Curriculum in Cardiology
Prevalence of anemia and effects on mortality in patients with heart failure JoAnn Lindenfeld, MD, FACC Denver, Colo
Background In patients with chronic kidney disease, the adverse cardiovascular effects of anemia have been well established. New data are emerging to suggest anemia may represent an important treatable cause of cardiac morbidity and mortality in patients with heart failure. To improve the understanding of the problem of anemia in heart failure, it is important to assess the factors that influence the prevalence of anemia and to assess the consistency of the association of anemia and mortality in various populations of patients with heart failure. Methods
A systematic review of the literature was conducted by performing detailed searches of MEDLINE and EMBASE, searching the bibliographies of the articles retrieved during the database search, and conferring with heart-failure experts involved in clinical trials.Twenty-eight publications from 26 studies that evaluated anemia prevalence with or without effects on mortality in patients with heart failure were identified. The definition of anemia used in each study was tabulated along with pertinent patient characteristics, the prevalence of anemia, and the association between anemia and mortality.
Results Anemia is common among patients with heart failure. The prevalence of anemia increases with increasing severity of heart failure, declining renal function, and increasing age. Anemia is consistently associated with poorer survival in all patient populations, but there are substantial differences in the patient populations and definition of anemia. Conclusions To clarify the prognostic relationship of anemia in patients with heart failure, a standard definition of anemia should be adopted accounting for the menopausal status of women. Age, severity of heart failure, evaluation of kidney function, important comorbidities, and use of angiotensin-converting-enzyme inhibitors should be included, and correctable causes of anemia should be excluded. Inclusion of these factors should allow better definition of the relationship between anemia and prognosis in patients with heart failure. (Am Heart J 2005;149:391-401.) Anemia and heart failure are each common medical problems that occur with increasing prevalence as patients age. At least 3.4 million Americans are estimated to be anemic,1,2 and nearly 5 million Americans have heart failure.3 Although anemia is clearly more prevalent in people with heart failure than in the general population, estimates of the actual prevalence of anemia among patients with heart failure have varied widely. The role that anemia plays in exacerbating cardiac disease in patients with end-stage renal disease has been clear for some time, but only recently has a potential relationship of anemia to long-term prognosis been
From the Cardiac Transplantation Program and the Center for Women’s Health Research, University of Colorado Health Sciences Center, Denver, Colo. Support for this literature review and preparation of the manuscript provided by Amgen Inc. Submitted May 25, 2004; accepted August 26, 2004. Reprint requests: JoAnn Lindenfeld, MD, FACC, Cardiac Transplantation Program, University of Colorado Health Sciences Center, 4200 East Ninth Avenue, Campus Box B130, Denver, CO 80262. E-mail:
[email protected] 0002-8703/$ - see front matter n 2005, Elsevier Inc. All rights reserved. doi:10.1016/j.ahj.2004.08.039
described in patients with heart failure.4-12 The purposes of this paper are to define the prevalence of anemia in patients with heart failure, to describe the factors associated with an increased prevalence of anemia, to describe the relationship between anemia and mortality, and to suggest definitions and data that are critical in defining the relationship of anemia and prognosis in patients with heart failure.
Methods Search strategy This systematic review of the literature was designed to identify and review studies evaluating the prevalence and prognostic import of anemia in patients with heart failure. The search included the US National Library of Medicine database (MEDLINE) and the Excerpta Medica database (EMBASE). The bibliographies of the articles retrieved during the database search were also individually reviewed for articles matching the search criteria. The MEDLINE search included articles from January 1966 through August of 2004. The EMBASE search included January 1974 through August of 2004.
