated in response to service-layer request and achieve seconds to minutes provisioning time.

IP router

IP router

Lih Y. Lin EE 539A

7b-3

Purpose: Optical Network Restoration Current core network: Basic restoration equipment: Digital electronic crossconnects or SONET ADMs Basic units of restoration: 45 Mb/s or 155 Mb/s

There is an emerging need to move to larger units of restoration, at or approaching the wavelength level

X

IP router

IP router

Lih Y. Lin EE 539A

7b-4

Optical Crossconnects for Provisioning and Restoration

Wavelength -interchange crossconnect

... ...

Wavelength -selective crossconnect

...

... ...

...

...

...

...

Standard interfaces

Transparent network

...

Opaque network

SONET ATM

IP

Require high-port-count optical switches

...

...

OXC

SONET ATM

IP

Require medium-port-count optical switches

Lih Y. Lin EE 539A

7b-5

2-D MEMS Digital Crossbar Switches

Virtues:

Simple binary mirror-control. Precise angular alignment can be achieved easily. Challenges: Scalability. 32 x 32 is probably a reasonable limit for single stage → Good for wavelengthselective crossconnects. Lih Y. Lin EE 539A

7b-6

Example of Micro-actuated Switch Mirror Compact translation-to-freerotation conversion 22 µm translation → 90° rotation

Switch mirror

Pushrod

Hinge joint

Hinge Actuated translation stage Lih Y. Lin EE 539A

7b-7

Scratch-drive Actuation Fabrication

Si

Working principle

Poly-2 PSG-2 PSG-1 Si3N4

∆X ~ 10’s of nm

Si

Akiyama et al., IEEE J. of Microelectromechanical Systems, 1993.

Lih Y. Lin EE 539A

7b-8

2-D MEMS Optical Switching Video

Uni-directional

actuation. Micromirror pulled back by springs. Bi-directional

actuation. Actuators with opposite moving directions are connected by insulating material. Lih Y. Lin EE 539A

7b-9

8 x 8 MEMS Optical Switch • Low loss (1.7 dB for 8x8) • Negligible crosstalk (< -60 dB) • Negligible polarizationdependent loss • Negligible wavelengthdependence • Bit-rate transparent • Sub-millisecond switching time • Compact (1 cm x 1 cm) • Standard IC fabrication → Optical prealignment, low cost • Enhanced functionality in integrated form Characteristics of most 2-D digital crossbar switches Lih Y. Lin EE 539A 7b-10

Electro-static Torsion-mirror Switch

H. Toshiyoshi and H. Fujita, J. Microelectromechanical Systems, 1996.

Lih Y. Lin EE 539A 7b-11

Stress-induced Bending Switch

      

Au-coating on polysilicon plate to create stress Single-point contact Switching times: < 12ms Insertion loss for 16x16: < 6dB Angular uniformity: < ±0.1° PDL < 0.4 dB 100 million cycles demonstrated

R. T. Chen, H. Nguyen, and M. C. Wu, “A low voltage micromachined optical switch by stress-induced bending,” IEEE MEMS Conference, 1999. Lih Y. Lin Fan, et al., “Digital MEMS switch for planar photonic crossconnects,” OFC 2002 EE 539A 7b-12

Magnetic-actuated Crossbar Switch

B. Behin, K. Y. Lau, and R. S. Muller, Solid-State Sensor and Actuators Workshop, 1998.

Lih Y. Lin EE 539A 7b-13

Integrated Networking Functionality

― Signal Monitoring Signal-monitoring required for performance monitoring and restoration trigger 45o beam splitter

Photodetector

Lih Y. Lin EE 539A 7b-14

Signal-monitoring Module Microwave coplanar Microwave coplanar transmission line transmission line

45oo beam-splitter 45 beam-splitter

Wire-bonding Wire-bonding Vertical Vertical support support Photodiode Photodiode

Side support Side support

Lih Y. Lin EE 539A 7b-15

Design Consideration for the High-speed Hybrid-integrated Photodetector Impedance of coplanar transmission line G S G

2.5 Gb/s

t

s

h

Substrate, εr K (k e ) 30 π ⋅ ε eff ( f ) K ' ( k e )

Z0 ( f ) = ke =

w

se se + 2 we

5 Gb/s

se = s + ∆

Effective width

we = w − ∆

Effective gap

∆=

1.25t π

K (ke ) = ∫

Impedance

  4 πw   1 ln +     t   π dφ 2

0

1 − k e2 sin 2 φ

K ' ( k e ) = K ( 1 − k e2 ) Lih Y. Lin EE 539A 7b-16

Integrated Networking Functionality

― Connection Verification Connection-verification required for network-surveillance

... ... ...

...

... ...

...

... ...

...

SONET

ATM

IP

Optical crossconnect is a black box

...

...

OXC

SONET

ATM

IP

But the network needs to know if the connection configuration is right

Lih Y. Lin EE 539A 7b-17

MEMS Optical Switch with Integrated Connection-Verification Micro-mirror Electrode plate

45o beam splitter

Output Photodetector

Bias on the electrode Frequency = f Input

Mirror-dithering encodes pilot-tone into measured photocurrent intensity

Photocurrent intensity Frequency = 2f

Lih Y. Lin EE 539A 7b-18

3D-MEMS Analog Beam-steering Switches Lens array

Fiber array

MEMS mirror array Optical path

Use both gimbal mirrors to adjust the propagation direction of the optical beam Lih Y. Lin EE 539A 7b-19

Pros and Cons of 3D MEMS Optical Switches Virtues: Scales beyond 1000 x 1000 in single stage Challenges: Arrays of ~ 1000 elements with mrad, µm tolerances Require exquisite engineering of: • • • • •

Fiber array MEMS mirror array Optical path Lens array

MEMS chip and electrical I/O Mirror-control algorithm Fiber arrays Lens arrays Mechanical packaging Lih Y. Lin EE 539A 7b-20

3-D MEMS Optical Switching Video Fiber array Lens array

Optical path

MEMS mirror array

Video shows steering the optical beam to different angles at various speed

Lih Y. Lin EE 539A 7b-21

Self-assembled Polysilicon Beam-steering Mirror (Lucent Lambda Router)

Lih Y. Lin EE 539A 7b-22

Beam-steering Mirror with Piezo-resistive Torsion Sensing • Piezo-resistive torsion sensors – Resistivity changes with torsion strength – Provide closed-loop feedback control capability of mirror angle

Torsional flexures with sensors

Developed by Xros/Nortel

Lih Y. Lin EE 539A 7b-23

Beam-steering Mirror with Terraced Electrode

Sawada et al., “Improved single crystalline mirror actuated electrostatically by terraced electrodes with high-aspect ratio torsion spring,” Optical MEMS 2003.

Lih Y. Lin EE 539A 7b-24

Optical Coupling Loss from Beam Divergence The shorter focal length collimating lens produces a narrower beam which diverges faster Launch = waist

Coupling efficiency D

Γ=

* ∫ E ( x , y , z = D ) ⋅ E ( x , y , z = 0)

2

∫ E E ( x , y , z = D ) ⋅ ∫ E E ( x , y , z = 0) *

*

Launch = waist

Larger beam produces lower losses or longer propagation distance

Lih Y. Lin EE 539A 7b-25

Mode-Matching for Reduced Optical Loss Backing fiber away from the lens focal point slightly allows us to place the beam waist exactly between the two collimating lenses. Launch is NOT waist Waist is here

w

w0

Identical mode-filling of both lenses D 2

 Dλ   Dλ  Dλ   = ~ w0  Diffraction limit: w = w0 1 +  2  2   2πw0   2πw0  2πw0 Still, long propagation distance requires large beam width, and large mirrors are not desirable Lih Y. Lin EE 539A 7b-26

Coupling Loss vs. Propagation Distance (Use 2-D digital crossbar switch as an example)

15

Experiment Theory

a = 1.5

R = 100 µm

Loss (dB)

10 32 x 32

R: Mirror radius Gaussian beam half-width = R/1.5 Estimated pitch = 800+3R (µ µm)

R = 150 µm

5 R = 200 µm

16 x 16

0

R = 300 µm R = 400 µm R = 500 µm

0

20

40 # of mirrors traveled

60

80

Optical-path length = 7.04 cm (R = 100 µm) 8.00 cm (R = 150 µm) 8.96 cm (R = 200 µm) 10.9 cm (R = 300 µm) 12.8 cm (R = 400 µm) 14.7 cm (R = 500 µm)

Lih Y. Lin EE 539A 7b-27

Angular-Misalignment in Free-Space Optics After angular-misaligned micro-mirror

Lowest-order Gaussian beam  w0  r 2  E ( x, y , z ) = E 0  exp − 2    w ( z)    w( z )    z   × exp − j kz − tan −1       z 0    kr 2  × exp − j  2 R( z )  

amplitude factor longitudinal factor

(

radial phase

Amplitude of the field

 w0 x '2 + y 2    E ( x ', y , z ' ) = E0  exp − 2   w( d1 + z ' )  w ( d1 + z ' )      d + z '    × exp − j k ( d1 + z ') − tan −1  1    z 0       k x '2 + y 2    × exp − j  2 R( d1 + z ' )   

Coordinate transformation x ' = x ⋅ cos(θ ) − z ⋅ sin(θ ) z ' = x ⋅ sin( θ ) + z ⋅ cos(θ )

X’ Z’

Micro-mirror

(0,0)

x

θ

Coupling efficiency

z Receiving plane

)

Γ=

∫E

*

( x ' , y , z ' ) ⋅ E ( x , y , z = 0)

2

∫ E E ( x ' , y , z ' ) ⋅ ∫ E E ( x , y , z = 0) *

*

Input optical beam Lih Y. Lin EE 539A 7b-28

Coupling Loss Due to Angular Misalignment Theoretical results

(Use 2-D digital crossbar switch as an example)

10 R = 400 µm

Experimental verification

R = 300 µm

8

30

20

6 R = 200 µm

4

20

10 10

R = 150 µm

2 R = 100 µm

0

0

0.05

0.10 0.15 θ (Degrees) θ: Twice the mirror-angle variation

d = 5 cm z = 5 cm w0 = 160 µm 0

-0.2

-0.1

Normalized Loss (dB)