Selection criteria Studies were accepted if the population was defined, and the prevalence and prognosis of anemia were reported. Abstracts
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392 Lindenfeld
Table I. Prevalence of anemia in patients with heart failure
Publication year
Number of patients
2002
152 584
Kosiborod
2003
2281
Connecticut
McClellan
2002
633
Atlanta, Ge
Hospital discharge population studies Szachniewicz 2003
176
Poland
Author/study name Medicare population studies Herzog
Study location
United States
Population in which prevalence was measured
Patients with heart failure from the 1998 (5%) General Medicare database (end-stage renal disease patients were excluded) Medicare patients 65 y of age or older who had been admitted with a principal discharge diagnosis of heart failure Medicare patients who had been admitted to the hospital with a primary discharge diagnosis of heart failure
Definition of anemia
Mean age (y)
Sex (% male)
ICD-9 codes
65-80+
NA
Hematocrit V37%
79 F 8 y
37% male
Hematocrit b40%
75.7 y
40% male
Patients admitted to the hospital with a diagnosis of heart failure
Hemoglobin b12.0 g/dL
63 y
68% male
United Kingdom
Hospital admissions/ discharges
Hemoglobin V11 g/dL
NA
NA
Alberta, Canada
A population-based cohort of patients with new-onset heart failure discharged from 138 acute-care hospitals Hospital discharges
ICD-9 codes
78 y
45% male
Cromie
2002
269
Ezekowitz
2003
12 065
Cleland/ EuroHeart Failure Survey
2003
9971
24 European countries
Wisniacki
2001
201
United Kingdom
Patients older than 65 y who had been admitted to the hospital with heart failure
Hemoglobin b12 g/dL
Wexler
2004
338
Israel
Patients admitted to hospital with a primary diagnosis of congestive heart failure
Hemoglobin b12 g/dL
76 y
60% male
Outpatient clinic population studies Tanner 2002
193
Switzerland
Patients from a tertiary heart failure outpatient clinic
Hemoglobin b12.0 g/dL
54 y
82% male
Cleveland, Ohio
Outpatient clinic–consecutive patients with standard ICD-9 diagnosis of heart failure and CBC evaluation Outpatients with heart failure at Veteran’s Administration Medical Center
Hemoglobin V12 g/dL, males; V11 g/ dL, females Hemoglobin b12.0 g/dL
62 y
64% male
Anemic patients 74.8 F 11.2 y; nonanemic patients 70.5 F 11.9 y
97% male
Tang
2003
2011
Hussein
2003
604
United States
Hemoglobin b11.0 g/dL
51% of females and 30% of males were N75 y N65 y
53% male
NA
American Heart Journal Volume 149, Number 3
NYHA class
Lindenfeld 393
Mean LVEF (%)
Comorbidities
Etiology of LV dysfunction (ischemic heart disease [%])
Mean hemoglobin (g/dL)
Serum creatinine (mg%)
Prevalence estimate
NA
NA
Chronic kidney disease (not end-stage renal disease) 13.6%,. Mean number of comorbidities was 13.9 F 3.1
NA
NA
NA
28%
NA
V20% in 11%; 20%-40% in 24%; N40% in 38% 38.4%
Diabetes 37%; hypertension 60%; renal insufficiency 20%; COPD 26%
NA
z2.0 mg/dL in 32%
Mean hematocrit 38%
48%
Chronic kidney disease 38%; hypertension 66%; diabetes 44%
NA
1.46 mg/dL
Mean hematocrit 36.6%
69.7%
9% NYHA class I; 46% NYHA class II; 29% NYHA class III; 16% NYHA class IV
42%
Diabetes 27%; hypertension 8%
62%
1.2 mg/dL
14.0 g/dL
100% NYHA class IV NA
NA
Renal impairment 44%
NA
NA
NA
10%; 0% in patients with NYHA class I; 9% in class II; 10% in class III; 21% in class IV 14.4%
NA
Diabetes 26%, hypertension 35%, hyperlipidemia 4% ; COPD 30%; chronic renal insufficiency 19%
42%
NA
NA
17%
36% NYHA class I, 37% NYHA class II, 26% NYHA class III/IV NYHA class I-IV
b40% in 51% of males, 28% of females NA
Diabetes 27%, hypertension 53%
NA
z150 Mmol/L in 16% and z200 Mmol/L in 7%
NA
18% males; 23% females
NA
NA
NA
NA
20% NYHA class III; 81% NYHA class IV
NA
Diabetes 36%, hypertension 65%, hyperlipidemia 61%
77%
1.7 F 1.1 mg%
12.0 F 1.8 g/dL
49.8%; 0% in patients with NYHA class I; 36.4% in patients with NYHA class II; 52.0% in class III; 65.9% in class IV 52.4%
7% NYHA class I; 36% NYHA class II; 41% NYHA class III; 16% NYHA class IV
29%
Diabetes 19%; hypertension 31%; dyslipidemia 43%
41%
111 with 106 125 131
NA
NA
NA
NA
NA
14 g/dL in males; 13 g/dL in females
NA
Anemic patients 47%; nonanemic patients 44%
NA
NA
Anemic patients 1.37 F 0.50 mg/dL; nonanemic patients 1.42 F 0.56 mg/dL
NA
NA
Mmol/L in patients NYHA class I; Mmol/L in class II; Mmol/L in class III; Mmol/L in class IV
14.2 g/dL in patients with NYHA class I; 14.0 g/dL in class II; 13.6 g/dL in class III; 13.8 g/dL in class IV
15%; 7% in patients with NYHA class I; 9% in class II; 17% in class III; 26% in class IV 16.1%
21%
(continued on next page)
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394 Lindenfeld
Table 1. continued
Author/study name
Publication year
Outpatient clinic population studies Horwich 2002
Number of patients
Study location
1061
Los Angeles, Calif
Population in which prevalence was measured
Patients referred for heart transplantation evaluation (excluded patients with LVEF N40%, NYHA class b3, or those without an initial hemoglobin level, bdryQ weight, or adequate follow-up data) Patients with heart failure referred to a rapid-access clinic Patients with chronic heart failure attending the heart failure clinic of the Royal Brompton Hospital Patients with chronic heart failure referred to heart failure outpatient clinic
Definition of anemia
Mean age (y)
Sex (% male)
Hemoglobin b13 g/dL, males; b12 g/dL, females
16-72 y
77% male
Hemoglobin b13 g/dL
76 y
54% male
Hemoglobin b13 g/dL
61 y
100% male
Hemoglobin b12 g/dL
70.1 F 11.1 y
79% male
Kalra
2003
552
United Kingdom
Kalra
2002
93
United Kingdom
Silverberg
2000
142
Israel
Androne
2003
196
New York, NY
Patients with advanced heart failure referred to a transplant clinic
Hematocrit b41% males; b38% females
51.5 y
77.5% male
Golden 2002
2002
239 157
Hematocrit L25 Hemoglobin b12.1 q/dL
68.6% male
2002
Outpatient heart failure population Outpatient HF
65.1
Bolger
North America London
NA
NA
2002
5010
International
Clinical trial participants— patients had LVEF b40%
62.7 y
80% male
Anand/ RENAISSANCE
2004
912
North America
Multicenter, double-blind, placebo-controlled clinical trial
Hemoglobin b12 g/dL, males; b11 g/dL, females Hemoglobin V12 g/dL
62 y
78% male
Anker/Pitt/ Sharma ELITE II
2002/ 2000/ 2004
3044
International —289 centers in 46 countries
Clinical trial participants— patients had LVEF V40%
Hemoglobin b12.5 g/dL
72 y
69% male
Packer/ COPERNICUS
2001
2289
334 centers in 21 countries
Double-blind, randomized clinical trial participants
Hemoglobin b12.5 g/dL
63 y
80% male
Mozaffarian/ PRAISE
2003
1130
Clinical trial participants with severe heart failure—patients had LVEF V30%; NYHA class IIIB or IV
Hematocrit V37.6%
65 y
76% male
Clinical trials Maggioni/ ValHeFT
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NYHA class
Lindenfeld 395
Mean LVEF (%)
Comorbidities