Experiment Theory

Loss (dB)

Additional loss (dB)

i = 63 32 x 32 switch

0 0

0.1

0.2

Angular Misalignment of Mirror (Degrees)

0.20

The digital nature of the 2-D crossbar switch makes this a less serious problem → A serious challenge for 3-D analog beam-steering switch Lih Y. Lin EE 539A 7b-29

Torsion Mirrors are Generally High-Q Resonators Frequency and step function responses for a high-Q MEMS mirror. 400 x 400 micron mirror, 75% covered with 10 microns of nickel (ρ=8.9 g/cc) f=711 Hz Q=142

w02 Lorentzian response: P ( w) = (iw)2 + 2iζww0 + w02

w0 : Resonant frequency Q= 1



, ζ : Damping coefficient

S. Pannu, C. Chang, R. S. Muller, A. P. Pisano., Optical MEMS Conference 2000.

Lih Y. Lin EE 539A 7b-30

Open-loop vs. Closed-loop + V -

Tilt angle (deg)

Snap down

Open-Loop

Closed-Loop

8

8

6

6

4

4

2

2

0

0

-2

-2

-4

-4

-6

-6

-8

-8 400

550 Time (msec)

600

650

400

550 Time (msec)

600

650 Lih Y. Lin EE 539A 7b-31

Switching Time and Angular Noise

→ Corresponds to angular variation well under 0.01º

Lih Y. Lin EE 539A 7b-32

Optical Add/Drop Multiplexers (OADM)

Lih Y. Lin EE 539A 7b-33

Motivation for Wavelength Add/Drop •

Increase in WDM channel counts Lengthening of unregenerated systems Increasing need to drop and add a small fraction of fiber capacity

Tb/s

λ

λ

...

...



-Optical wavelength add/drop multiplexer

Lih Y. Lin EE 539A 7b-34

2x2 Add/Drop Switch Configuration Optical circulators create 4 distinct ports from two I/O fibers

IN

PASS

In

In Back Pass

Out Drop Pass Add

V1

V2

ADD OUT

DROP

ADD

DROP IN

IN

PASS

J. Ford, V. Aksyuk, D. Bishop and J. Walker, “Wavelength add/drop switching using tilting micromirrors,” J. of Lightwave Technology 17(5) p.904-911, 1999

Lih Y. Lin EE 539A 7b-35

OADM using MEMS Tilting Mirror Array In Pass Drop Grating ADD V1

C2

V2

DROP

Switch Array

L o s s o n 1 0 d B g r id

IN

W a v e le n g th o n 2 0 0 G H z g rid

C1

PASS

Low loss: deMUX / switch / reMUX - 5 dB (pass), 8 dB (drop) Polarization independent - 0.2 dB PDL Low chromatic and polarization mode dispersion Fast (0.02 ms) and low power dissipation switching > 30 dB isolation for all 16 channels, all paths

J. Ford, V. Aksyuk, D. Bishop and J. Walker, “Wavelength add/drop switching using tilting micromirrors,” J. of Lightwave Technology 17(5) p.904-911, 1999

Lih Y. Lin EE 539A 7b-36

MEMS Tilting-Mirror OADM Performance Pass: 5 dB loss, 30 dB contrast

-5

Add/Drop: 7 dB loss, 30 dB contrast

-5

Pass Mix

-15

-15

-25

-25

-35

-35

-45

-45

1531

Wavelength (200 GHz grid)

1557

1531

Pass Mix

Wavelength (200 GHz grid)

J. Ford, V. Aksyuk, D. Bishop and J. Walker, “Wavelength add/drop switching using tilting micromirrors,” J. of Lightwave Technology 17(5) p.904-911, 1999

1557 Lih Y. Lin EE 539A 7b-37

MEMS OADM with Full Client Configurability Any wavelength can be dropped to any drop-port. Any wavelength can be added to any output. 1 3 5 7 2 4 6 add add add add add add add

...

M add Tunable lasers 1 out

2 in

2 out

3 in

3 out

4 in

4 out

5 in

5 out

6 in

6 out

7 in

7 out

...

...

1 in

N in

N out

Wavelengthmultiplexer

... 1 3 5 7 2 4 6 drop drop drop drop drop drop drop

M drop

2D MEMS matrix switch can be used for this purpose.

NxM four-port optical matrix switch Lih Y. Lin EE 539A 7b-38

Wavelength-selective Optical Switch

N λ’s

Wavelength-selective optical switch

M add/drop ports

N >> M Limited client configurability

D. M. Marom, et al., "Wavelength-selective 1 × 4 switch for 128 WDM channels at 50 GHz spacing," OFC 2002 (postdeadline paper). J.-C Tsai, S. Huang, D. Hah, H. Toshiyoshi, and M. C. Wu, “Open-loop operation of MEMS-based 1 × N wavelengthselective switch with long-term stability and repeatability," IEEE Photonics Technol. Lett., v. 16, p. 1041-1043, 2004. Lih Y. Lin 7b-39 EE 539A

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