Etiology of LV dysfunction (ischemic heart disease [%])
Serum creatinine (mg%)
Mean hemoglobin (g/dL)
Prevalence estimate
35% NYHA class III; 65% NYHA class IV
22%
NA
50%
NA
13.6 g/dL
30%
92% NYHA class III or IV
NA
NA
NA
NA
13.3 g/dL
36%
2.4 F 0.1
31%
NA
62%
117 F 5 Mmol/L
13.7 F 0.2 g/dL
39%
8% NYHA class I; 18% NYHA class II; 27% NYHA class III; 47% NYHA class IV
32.5 F 12.2
Diabetes 28%; hypertension 64%; dyslipidemia 72%
74%
1.6 F 1.1 mg/dL
11.9 F 1.5 g/dL
NA
26%
NA
NA
II-IV
26.6%
Diabetes 46%
Mean = 2.5
30%
NA
59.4% ischemia NA
NA
NA
55.6%; 9.1% in patients with NYHA class I; 19.2% in patients with NYHA class II; 52.6% in class III; 79.1% in patients with NYHA class IV 61%; 33% in patients with NYHA class II; 68% in patients with NYHA class IV 27.6%
NA
NA
29%
1.65 mg/dL males; 1.17 mg/dL females
12.4 g/dL males; 11.9 g/dL females
NYHA class II-IV
23% NYHA class II; 47% NYHA class IIIa; 30% NYHA class IIIb/IV NYHA class 2.5 F 0.6; 52% NYHA class II; 43% NYHA class III; 5% NYHA class IV
9.0%
22%
NA
NA
NA
13.8 F 1.6 g/dL
31%
Diabetes 24%; hypertension 49%; COPD 6% in patients with hemoglobin b12.5 g/dL; 8% in patients with hemoglobin 12.5-13.9 g/dL; 9% in patients with hemoglobin 14.0-15.0; g/dL; 10% in patients with hemoglobin N15.0; g/dL
79%
104 F 29 Mmol/L
14.0 g/dL
67%
134 Mmol/L
64%
1.4 F 0.5 mg/dL
19.9%
81% NYHA class IIIB; 19% NYHA class IV
21%
Diabetes 37%
12%
16.9%; 27.5% females; 12.0% males
19%
13.9 g/dL
20%
(continued on next page)
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396 Lindenfeld
Table 1. continued
Author/study name
Publication year
Outpatient clinic population studies Al-Ahmed/ 2001 SOLVD
Felker/ OPTIME-CHF
2003
Number of patients
Population in which prevalence was measured
Study location
6563
906
United States
Clinical trial participants— patients had LVEF V35%; excluded patients with serum Cr N2.5 mg/dL, recent MI, unstable angina, severe pulmonary disease, uncontrollable hypertension, major cerebrovascular disease, or suspected renal artery stenosis Clinical trial participants with decompensated heart failure, significantly depressed systolic function
Figure 1
Mean age (y)
Sex (% male)
Hematocrit V39%
60 y
86% male
Hemoglobin b13 g/dL, males; b12 g/dL, females
65 y
NA
Figure 2
70
90
60
80
50 40 30 20 10 0 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105
Mean Age (years)
Prevalence of Anemia (%)
Prevalence of Anemia (%)
Definition of anemia
70 60
5
50
18
40
23 24
30
The prevalence of anemia vs mean age of subjects.
Anand
20 10 0
4-6,8,10-16,20-31
17
l
l
l
l
l
l
I
II
IIIa
III
IIIb + IV
IV
NYHA Class
were accepted if prevalence of anemia, definition of anemia, and patient population were described.
Data abstraction Two reviewers evaluated the studies retrieved and agreed upon the final studies included. Twenty-eight publications from 26 studies that evaluated anemia prevalence in patients with heart failure were identified and grouped by population studied. Three publications were used to garner data from a single study—Elite II.13 - 15 The definition of anemia used in each study was tabulated along with pertinent patient characteristics, such as mean age, New York Heart Association (NYHA) functional class, mean serum creatinine level, etiology of heart failure, prevalence of comorbidities, and the prevalence of anemia. The association of anemia with mortality was tabulated in a second table.
Results Twenty-six studies from 28 publications reported the prevalence of anemia in patients with heart failure and
The prevalence of anemia vs NYHA class.6,16,20,21,26,27
included a total of 203 600 patients. Three studies evaluated Medicare populations, 6 studies evaluated patients discharged from hospital, 10 studies evaluated outpatient populations, and 7 studies included patients from clinical research studies (Table I).5 - 7,9-29 The definitions of anemia used in these studies varied significantly. Two studies defined anemia by ICD-9 codes.5,17 Five studies defined anemia as a hematocrit of b35%, 37%, 37.6%, 39%, 40%, and 41%.4,7,10 - 12,27 The remaining 19 studies defined anemia as a hemoglobin concentration of b11 to 13 g/dL. Four of the 22 studies defined anemia differently in men and women, using a lower value of hemoglobin or hematocrit in women.22,23,27,28 The prevalence of anemia varied considerably, from 9% to 69.7%, based on the definition of anemia used and the patient population studied. In
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NYHA class
Lindenfeld 397
Mean LVEF (%)
Etiology of LV dysfunction (ischemic heart disease [%])
Comorbidities
Mean hemoglobin (g/dL)
Serum creatinine (mg%)
Prevalence estimate
46% NYHA class I; 42% NYHA class II; 12% NYHA class III/IV
27%
Diabetes 19%; hypertension 39%
79%
1.18 mg/dL
Mean hematocrit 43%
22%
92% NYHA class III or IV
23%
NA
NA
NA
12.6 F 1.8 g/dL
49%
Figure 3
Figure 4
Prevalence of Anemia (%)
Prevalence of Anemia (%)
80 70 60 50 40 30 20
80 70 60 50 40 30 20 10 0 0
10
10
20
30
40
50
60
Prevalence of Diabetes (%)
0 0
5
10
15
20
25
30
35
40
45
50
Percentage of Patients With Chronic Renal Insufficiency
The prevalence of anemia vs percentage of subjects with diabetes.4,5,7,10 - 12,16,19,21,26,30
The prevalence of anemia vs percentage of subjects with chronic kidney disease.5,10,11,17,18,30
19 of 26 studies, mean age was reported, and the relationship between mean age and prevalence of anemia is demonstrated in Figure 1. In general, increasing age was associated with an increasing prevalence of anemia. An exception to this relationship was seen in the study of Androne et al who reported a 61% prevalence of anemia in patients with a mean age of 51.5 years. However, these were patients from a referral population patients with advanced heart failure.27 The association between increasing NYHA class and increasing prevalence of anemia from 6 studies is shown in Figure 2. The prevalence of anemia does appear to increase as NYHA class worsens. The frequencies of comorbidities such as chronic kidney disease, diabetes, and hypertension are shown in Table I. Only 6 studies reported the prevalence of
chronic kidney disease.5,10,11,17,18,30 There appears to be an association between an increasing prevalence of chronic kidney disease and an increasing prevalence of anemia (Figure 3). Cromie reported a 44% incidence of chronic kidney disease, but only a 17% prevalence of anemia, much lower than in other studies.18 However, the definition of anemia in this study was a hemoglobin of b11 g/dL, the lowest cutoff in any of the studies. The prevalence of diabetes was reported in 12 studies, of which 11 reported a mean prevalence of anemia for all subjects. Figure 4 demonstrates the relationship between prevalence of diabetes and prevalence of anemia. Although the data are scattered, it appears that the prevalence of anemia increases with an increasing prevalence of diabetes. Only 2 studies reported the prevalence of anemia by sex. In Elite II, the prevalence of anemia was 27.5% in women and 12% in men using a hemoglobin of
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Table II. Association of anemia with mortality Author Medicare populations studies Kosiborod McClellan Hospital discharge population studies Szachniewicz Ezekowitz Outpatient clinic population studies Horwich Kalra Golden Bolger Clinical trials Sharma Mozaffarian Al-Ahmad Felker Anand
Follow-up
Outcome (mortality)*
1y 12 mo
1% decrease in Hct = 2% increase in mortality 1% increase in Hct = 1.6% decrease in mortality
mean = 529 d mean = 573 d
anemia vs no anemia HR = 2.61 (CI 1.05-6.47) anemia vs no anemia HR = 1.34 (CI 1.24-1.46)
1y median = 3 y mean = 23.1 mo mean = 31 mo
1 g/dL decrease in Hb = 16% increase in mortality no association with mortality decrease in Hct single most powerful predictor of mortality 1 g/dL decrease in Hb = 38% increase in mortality
median = 551 d mean = 15 mo mean = 33.4 mo 60 d mean = 12.7 mo
Nonlinear mortality that increases above and below Hb = 14.5 g/dL Hct only associated with mortality in the lowest quintile 1% decrease in Hct = 2.7% increase in mortality 1 g/dL increase in Hb = 11% decrease in mortality and rehospitalization 1 g/dL increase in Hb = 15.8% decrease in mortality
Hb, hemoglobin; Hct, hematocrit; HR, hazard ratio. *Cox proportional hazards model in all studies.
b12.5 g/dL as the definition of anemia.13 - 15 In the study by Cleland et al, the prevalence of anemia was 23% in women and 18% in men with anemia defined as a hemoglobin of b11 g/dL.19 Both studies included a very elderly population. Two studies evaluated the potential underlying causes of anemia in patients with heart failure. Cromie et al evaluated 269 patients requiring acute admission to a single hospital in Scotland for heart failure between June of 1998 and December of 2000.18 Anemia defined as a hemoglobin of b11 g/dL was found in 14.4% of patients. There were no patients with iron, B12, or folate deficiencies. Ezekowitz et al evaluated a populationbased cohort of patients with new-onset heart failure discharged from 138 acute care hospitals in Alberta, Canada.5 Using ICD-9 codes, 17% of all patients had anemia and 58% of these (9.9% of all patients) were felt to have anemia of chronic disease. The remainder had identifiable causes of anemia. Both studies emphasized the strong association of chronic renal insufficiency with anemia.5,18 Only 1 study reported the prevalence of true anemia vs anemia due to hemodilution. Androne et al reported that 46% of 37 anemic patients with advanced heart failure had a normal red blood cell volume with increased plasma volume (hemodilution), whereas the remaining patients had a true anemia.27 The patients with hemodilution had considerably poorer survival than those patients with true anemia. Table II describes the 13 studies that reported the relationship of anemia to mortality. All studies used a Cox proportional hazards model. All but 1 study reported increased mortality associated with anemia. Six studies reported a linear association between increasing mortality and decreasing hemoglobin or
Figure 5 +40% +38% +36% +34% +32% +30% +28% +26% +24% +22% +20% +18% +16% +12% Mortality +8% +6% +4% -3%
-2%
-1%
+2%
1%
2%
3%
Hct (%)
1.0
Hb (g/dL)
-
-1.0g/dL
-.05
-2%
0.5
-4% -6% -8% Mortality -12% -14% -16% -18% -20% -22% -24% -26%
Changes in mortality associated with changes in hemoglobin (Hb) in grams per decaliter or hematocrit (Hct) in percent.4,6,8 - 12,31 Filled circle, mortality; filled square, mortality and rehospitalization.
hematocrit.4,6,8 - 11,31 One short-term study demonstrated a linear association between lower hemoglobin and increased mortality and rehospitalization.8 These studies
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are presented in Figure 5. Data from the Elite II trial reported a nonlinear relationship of anemia and mortality with mortality increasing above or below a hemoglobin of 14.5.15 Mozaffarian et al reported an association of mortality with anemia only in patients in the lowest hematocrit quintile.12 In the study of Bolger et al, anemia lost predictive value for mortality when cytokine measurements were added to the multivariate analysis.6 The 3 remaining studies reported a significantly increased mortality in anemic patients vs those without anemia.5,7,16
Discussion The prevalence of anemia in patients with heart failure varies enormously among studies. This marked variation is due to a number of factors, including differences in the definition of anemia, substantial differences in populations studied, a lack of information about correctable causes of anemia, and no control for differences in true anemia vs anemia due to hemodilution. An important factor limiting the assessment of the prevalence of anemia is the lack of a uniform definition of anemia. Any determination of the prevalence of anemia depends heavily on the precise definition of anemia used—and the definitions of anemia found in our literature review varied widely. Some studies employed the World Health Organization (WHO) definition (hemoglobin b13 g/dL in men and postmenopausal women; b12 g/dL in premenopausal women).32 Still other studies used different criteria, such as hematocrit levels or the ICD-9 codes used for hospital admissions, to define anemia. The National Kidney Foundation definition (hemoglobin V12.5 g/dL in men and postmenopausal women; V11 g/dL in premenopausal women) was not used in any of these studies.33 These differences make comparisons among studies difficult. Overall, studies that identified patients with anemia by ICD-9 codes reported lower frequencies of anemia than similar studies that used laboratory values. Anemia definitions should take women’s menopausal status into consideration—and the same criteria used for men should be applied to postmenopausal women.32,33 However, several studies have used anemia definitions with a lower hemoglobin cutoff for women, even when (because of their ages) the majority of women in the study would have been postmenopausal.8,19,24,25,33 Thus, it is likely that many studies have underestimated the prevalence of anemia in postmenopausal women with heart failure. However, other studies may have overestimated the prevalence of anemia in women compared with men for another reason. In most studies of heart failure, women are generally older than men and the prevalence of anemia increases with age in the general population.8,34 For example, although Cleland reported a 23% prevalence of anemia in women compared with 18% in men,
Lindenfeld 399
51% of the women were older than 75 years compared with only 30% of the men. Although there is no single best definition of anemia, it would be helpful if studies adopted the WHO or National Kidney Foundation definitions, both of which define anemia by menopausal status in women.32,33 These data highlight the importance of correcting for age and menopausal status when comparing the importance of anemia on survival in patients with heart failure. Another important cause of variation in the reported prevalence of anemia in patients with heart failure is the difference in populations. As shown in Figures 1–4, the prevalence of anemia in these patients increases with increasing age, more severe heart failure as estimated by NYHA classification, and increasing prevalence of important comorbidities such as diabetes and chronic kidney disease. Although anemia in patients with heart failure is often attributed to bchronic disease,Q it seems likely that a substantial amount of anemia may be related to chronic kidney disease and, possibly, to diabetes.5,18 Certainly, these data should be reported in all studies evaluating the prognostic import of anemia in these patients. The prevalence of reversible causes of anemia in patients with heart failure has been poorly defined. At least 2 studies suggest that 40% to 50% of patients have a reversible cause not related to heart failure.4,16 Increasing age is likely to be associated with a higher incidence of reversible causes of anemia, such as iron deficiency and B12 deficiency.35 - 38 Indeed, macrocytosis and normal B12 levels may not exclude anemia due to B12 deficiency, especially in an elderly white population.35 - 38 If correctable etiologic factors for anemia not associated with heart failure are not excluded, the relationship between anemia and heart failure will be difficult to accurately assess. The actual prevalence of true anemia and anemia due to hemodilution in patients with heart failure has been defined only in a small population of patients.27 However, it appears that anemia due to hemodilution may account for half of these patients and is associated with a poorer prognosis than true anemia.27 Unfortunately, at present, no simple test applicable to large populations exists to separate these patients. Finally, as ACE-I therapy has been associated with a modest decrease in hemoglobin, the use of ACE-I should be reported in all studies.39,40 Twelve of 13 studies have shown that anemia is associated with increased mortality in patients with heart failure (Table II). In the majority of the studies the association was a linear one, with decreasing hemoglobin or hematocrit associated with increasing mortality. However, all of these studies use different definitions of anemia, report different populations, and lack consistency in the correction for other factors such as diabetes and chronic renal insufficiency. Furthermore, none of
American Heart Journal March 2005
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the studies that report on the association of anemia and mortality has consistently excluded correctable causes of anemia. Although there is substantial variation in the reported prevalence of anemia and its effect on mortality in patients with heart failure, some general conclusions can be derived from this analysis. Anemia is common among patients with heart failure, and the prevalence of anemia increases with the severity of heart failure, decline in renal function, and with increased age of the population and possibly with associated comorbidities such as diabetes. Anemia is more common among women than among men (although definitions of anemia vary), but it is not certain if anemia is more common in postmenopausal women when the prevalence of anemia is corrected for age. Anemia is associated with an increased mortality and the more severe the anemia the higher the mortality. However, these studies lack uniform definitions of anemia and patient populations. Future studies of anemia in patients with heart failure should use either the WHO or National Kidney Foundation definitions of anemia and should report anemia by sex along with important comorbidities such as renal function and prevalence of diabetes and the use of ACE-I. A standard evaluation for correctable causes of anemia should be carried out. Inclusion of these factors should allow a much more accurate estimation of the association of anemia with prognosis in patients with heart failure.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
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